Focus
Providing clients with confidence through the varied phases of their financial journey is a powerful responsibility. Tom focuses on designing investment plans for affluent individuals, families, professionals, corporate executives and business owners.
Background & Experience
Tom has more than 20 years of experience in the financial services industry, having worked at UBS and Morgan Stanley before joining Wells Fargo Advisors as a Managing Director – Investments in 2016.
Tom is a member of a small, select group of Financial Advisors who have earned the discretion to trade on their clients’ behalf through the Private Investment Management (PIM)1 program.
He has been a Wells Fargo Advisors’ Platinum Council Advisor for 2016 to 2023. The Platinum Council (previously known as Premier Advisor) distinction is held by a select group of Financial Advisors within Wells Fargo Advisors as measured by completion of educational components, business production based on the past year, and professionalism. Additional criteria, best practices and team structure, may also be used to determine recipients.
He graduated from the University of Connecticut in 1988. Prior to joining the financial services industry, Tom spent 3 years as an Artillery Captain in the U.S. Army.
He resides in Westport with his wife, Veronica, and sons, Noah, Henry and Oliver.
(1) The PIM program is not appropriate for all investors. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services.
Focus
Dan focuses on advising individuals, business owners and small businesses on all aspects of their financial needs. His collaborative planning process helps client’s prioritize goals and assists them in making sound investment decisions to realize their vision of the future.
Background & Experience
Dan began his career in the financial services industry in 1995.
He worked for UBS and Morgan Stanley before joining Wells Fargo Advisors as a Managing Director – Investments in 2016.
Dan is a member of a small, select group of Financial Advisors who have earned the discretion to trade on their clients’ behalf through the Private Investment Management (PIM)1 program.
He has been a Wells Fargo Advisors’ Platinum Council Advisor for 2016 to 2023. The Platinum Council (previously known as Premier Advisor) distinction is held by a select group of Financial Advisors within Wells Fargo Advisors as measured by completion of educational components, business production based on the past year, and professionalism. Additional criteria, best practices and team structure, may also be used to determine recipients.
His educational background includes graduating from Muhlenberg College in 1995.
He resides in Fairfield with his wife, Patty, and children, Megan and Sean.
(1) The PIM program is not appropriate for all investors. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services.
Focus
Megan plays and integral role on the team striving to provide exemplary client service, organization and administration for the team. She recognizes the importance of communication and timely responses as she delivers personalized support to help the team and clients achieve their objectives.
Background & Experience
Megan serves as the key point of contact for any operational or account maintenance questions.
She began her career at UBS in 2001.
Because of her keen interest in the financial markets, Megan attained both the Series 7 and 66 securities registrations.
She worked at Morgan Stanley before joining Wells Fargo Advisors as a Senior Registered Client Associate in 2016.
Megan received a BS degree from St. Joseph's University and currently resides in Bethel with her husband, David, and daughters, Morgan and Charlotte.
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