Investment Advice

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Investment Selection and Monitoring

To meet your responsibilities under ERISA, the plan should have an Investment Policy Statement to guide the investment decision-making process. The Investment Policy Statement should provide general guidelines for investment selection and monitoring. This helps the plan fiduciaries demonstrate they have fulfilled their responsibilities and provides documentation. Bridgehaven Fiduciary Partners will help plan sponsors develop an Investment Policy Statement and provide comprehensive investment services. These services include:
  • Diversification review of the investment menu
  • Quantitative and qualitative analysis of investment options
  • Recommendation to add, remove or change investment options
  • Provide a proprietary investment review and performance reporting on a regular basis
  • Track investment changes and document due diligence reviews
  • Discuss regulatory updates, market commentary and participant demographic reports

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, MA, MD, MI, MN, MO, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY). Securities-related services may not be provided to individuals residing in any state not listed above. Please consult with the FA as s/he may not be registered in all states.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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