Mitchell S. Rock, Managing Director - Investments

Mitchell S. Rock's practice is focused on helping a select group of affluent families preserve and protect their wealth. With over 30 years of Wall Street experience, he strives to provide a comprehensive suite of services ranging from wealth management and investment planning to providing clients with access to lending and banking services through Wells Fargo affiliates. All of this is done while delivering a client experience similar to what you would expect to get from a much smaller investment boutique.

When addressing wealth management, Mitchell and his team seek to develop an asset allocation strategy based upon their clients’ tolerance for risk and overall long-term objectives. Their team was built to work with affluent families just like yours. Mitchell wants his clients to feel safe and takes comfort in knowing his mission is to help them any way he can, regardless of direction.

Mitchell received his BA in Accounting from The George Washington University, and an MBA in Finance from New York University. Prior to joining Wells Fargo Advisors, he held similar positions in the private client groups of Morgan Stanley, UBS, and Oppenheimer & Co. Mitchell started his career as the Director of Research at a hedge fund, where he designed sophisticated multi-asset portfolios for institutional investors utilizing non-traditional asset classes.

Wells Fargo Advisors and its affiliates do not provide legal or tax advice. Any estate plan should be reviewed by an attorney who specializes in estate planning and is licensed to practice law in your state. Asset allocation cannot eliminate the risk of fluctuating prices and uncertain returns.