Financial Advisor, Senior Vice President - Investments

About Us

I want you to be a confident investor so you can work toward your life goals and dreams. I will strive to empower you through customized, goal-oriented investment strategies. Long-term relationships are built on the trust I aim to earn through integrity, hard work and service.

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Our Commitment to You

We’ll make financial and investment recommendations with your best interest at heart.

Working with Us

We provide advice, guidance, and resources for your financial life.

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Scott E. Caldwell

Scott E. Caldwell

Financial Advisor
Senior Vice President - Investments

Phone: 408.938.2842
Email: scott.e.caldwell@wellsfargoadvisors.com

Benjamin Tong

Registered Client Associate

Phone: 408.947.3132
Email: benjamin.tong@wellsfargoadvisors.com
As a Registered Client Associate, I work closely with Financial Advisor Scott Caldwell and strive to provide our clients and our team with excellent administrative and operational support.

Prior to joining Scott in San Jose, I lived in Charlotte, NC. I first began working for Wells Fargo Advisors through an internship program with my alma mater, UNC Charlotte. Through close to a decade of experience with the firm in various roles, I have been practicing the art and science of personable, diligent, and effective service to our clients.

In our free time, my wife and I enjoy a nerdy trifecta of reading, listening to classical music, and taking care of our 67 (and counting…) houseplants.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested
This information is intended for use only by residents of (AL, AZ, CA, CO, FL, HI, ID, IL, MN, MO, NV, NY, OR, RI, SC, TX, VA, WA). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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