Neal Kaye

Neal Kaye

    • President
    • PIM Portfolio Manager

    I am a father of two, Neal and Ashley, and a grandfather of four: Tucker, Skylar, Neal III and Miller. Claire, my wife, and I live in the Garden District of New Orleans. The restaurants in New Orleans are world famous. We try our best to sample each and every one of them. The pace of life in New Orleans is slower and more culturally diverse than most cities. It really is a wonderful place to live and work.


    2015 to Present – Wells Fargo Advisors Financial Network


    • President

    • PIM Portfolio Manager

    2003 to 2015 - UBS Financial Services, New Orleans, LA

    • Vice President - Investments

    • Senior Portfolio Manager, Portfolio Management Program

    1987 to 2003 - Merrill Lynch, Private Client Group, New Orleans, LA

    • Vice President, Senior Financial Advisor

    • Portfolio Manager, Personal Investment Advisory Service

    1984 to 1987 - Dixie Brewing Company, New Orleans, LA

    • Owner, President, Chief Executive Officer

    1971 to 1984 - Neal W. Kaye Incorporated, New Orleans, LA

    • Owner, President, Chief Executive Officer


    • MBA, Tulane University - New Orleans, LA

    • BSBA, Babson College - Wellesley, MA


    United States Navy, Meritorious Service Medal


    Series 3, National Commodity Futures

    Series 7, General Securities Representative

    Series 24, General Securities Principal 

    Series 63, Uniform Securities State Agent

    Series 65, Investment Advisor Representative