Craig Friedman, CRPC

Managing Director - Investments, Financial Advisor

See How Wells Fargo Advisors Can Help

Welcome to the Wells Fargo Advisors site for the professionals of Ernst & Young (EY refers to the global organization, and may refer to one or more, of the member firms of Ernst & Young Global Limited, each of which is a separate legal entity) using the EY Independence Monitoring System.

Through this website, you can learn more about the broker import feature of the Independence Monitoring System offered by Wells Fargo Advisors and the Independence, Ethics and Compliance group of EY. This feature will automate the input of Wells Fargo Advisors brokerage account transactions to your Independence Monitoring system account via nightly downloads of your investment position data.

To participate, you must grant Wells Fargo Advisors permission to provide your holdings information for each acount to Ernst & Young by completing the attached form. You can then forward the form to Ask Independence under the Catagory Broker Feed.

Your individual broker will have limited knowledge of this functionality. If you have questions related specifically to Wells Fargo Advisors, or to either open a new account or transfer existing accounts from other firms to Wells Fargo Advisors, please contact Craig Friedman at 212-205-2925.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested
This information is intended for use only by residents of (AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KS, MA, MD, MI, MN, NC, NJ, NM, NV, NY, OH, OK, PA, SC, TN, TX, UT, VA, VT, WA). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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