For over 25 years, Ken's mission has been to provide the highest quality professional advice aimed at building and managing integrated wealth plans to help families achieve their financial goals and secure their futures. Ken began his career in the financial services industry in 1995 as an advisor at Prudential Securities, a predecessor firm of Wells Fargo Advisors. To continue his professional development, he earned his Certified Investment Management Analyst® (CIMA®) designation from the University of Pennsylvania's Wharton School of Business in conjunction with the Investment Management Consultants Association (IMCA).

Ken is designated as a Senior PIM Portfolio Manager. As a PIM manager, he builds and manages customized investment portfolios designed to help individuals, families and foundations achieve their specific investment goals. He takes a value approach to investing focusing on the preservation of capital and the distribution of assets to meet client's needs. Ken is among a select few Wells Fargo Advisors Financial Network financial advisors who are qualified to manage client portfolios on a discretionary or non-discretionary basis. 

Ken is active in the community and has served on a number of local boards. Ken and his wife, Ricky, have two daughters.

*The PIM program is not designed for excessively traded or inactive accounts and is not appropriate for all investors. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services. The minimum account size for this program is $50,000.

With over 30 years of experience, Michael has provided financial guidance to many high-net-worth Individuals, families, small businesses, and non-profit organizations.

He helps build, manage, preserve, and transition wealth for my clients. This comprehensive wealth management process encompasses all aspects of investing, liability management, asset protection strategies, trust, estate, and fiduciary services through Wells Fargo affiliates.

Michael has been recognized as a Platinum Council member (previously known as Premier Advisor). The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by completion of educational components, business production based on the past year, and professionalism. Additional criteria, best practices, and team structure may also be used to determine recipients.

Michael is actively involved in his community. He is an active board member of the Jawonio Foundation and has been a coach for the Hudson Valley Special Olympics Program.

He is married with two children and 3 dogs. Michael loves spending time with family and friends, as well as playing, Tennis, Pickleball and listening to Country Music.

A member of Wells Fargo Advisors from 1999-2023, and currently with Wells Fargo Advisors Financial Network. Patrick has the financial services experience to provide the advice and guidance you need to focus on your short- and long-term goals while navigating life’s financial opportunities and turning points. He enjoys working on complex financial situations and finding effective strategies for each client. Patrick is also a Retirement Income Certified Professional, where he helps clients identify and mitigate retirement risks, minimize tax burden, create sustainable retirement income, and help plan and achieve legacy goals. As a PIM ® Portfolio Manager, it allows Patrick to use his extensive professional experience in investment planning to manage client portfolios in a discretionary manner, utilizing the research recommendations and collective insights of Wells Fargo Securities and external research firms.

Patrick is a graduate of Dominican University, Blauvelt, New York, with a degree in business management and a concentration in finance. As a college intern with Wells Fargo Advisors in 1999, Patrick was offered a position with the company before graduation. Earning his Series 7 Securities registration and learning the operational and investment planning side of the business just out of college, Patrick became a Financial Advisor. He joined the Carter Wealth Management Group in 2011.

Raised in Rockland County, Patrick, and his family, currently reside in Warwick, NY. His interests include bodybuilding, motorcycle riding, boating, traveling, and watching football, especially his favorite team, the New York Jets.

* The PIM program is not designed for excessively traded or inactive accounts and is not appropriate for all investors. Please carefully review the advisory disclosure documents for a full description of our services. The minimum account size for this program is $50,000.

Vincent DeDominicis is a dedicated Financial Advisor at Carter Wealth Management, bringing over six years of experience helping individuals and businesses navigate complex financial landscapes. Known for his analytical insight and client-centered approach, Vincent has guided countless clients toward achieving their financial goals through tailored strategies and long-term planning.

A proud graduate of Sacred Heart University and fully licensed with Series 7, Series 65, and Series 63 registrations, Vincent combines strong academic foundations with a deep understanding of investment management, retirement planning, and wealth preservation. His mission is to simplify the complex, build lasting relationships, and deliver results that matter.

Outside the office, Vincent enjoys spending time on the golf course, playing pickleball, watching Formula 1 racing, and cheering on his favorite football teams. His passion for strategy and precision extends beyond finance into every facet of his life.

James Kivlehan's  has had a distinguished 38 year career in finance began with a strong educational foundation, earning a Bachelor of Science in Economics & Finance from Manhattan College in May 1987. Immediately following graduation, Kivlehan joined J.P. Morgan & Co., at 60 Wall Street in New York City where he spent 13 years (1987-2000) as a Senior Executive Officer of the firm in the Institutional Emerging Markets Trading division. His tenure at one of the world's leading investment banks placed him at the center of dynamic and high-stakes markets. He was responsible for trading complex financial instruments and managing significant risk exposure, navigating major global events such as the Latin American Debt Crisis in the late 80's, The Asian and Russian financial defaults of the 90’s and the devaluation of the Mexican Peso event that rattled markets in 1994.
 
In 2000, he transitioned from institutional banking to the buy-side, becoming the Chief Operating Officer (COO) of Premium Partners Hedge Fund in Tappan, New York. For three years, he oversaw the fund's operational framework, including compliance, risk management, and technology. This role broadened his expertise beyond trading to include the strategic and administrative functions critical to running a successful financial firm.

From 2003 to 2011, he shifted his focus to the real estate finance sector as the Co-Owner and Executive Senior Vice President of Citybrook Mortgage Company. As a co-owner of this consumer and commercial mortgage broker firm, he was responsible for the company's overall strategy and operations in the Hudson Valley Region. During this period, he successfully navigated the volatility of the U.S. housing market, including the subprime mortgage crisis.
 
Since 2011, he has served as a registered securities Financial Advisor at Edward D. Jones & Co. Through his extensive achievements he was elevated to Limited Partner of the firm in 2017. This is a significant culmination of his career, leveraging his extensive background in both trading and operational management to provide personalized wealth management advice. As a Limited Partner, he was a part-owner of the firm, demonstrating a high level of seniority and commitment to building long-term financial relationships and helping individual clients achieve their Financial Goals.

On August 21, 2025 James Kivlehan announced that he has joined Wells Fargo Advisors Independent Financial Network as a Senior Financial Advisor. He stated with excitement and enthusiasm the following “This move is a fantastic opportunity to leverage the firm's robust resources and extensive network to provide exceptional service to all clients. He is passionate about helping individuals and families navigate the complexities of the market, build lasting wealth, and achieve their financial goals. James looks forward to working with all clients to develop personalized strategies that can help them achieve their financial goals for their future.”

James lives in Congers, NY with his Fiancé Deborah and has three Daughters Christina, Kimberly & Katherine. In his spare time he enjoys quality time with his family and playing golf and other outside activities.

Ardell Roan has worked in the financial services industry since 1988. She holds the FINRA Series 7, 63, 66, 9, and 10 registrations, and is also a licensed insurance agent in New York. As a lifelong learner, Ardell continually seeks knowledge that adds value for clients.

Currently, she serves as the Branch Manager of Carter Wealth Management, where she oversees the daily operations of the office. Ardell interacts with clients, assists financial advisors in managing client accounts, keeps the office organized, and ensures that clients have the best possible experience when they call or visit.

Ardell thrives in a fast-paced environment and enjoys finding creative solutions to meet clients' needs. She is dedicated to promptly and professionally addressing challenging questions and requirements.
 
Outside of work, Ardell is a wife and mother of three. She cherishes spending time with family and friends, enjoys taking scenic drives, loves the beach, and is a fan of basketball and baseball.

Lou began his career in financial services in 2001 and joined Wells Fargo Advisors in 2011. He joined Wells Fargo Advisors Financial Network in 2022.

Lou's extensive experience, certifications, and organizational skills enable him to help clients with account administration, asset transfers, and online access issues.

Lou is Series 7, 63, and 66 licensed and is a Notary Public. He graduated from Fairleigh Dickinson University, New Jersey, with a bachelor’s degree in economics and finance. He served in the U.S Air Force, earning the rank of Senior Airman.

During his down time, Luciano enjoys bowling, skiing, martial arts, dancing and traveling.

Brigitte has nearly 30 years’ experience in the Financial Services Industry. Prior to joining Carter Wealth Management, she has worked as a Senior Client Associate for Prudential Securities, Wachovia Securities, and Wells Fargo Advisors, assisting Financial Advisors with managing their clients’ short and long-term investment goals.

In her role as Senior Client Associate at Carter Wealth Management, Brigitte Pinder prides herself on delivering a highly skilled and reliable client experience, while providing quality control to help ensure that all calls, paperwork, policy, and procedures are adhered to properly.

In the fast and sometimes hectic nature of financial services, Brigitte prides herself on being detail oriented as well as a problem solver for clients. Her extensive experience and organizational skills enable her to help clients with all facets of client service.

With over 16 years in the Financial Services Industry, Donna Sparta brings a warm, client-focused presence to her role as a Client Associate. Before joining Carter Wealth Management, Donna worked at Edward Jones, building strong relationships and consistently delivering exceptional service.

Donna is known for her patience, empathy, and resourcefulness. She’s always organized and is proficient in problem solving, qualities she relies on daily to support both clients and advisors. Her ability to persevere and adapt helps her build trust and deliver tailored solutions.

Outside of work, Donna treasures time with her family, especially her grandchildren, and finds peace in nature, whether she’s walking through the woods or relaxing on the beach. She also enjoys crafting, which brings her joy, creativity, and a chance to unwind.