We Have Your Best Interest. What it means to be a Fiduciary.
Fiduciary duty represents the highest degree of trust and confidence that the investment advisor will act in your best interest. As a fiduciary, your investment advisor has the duty to:
- Make full and fair disclosure of all material facts, particularly where the advisor’s interests may conflict with the client’s
- Have a reasonable, independent basis for the investment advice
- Obtain best execution for clients’ securities to the client’s objectives, needs and circumstances
- Refrain from effecting personal securities transactions inconsistent with the client’s interests
- Be loyal to clients