Retirement Plan Consulting


    Retirement Plan Services


    We provide comprehensive retirement planning services as 3(21) fiduciary consultants. We act as the advisor to qualified plans including defined benefit plans and 401(k) plans for business owners and corporations.

    Learn More About 401(k) Plans

    Learn More About Defined Benefit Plans





    ERISA and Our Fiduciary Responsibilities


    When you serve on an investment committee of a qualified plan governed by the Employee Retirement Income Security Act (ERISA), you are considered a fiduciary and you must accept the responsibility to protect and preserve the assets entrusted to you on the behalf of you and your beneficiaries.

    Learn More About CFP Professional Planning





    Additional Consulting Services


    Investment Policy Statement | We will assist you in preparing an Investment Policy Statement (IPS) that identifies the objectives, risk tolerance and constraints for the management of the investments.

    Investment Search and Recommendation | Upon your request, we will provide you with an Investment Search Report (options may include money market, collective investment trusts, mutual funds or group annuity contact).

    Performance Reporting | On an agreed upon basis, we will provide periodic Performance Reports to assist you in evaluating your plan’s designated investment options and the performance of the plan’s portfolio over various time periods, as well as comparing various aspects of such performance to benchmarks identified in the IPS.

    Service Provider Search | We will request proposals from a group of record-keeping platform providers based on stated goals, objectives and demographics of the plan, and subsequently prepare a report to summarize the results.

    Plan Fiduciary Meeting Support | Our team will provide general summary reports and statistical updates to the plan committee(s) or other fiduciaries.

    Plan Benchmarking | You will be provided with plan benchmarking reports that identify and compare specific plan-design elements such as: plan features; investment-related information; participant behaviors, plan oversight as well as plan-related fees with other plans in similar industries, or with similar plan size and/or demographics.

    Employee Education | We will provide investment education to and for the benefit of your company's employees.

    Investment and Insurance Products:

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