We Work With You. And For You.
From the moment you start working with Connie Shen, you can expect:
Proactive recommendations to help you achieve your goals
Prompt and thoughtful follow-up to your questions or concerns
On-going dialogue to adjust your tailored strategy as needed
Connie Shen
Financial Advisor
Personal Philosophy: Having worked with corporate executives and affluent investors, I learned that the most powerful financial strategies are not reserved for the wealthy. My passion is helping individuals and families access sophisticated planning, make informed decisions, and build lasting financial confidence through a disciplined, long-term approach to wealth management.
Connie is a dedicated wealth management professional helping individuals, families, business owners, and corporate executives navigate financial decisions and pursue their long-term goals.
Throughout her career, Connie has held advisory and wealth management roles at leading financial institutions including Fidelity Investments, Charles Schwab, and J.P. Morgan. During that time, she worked extensively with corporate executives, high-net-worth individuals, and professionals with concentrated stock positions, equity compensation plans, and Rule 144 requirements. Her experience includes helping clients navigate stock option strategies, restricted stock, executive compensation, diversification planning, and complex wealth preservation needs.
Along the way, she discovered her true passion: helping everyday families gain access to the same caliber of advice traditionally reserved for the ultra-wealthy. Today, Connie is dedicated to making sophisticated financial planning, investment management, and wealth-building strategies more accessible to hardworking individuals and families.
Education & Certifications:
B.A. in Economics
Master's Degree in Business
Harvard University Alternative Investments Certification
Equity Compensation Associate (ECA), Santa Clara University
Professional Experience
15+ Years in Financial Services
Fidelity Investments
J.P. Morgan
Charles Schwab
eMoney Advisor®
A modernized approach to advice
Leveraging our industry leading advice tools and resources simplifies the planning process and allows you to track closer to your desired outcomes.
Investment expertise and advice in an effort to help clients succeed financially
