A team to address your needs
The dedicated professionals on our Executive Services Team are experienced in addressing the concerns facing public company executives, key employees, and other corporate insiders. This team will work with your financial advisor, tax advisor, and legal counsel to help develop, implement, and execute all types of strategies and transactions involving company stock.
10B5-1 Plans
Why consider a 10b5-1 trading plan?
A properly executed 10b5-1 plan can reduce the negative perception of insider stock sales by market participants and avoid the volatility that often results.
A properly executed 10b5-1 plan can reduce the negative perception of insider stock sales by market participants and avoid the volatility that often results.
Executive Services
Whatever your situation, you need to know you’re in the hands of a firm that:
• Has experience with addressing executives' needs and handling stock trades for executives
• Will take a team approach to addressing your objectives
• Will develop customized strategies targeting the challenges you face
• Has experience with addressing executives' needs and handling stock trades for executives
• Will take a team approach to addressing your objectives
• Will develop customized strategies targeting the challenges you face
Scott Smith
- Wells Fargo Bank, N.A.
- Wealth Planning Consultant
- Helps individuals navigate the complexities of equity compensation benefits (incentive stock options, non-qualified stock options, restricted stock, RSUs, performance stock, and similar programs)
- Assists affiliates / control persons at publicly traded companies in complying with Rule 144 disclosure requirements
- Assists in the design and oversight of section 10b5-1 program trading plans.