A Disciplined Process

For high-net-worth investors, our process begins by gaining a thorough understanding of your unique circumstances, investment objectives, risk tolerance, and time horizon for each of your goals. Our team then develops a prescriptive action plan through customized analysis. We then lead our clients by executing the plan we develop and maintain the plan through a high level of client service.

For nonprofit investors, we collaborate with our affiliates at the Outsourced Chief Investment Officer (OCIO) platform in order to utilize extensive market research that helps customize your overall portfolio and implement unique and timely investment opportunities. This disciplined approach then allows you more time to focus on your organizational mission.
Process

STEP 1: Initial Assessment

Our extensive investment process begins with a comprehensive profile of your current financial resources, liabilities, tax exposure and investment objectives including transfer of wealth and/or succession. We collaborate with you to identify any gaps that exist between key areas and work to help you develop a strategy to eliminate these omissions so you can more efficiently achieve your objectives and mitigate your risks. This profile serves as a road map of your goals and risk tolerance, and the basis for subsequent investment recommendations.
Our Process

STEP 2: Developing Your Plan

After in-depth analysis, we create a strategic plan designed to help pave the way for you to succeed financially. Our superior attention to detail provides direction and discipline. We collaborate with you to prioritize your goals and balance those goals with potential outcomes.
Our Process

STEP 3: Delivering Your Plan

We meet with you to review recommendations that are designed to help enable you to live the life you are planning. All steps necessary to implement your plan are reviewed, and then final adjustments are made to the customized plan.
Our Process

STEP 4: Plan Implementation

Our team carefully transitions assets into the agreed upon plan, taking into account tax ramifications, strategies for concentrated positions, holdings you prefer to maintain, and current market conditions.
Our Process

STEP 5: Plan Review

It is essential to regularly review the plan and evaluate it toward established goals, adapt to changing conditions and manage risk. As the plan is implemented over time, life and market conditions may change, requiring revisions in an effort to stay on course toward defined goals.

Contact Us so that we can connect with you
and assess how we can help.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, MA, MD, MI, MO, MT, NC, NE, NH, NJ, NY, OH, OR, PA, PR, SC, SD, TN, TX, UT, VA, WA). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

© 2022 Wells Fargo Clearing Services, LLC. All rights reserved.

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionalsX