Neal Kaye

Neal Kaye

    • President
    • PIM Portfolio Manager

    WHAT I DELIVER:
    Competency, one of my core values is that, I believe, relationship skills are a great addition to being competent, but they are no replacement for it. My core competency is customized investment solutions. 
     
    "CUSTOM" IS CUSTOMARY
    Every relationship is unique. I listen to each client to better understand their expectations. My objective is to help you plan for your future. I aim to deliver the combination of prudent stewardship of client assets with personal service. My personalized advice provides a clear rationale to help clients make wealth management decisions with confidence.
     
    THE "DIFFERENCE" THAT MAKES A DIFFERENCE
     
    I believe that in business relationships, competency is the currency of long-term rapport - and this is also true in a financial advisory relationship as it enables one to focus on whatever objectives we establish. Investors come to me with their goals. My integrity, historical success, and skills in providing what they want will ultimately determine their satisfaction from the relationship.

    If the advisor's rapport skills only make people feel good, but the advisor does not provide the value that the client needs, then the client will leave feeling confused about the interaction. Again, one of my core values is that relationship skills are a great addition to being competent, but they are no replacement for it.

    We welcome the opportunity to work in concert with our client's legal and accounting advisors.

    EXPERIENCE

    For over 30 years, Neal has been working in the financial services industry, specializing in helping his clients prepare for their financial future. Neal graduated from Babson College with a Bachelor’s in Business Administration and then went on to receive his MBA from Tulane University. Over the course of his career, Neal has worked for some of the largest and most respected financial institutions including, Merrill Lynch, where he served as Senior Financial Advisor and Vice President, then UBS Financial Services serving as Vice President of Investment and Senior Portfolio Manager, and most recently, President of N W Kaye Private Investment Management.    

    EDUCATION

    • MBA, Tulane University - New Orleans, LA

    • BSBA, Babson College - Wellesley, MA

    MILITARY

    United States Navy, Meritorious Service Medal

    REGISTRATIONS

    Series 3, National Commodity Futures

    Series 7, General Securities Representative

    Series 24, General Securities Principal 

    Series 63, Uniform Securities State Agent

    Series 65, Investment Advisor Representative

    CA Insurance License Number: OH9549. Resident State: LA