Your Goals and Dreams, Our Guidance

You are pursuing your financial goals and deserve someone who can help you with advice and guidance. We are here to listen and help you plan for your future with confidence. We are backed by the resources, expertise, and investment selection of one of the nation’s most recognized financial services companies. Let us help you develop an investment strategy that is flexible and tracks your goals.
Vaughan Scott, MBA, CPWA®

Vaughan Scott, MBA, CPWA®

    • Managing Director - Investments
    Vaughan Scott is a family business advocate, a thought leader on innovative ways to address family wealth, and an adjunct professor at University of Louisville where he is currently teaching business consulting.  He has been advising on the financial, strategic, transition, and succession needs of family enterprises and entrepreneurs since 1997.  His purpose is to help to make a meaningful difference in the lives of families for generations.

    Education

    • Indiana University
    • Thunderbird School of Global Management
    Eric Ballenger

    Eric Ballenger

      • Senior Vice President - Investment Officer
      A perennial student of the capital markets and someone with a strong desire to help others, Eric Ballenger found a perfect fit in the financial services industry.  Since 1991 he has been providing investment advice to clients, including individuals, families, and businesses.

      Education

      • Hanover University
      Michael Grau, CFP®, RICP®

      Michael Grau, CFP®, RICP®

        • First Vice President - Investment Officer
        For more than 18 years, Mike has been assisting clients to build, manage, preserve and transition their wealth.  His background in accounting, a strong work ethic, and a passionate interest in helping others bring Mike the opportunity to serve clients in all stages of their financial life.

        Education

        • The University of Dayton
        Todd Harrett

        Todd Harrett

          • Financial Advisor
          Todd began his career making a national market for his clients' local and privately held, commercial real estate investments.  He then went to workin his family’s Logistics Consulting business where he led the sales team and ultimately facilitated the family's transition strategy for ownership and management.  This experience led him into financial service at Axiom Financial Strategies Group of Wells Fargo Advisors where he advises families that own businesses.  Todd believes in proactive planning and addressing financial situations before they become an immeditae need.

          Education

          • University of Kentucky
          • Indiana University
          Michelle Konkle, CFP®

          Michelle Konkle, CFP®

            • Financial Consultant
            Having over ten years of financial services experience, Michelle focuses on assisitng clients with their investment planning needs.  Michelle obtained her CERTIFIED FINANCIAL PLANNERTM designation in August 2015 allowing her to provide a more thorough insight into a client's overall financial wel being.

            Education

            • Indiana University