About Us

Discovery, planning, and education are the core of our approach. Our ongoing discovery process is our commitment to continued conversations and document review with your family to help you compile and better understand your financial assets and how they can be utilized to help you accomplish your family goals and objectives.

Meet Our Team

Jeffrey R. Germain, CIMC

Private Wealth Financial Advisor
Managing Director - Investments


Vincent "Vinnie" DiCarlo, CFP, CEPA, CDFA

Private Wealth Financial Advisor
Managing Director – Investments


Kelly K. Wong

Private Wealth Financial Advisor
Managing Director – Investments


Joy Ogbunamiri

Client Performance Analyst


Han Nah Kim

Private Wealth Senior Registered Client Associate


Elena Ji

Registered Client Associate


Stacy Thatcher

Senior Client Associate


Sara E. Gonzalez

Senior Client Associate