Senior Registered Client Associate
With more than 15 years of financial services experience, Bhagwati strives to ensure that our clients’ administrative, trading, and operational needs are handled accurately and quickly. She handles the day-to-day administration of accounts, including opening new accounts, managing account transfers, and answering questions regarding statements or our clients’ investment planning process. She holds series 6, 7, 63, 66 registrations as well as Florida life, health and variable annuity licenses. She also holds the CRPC (Chartered Retirement Planning Counselor) designation. Bhagwati is fluent in three languages in addition to English - Hindi, Gujarati and Swahili.
Away from the office, she enjoys meditation, traveling, listening to music and spending time with her husband Mitesh and two sons, Rohan and Riyan.