Wells Fargo Advisors Products and Services1

Investments

  • Stocks, bonds, mutual funds, ETFs
  • Options
  • Private capital
  • Hedge funds
  • Portfolio management

Retirement Planning

  • IRAs and distribution options
  • Roth IRAs and conversions
  • Business retirement plans


Estate Planning2 Strategies

  • Charitable giving strategies
  • Financial literacy for families
  • Wealth transfer strategies


Education Planning

  • 529 plans
  • Education savings plans

Executive Services

  • Concentrated stock monetization and hedging strategies
  • SEC Rule 10b5-1 plans

Insurance3

  • Life insurance
  • Long-term care insurance
  • Disability insurance

Wells Fargo Bank Products and Services4

Wealth Planning5 6

  • Comprehensive Wealth Planning
  • Business Succession Planning
  • Executive Compensation Planning

Private Banking

  • Real Estate Financing, including:
    • Residential Mortgages6
    • Commercial Properities
    • Specialized Financing
    • Securities Based Lending

Trust & Fiduciary Services5 6

  • Business Advisory Services
  • Legacy Trust
  • Special Needs Trust Services
  • Trust Services

1 Brokerage services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealerand separate non-bank affiliate of Wells Fargo & Company.

2 Wells Fargo & Company and its affiliates do not provide legal or tax advice. In limited circumstances, tax advice may be provided by Wells Fargo Bank N.A. Please consult your legal and/or tax advisors to determine how this information, and any planned tax results may apply to your situation at the time your tax return is filed.

3 Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

4  Wells Fargo Bank, N.A. is a bank affiliate of Wells Fargo & Company.

5 Wells Fargo Bank, N.A. (“the Bank”) offers various banking, advisory, fiduciary and custody products and services, including discretionary portfolio management. Wells Fargo affiliates, including Financial Advisors of Wells Fargo Advisors, may be paid an ongoing or one-time referral fee in relation to clients referred to the Bank. In these instances, the Bank is responsible for the day-to-day management of any referred accounts.

6 Wells Fargo & Company and its affiliates do not provide legal or tax advice. In limited circumstances, tax advice may be provided by Wells Fargo Bank N.A. Please consult your legal and/or tax advisors to determine how this information, and any planned tax results may apply to your situation at the time your tax return is filed.