Why You Should Choose an Independent Advisor

Promotion of a True Advisory Relationship 

Your interests are best served by a wealth management advisor who acts as a truly unbiased advisor and strictly adheres to your best wishes.


Open-Architecture Approach & Institutional Research Coverage 

As a member of Wells Fargo Advisors Financial Network, Mendoza Private Wealth’s investment solutions are selected from one of the best available platforms across the industry. We are not obligated to sell certain products, allowing us to create a conflict-free environment. Furthermore, investment solutions are vetted through an institutional research process and consistently reviewed throughout the investment cycle.

Independent, Secure Custody and Comprehensive Reporting

Mendoza Private Wealth’s clients’ assets are held at a leading independent custodian, Wells Fargo Clearing Services, LLC.


Unbiased Advice and Counsel 

You want your advisor to be focused on providing the best possible advice to help meet your needs, as opposed to being motivated to execute transactions. Mendoza Private Wealth’s investment management team has no incentive to recommend transactions and instead can provide their best, unbiased advice and counsel at all times.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (DE, FL, MA, NY). Securities-related services may not be provided to individuals residing in any state not listed above. Please consult with the FA as s/he may not be registered in all states.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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