Our Capabilities & Connections

Count on our team to provide guidance, financial advice and ongoing support to help you achieve financial success.
We are part of Wells Fargo Advisors, a non-bank affiliate of Wells Fargo &  Company. As a part of Wealth & Investment Management, we work closely with our bank colleagues to offer you, as our client, access to comprehensive strategies designed to address your full range of financial needs. Through our highly integrated working relationship with Wells Fargo Private Bank, we will introduce you to a team of specialists who are able to implement custom, comprehensive wealth plans to help you accomplish your goals.
The depth and breadth of our financial services offerings are vast.
Whether you are investing for retirement, education, a second home, philanthropic  causes, legacy, or one of your life’s passions, we will help you make informed decisions about your investment strategy.

We start with discovery and planning, then leverage the deep capabilities of Wells Fargo Advisors to offer a range of solutions, including insurance, annuities and institutional  investment management. As a Wells Fargo Advisors client, you have access to Wells Fargo affiliate products and services such as Wealth Planning, Private Banking, Trust and Fiduciary Services as well as various customized and more traditional lending products.

We also work closely with other professionals in and outside of Wells Fargo & Company, including business bankers, qualified retirement plan providers,  estate planning attorneys and accountants, to closely coordinate strategies designed to meet all your wealth management needs. Together, your extended team works to help you build, manage, preserve and transition your wealth.

Comprehensive Wealth Planning
Wealth planning encompasses more than managing assets. As financial advisors, we utilize a comprehensive approach to understand your financial priorities and help you achieve your goals. Below is a list of the investment planning services available to you.

Your investment plan
  • Assess your risk tolerance
  • Rebalance or reposition assets as needed
Retirement assets and company benefits
  • Retirement plan investments
  • Stock option grants or restricted stock
Personal risk/family security generation
  • Adequate insurance protection
  • Management plan for incapacity/disability
Access to Banking and Lending Services through Wells Fargo affiliates1
  • Residential mortgage and home equity financing
  • Securities-based lines of credit
Cash flow/cash reserve
  • Emergency funds
  • Cash alternatives

Education planning
  • Invest for children or grandchildren
  • Identify suitable tax-advantaged investments
Wealth preservation strategies
  • Asset ownership; beneficiary designations
  • Estate and Trust planning2
Income tax planning3
  • Identify tax-efficient portfolio strategies
  • Manage capital gains, losses and alternative minimum tax (AMT) exposure
Charitable and community giving
  • Explore charitable giving options and strategies to instill philanthropic values in the next generation
Planning for Business Owners
  • Consider personal objectives in the framework of business objectives
  • Discuss various risk mitigation techniques

1Lending and other banking services available through Wells Fargo Advisors (NMLS UI 2234) are offered by banking and nonbanking subsidiaries of Wells Fargo & Company, including, but not limited to Wells Fargo Bank, N.A. NMLSRID 399801), Member FDIC, and Wells Fargo Home Mortgage, a division of Wells Fargo Bank, N.A. Certain restrictions apply. Programs, rates, terms, and conditions are subject to change without advance notice. Products are not available in all states. Wells Fargo Advisors is licensed by the Department of Business Oversight under the California Residential Mortgage Lending Act and the Arizona Department of Financial Institutions (NMLS ID 0906158). Wells Fargo Clearing Services, LLC, holds a residential mortgage broker license in Georgia and is licensed as a residential mortgage broker (license number MB2234) in Massachusetts.
2Trust services available through banking and trust affiliates in addition to non-affiliated companies of Wells Fargo Advisors. Wells Fargo Advisors and its affiliates do not provide legal or tax advice. Any estate plan should be reviewed by an attorney who specializes in estate planning and is licensed to practice law in your state.
3Wells Fargo Advisors is not engaged in rendering legal, accounting, or tax-preparation services. Specific questions as they relate to your situation should be directed to your legal and tax advisors.
Wells Fargo Wealth and Investment Management (WIM) is a division within Wells Fargo & Company. WIM provides financial products and services through various bank and brokerage affiliates of Wells Fargo & Company.