Wayne Baller

Wayne Baller

    • Managing Director
    Wayne Baller, Managing Director - Investment Officer, has more than 30 years of experience in the financial services industry. Wayne spent the first ten years of his career as a banking lawyer in Washington, DC, much of it with the Federal Deposit Insurance Corporation (FDIC) arranging mergers of banks that were about to fail into healthy banks. Wayne then started a legal department for a bank in Dayton, Ohio. When the bank asked Wayne to start, and then manage an investment brokerage unit, he realized that financial, estate and retirement planning were his calling. This experience is what has given him a wholly different perspective on risk management. By providing a well-defined wealth management process, Wayne and the Baller Financial Group work together to deliver personalized investment plans tailored to each client's specific needs and goals.


    Wayne earned his law degree from the University of Miami School of Law and a B.S. degree in International Affairs from Georgetown University. Although, Wayne no longer practices law and doesn’t offer those services as Wells Fargo Advisors doesn’t provide legal, accounting and/or tax service. 


    Away from the office, Wayne enjoys spending time with his family – including his sons, David and Steven, and who have joined him at the practice – as well as golfing, traveling, and working out. Wayne is a member of the Dayton Country Club, Dayton Racquet Club, and Dayton Bicycle Club. Wayne also enjoys volunteering his time to the Alzheimer's Association.

    David Baller, CFP®

    David Baller, CFP®

      • Financial Advisor
      David Baller, Vice - President, Financial Advisor, has worked for nearly a decade in the financial services industry. David Baller is a CERTIFIED FINANCIAL PLANNER™ (CFP®) who assists business owner clients with retirement planning and succession planning, before, during and after the sale of a business.

      David's role and focus each day is to stay in constant contact with his clients to make sure that they are on top of their important financial planning issues, whether it be their investments, reviewing and updating estate planning documents, or working with Steve Baller to make sure the clients' Envision financial plan is current and accurate.

      After graduating from the College of Charleston with a Bachelor of Arts degree in Corporate Communication, David joined Baller Financial Group. He prides himself on first learning about his clients' goals, values, and expectations, and then building a customized portfolio of investments that serve as the foundation for their investment plan.

      David lives in Oregon District with his wife, Sanam, and their dog and cat, Bear and Binx. In his free time, David enjoys tackling projects at home, spending time with his family and friends, traveling, and he stays active by playing golf and basketball. He also serves as the Treasurer and on the Board of Trustees for Dayton Crayons to Classrooms, an organization that helps provide teachers with school supplies for students in need.
      Steven Baller

      Steven Baller

        • Financial Consultant
        Steven Baller, Financial Consultant, was born and raised in Dayton, Ohio.  Steven learned teamwork at an early age playing many different sports as he was growing up. He followed his older brother to study at The College of Charleston in South Carolina where he earned a B.S. in International Business and a minor in Spanish.

        Steven spent his early working years in the real estate industry handling property management and residential real estate sales. Helping others with their real estate needs motivated him to become a problem solver for his clients. He likes to identify what is really important to his clients before making any recommendations. Recently, Steven has joined his father and brother in assisting clients with their investment and estate investment planning goals.

        Steven enjoys spending time with his family and his wife, Leah. He is active in the Charleston community and enjoys golf, tennis and basketball. Additionally, he is part of the College of Charleston alumni group.
        Tiffany Tucker

        Tiffany Tucker

          • Client Associate
          Tiffany Tucker started out with Wells Fargo Bank in 2007 serving in various roles in retail banking and most recently in business banking. She joined Baller Financial Group in August 2016 as a Client Associate, where she provides the highest quality of service to our clients. Tiffany moved in the summer of 2016 to Dayton, Ohio from her hometown of Richmond, Virginia.

          In her spare time, she enjoys spending time with her husband and two girls, watching college basketball and traveling.