Disciplined Investment Process

A well-designed investment plan should not only reflect your longterm goals and a comfortable level of risk, but it should also serve as the foundation of a long-term relationship. Working together, we will follow a four-step process to develop your customized investment plan.

1. Understand your goals

We conduct a personal meeting with you to obtain the background data needed to develop your plan. If appropriate, we also consult with other professional advisors, including your attorney and tax advisor, to understand all pertinent details of your financial circumstances.

2. Develop a plan

We will prepare a comprehensive presentation for discussion and to confirm our interpretation of your investment goals. We will then create specific investment recommendations for your review.

3. Implement recommendations

We believe it is imperative that you understand and are comfortable with your investment strategy. Once we have worked out the details with you and received your feedback, we will put your plan into action.

4. Evaluate progress

Investing should not be a one-time event. Rather, an investment plan requires continual maintenance to help ensure that it stays on target. Your plan can be reviewed, and the allocations within your portfolio can be rebalanced as necessary based on changes in the markets or your life. Once your plan is in place, you will be able to receive monthly statements (as long as there is activity in your account), cost basis tracking, and e-statements. We are also willing to sit down with you whenever you have questions, concerns, or ideas.