Background and experience

Rick has a goal to help his clients make the most of their financial lives. From
retirement planning, wealth preservation, education savings for children or
grandchildren, he can help his clients develop and implement smart financial and
investment strategies around their goals and needs.

With over 30 years of experience in financial services, Rick uses his ability to
understand the intricacies of each of his clients’ long-term needs and risk tolerance to
structure balanced portfolios to address their specific financial goals.

Rick earned a Bachelor’s degree in Finance with a concentration in Portfolio
Management from DePaul University in Chicago. He holds Series 7, 63, 66, 9 and 10
securities registrations. He began his financial services career as a Financial Advisor
with Blunt, Ellis and Loewi, Inc. In 1995, he joined RBC Dain Rauscher, where he worked
for 12 years. While at RBC, and also at Wells Fargo Advisors, Rick served as Branch
Manager.

Away from the office

Giving back to the community, Rick enjoys volunteering at the Northern Illinois food
bank and other local charities. He enjoys golf, boating, fishing, snowmobiling, classic
cars, and spending time with his family and friends.

Background and experience

Jack is dedicated to helping individuals and businesses develop financial and
investment strategies that align with their needs, goals, and risk. His mission is to
provide every client with targeted, comprehensive financial advice and portfolio
management ideas, delivered with the highest level of personal service and
professional integrity.

Jack worked with Golden Trail Advisers, before joining Wells Fargo Advisors. His
experience also includes positions with Yeske Buie and the University of Illinois as a
Content Writer. Jack has a bachelor’s degree in Consumer Economics with a
concentration in Financial Planning from the University of Illinois in UrbanaChampaign.

With an emphasis on continuing education, Jack has also earned the CERTIFIED
FINANCIAL PLANNER® practitioner designation from the Certified Financial Planner
Board of Standards, Inc. (CFP Board). For this designation, he had to complete
approved educational programs, pass rigorous examinations, and meet stringent
experience requirements. Jack strives to help each one of his clients plan for a financial
future in a way that best meets his or her goals.

Away from the office

Jack is involved in Toastmasters International and enjoys presenting to students at the
University of Illinois on how to get ahead as they begin their careers. Jack likes to stay
active, and you can usually find him golfing, at the gym, on the lake in Wisconsin, or
spending time with friends and family.

Background and experience

Sofiya is a Financial Consultant who brings a global perspective, strong technical
foundation, and genuine personal insight to her work with clients. Born and raised in
Ukraine, she immigrated to the United States at the age of 13—an experience that
shaped her resilience, adaptability, and appreciation for thoughtful, long-term Wealth
planning.

She earned her Bachelor’s degree in Consumer Economics with a concentration in
Wealth Planning from the University of Illinois at Urbana-Champaign. Sofiya currently
holds her Series 7 and Series 66 registrations, along with licenses in Life, Health, and
Long-Term Care insurance.

Sofiya works closely with individuals and families to develop personalized strategies
focused on investing, retirement planning, and long-term financial confidence. She is
passionate about education and transparency, helping clients understand their options
and feel confident in their financial decisions.

Fluent in Ukrainian and Russian, Sofiya brings a strong multicultural perspective to her
practice, allowing her to build meaningful relationships with clients from diverse
backgrounds.

Away from the office

Sofiya leads an active lifestyle. She enjoys playing soccer and volleyball, attending local
sporting events, and following the UFC. An avid adventurer, she also loves skydiving.
She values quality time with her family and especially enjoys fishing with her father—
experiences that reflect the importance she places on relationships both personally and
professionally.

Background and experience

Angela Norman is an Administrative Assistant who plays a key role in supporting daily
operations and delivering a seamless experience for both clients and colleagues. Known
for her strong organizational skills, attention to detail, and personable approach, she
creates a welcoming environment where everyone feels valued. Her ability to anticipate
needs and manage priorities makes her a trusted and dependable member of the team.

Angela attended Southern Illinois University and previously worked as a paralegal,
gaining experience in Real Estate, Traffic, Criminal, and Wills and Trust. This background
strengthens her ability to manage complex tasks with accuracy and efficiency.

She began her career with the Barrington Branch in 2023 and was honored with the
Wells Fargo Advisors 2026 Platinum Excellence Award. The Wells Fargo Advisors
Platinum Recognition Program is open to eligible branch support associates that have
delivered exceptional performance during the prior calendar year. Performance factors
are inclusive of client experience, partnership with Financial Advisors to support their
objectives, and task execution. Participants are placed into one of two categories.
Pinnacle Level are the Top 100 performers as selected by manager nomination and
divisional review. Excellence Level are all remaining participants.

Away from the office

Angela resides in Rolling Meadows. She is married and a proud mother to her son, with
whom she enjoys spending time traveling, camping, sports, and outdoor activities.
In the fall, she coaches his youth football team, reflecting her passion for mentorship,
teamwork, and community. She values the healing power of nature and enjoys hiking
for both the breathtaking views and the sense of accomplishment that comes from
reaching new heights. In her downtime, she enjoys a good book, coffee, and celebrating
special moments with friends and family.