J.Douglas Riva, CLU, CFP, ChFC

Senior Financial Advisor, Managing Director - Investments

About

Through tailored and timely financial and investment advice, our goal is to help clients succeed financially and work toward their life goals. Whether you’re in the early stages of building wealth or facing complex retirement- or estate-planning choices later in life, we’re ready and equipped to help you make decisions for your future.

Mission Statement  

Core Values  

Doug's Professional Experience  

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J. Douglas Riva, CLU, CFP, ChFC

Senior Financial Advisor
Managing Director - Investments

Phone: 215.340.4942
Email: Doug.Riva@WellsFargo.com
Doug is a Senior Financial Advisor, Managing Director-Investments and PIM® Portfolio Manager at Wells Fargo Advisors where he works with retirees, corporate executives, and business owners to help them determine, prioritize, and achieve their financial goals. He develops plans tailored to each client's needs, adjusting plans over time as financial or life changes occur. Doug places a premium on communication and client service. He specializes in investment advice in business services, education funding and 529 plans, estate planning strategies, and retirement planning, among others. 

Doug builds custom portfolios for his clients and actively tracks the investments. He is one of a select few advisors at Wells Fargo Advisors to complete the Private Investment Management (PIM)* program, a discretionary trading platform allowing him to adjust client portfolios in real time. Markets can change fast, and it is important to him that, as steward of his clients' capital, he is able to respond quickly. 

Previously, Doug worked as a Financial Advisor at Merrill Lynch for over 17 years. Prior to that, at Acacia Financial Group for 5 years and at Prudential Financial Group for 10 years. Doug believes that his time at Prudential writing and selling insurance policies has given him a unique perspective (and advantage) in his current role, allowing him to better analyze a client's risk and insurance needs. 

Doug enjoys golfing, hiking, and spending time with his wife, four children, and golden retrievers.
 

EDUCATION- 

BS Finance, Penn State University 85, minor in Economics

MS Financial Services, American College

CERTIFIED FINANCIAL PLANNERTM professional,

Chartered Life Underwriter

Chartered Financial Consultant®

 

*The PIM program is not designed for excessively traded or inactive accounts and is not appropriate for all investors.  Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services.  The minimum account size for this program is $50,000.

Tracey Ann Herring

Senior Registered Client Associate

Phone: 267.880.2881
Email: Tracey.A.Herring@WellsFargo.com
Tracey Herring graduated from Blair College with an associate degree in Business Administration and maintains her FINRA Series 7, 63 & 65 securities registration as well as life and health insurance. She brings over 25 years of experience to her position as a Senior Registered Client Associate in Doylestown, PA. She worked for Wells Fargo Advisors and its predecessors for 12 years from 1997 to 2009 and returned in March of 2019.

One of her strengths is building processes that help build a successful service-oriented practice. She uses extensive knowledge and skills obtained through education and experience to research,  analyze and resolve complex issues. She is responsible for all day-to-day operational functions, managing service standards to ensure timely and accurate delivery of operations support.  As the main point of contact for operational and service for Doug Riva, Senior Financial Advisor and Eric Riva, Financial Advisor, she brings a friendly, positive attitude with her to work every day. 


When she is away from the office she enjoys crafting, running, traveling and spending time with her 2 adult daughters, Melony and Jamie, her five grandchildren, Emma, Ryan, Ainsley, Connor and Brinley and her Jack Russell terrier, Daisy, in Spring Mount, PA.

John "Eric" Riva

Financial Advisor

Phone: 267.807.5089
Email: Eric.Riva@WellsFargo.com
John Eric Riva

Financial Advisor

With over 8 years of experience in financial services and corporate finance, I’m dedicated to helping individuals and their families meet their financial goals in the most tax efficient way possible. Our team’s experience as well as our dedication to serve you is at the center of everything we do. The road to financial well-being takes time and commitment. We’ll work to help set you on a path forward with balanced portfolios, thoughtful investment plans, and much more. Our mission is to help make your financial life simple and we’ll be there by your side every step of the way.

I began my career in 2016 at Johnson & Johnson as a Financial Analyst where I supported groups ranging from Equity Compensation and Financial Planning and Analysis. My desire to help individuals was one of the reasons I came to Wells Fargo Advisors. I graduated from Pennsylvania State University in 2016 with a bachelor’s degree in Finance and minor in Economics. To better assist my clients, I’ve achieved additional certifications, specifically the CFP®. I am committed to understanding your goals and am here to provide personal financial advice based on your individual needs and concerns. As your situation changes, we’ll respond accordingly to help you and your family reach your goals in a manner most prudent to you.

 

Credentials:
Registrations: SIE, Series 7, 66

Licenses: Life and Health Insurance (PA)
Why Invest With Us

Why Invest With Us

Your financial needs and goals are uniquely your own. When investing or working with us, you’ll benefit from a flexible, customizable planning approach and the support of a company dedicated to helping investors thrive and succeed.

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Why Invest With Us

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested
This information is intended for use only by residents of (CA, CO, CT, FL, LA, MA, MD, NC, NJ, NY, OK, PA, PR, SC, TX, VA). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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