Focus

In his practice, Rick’s primary focus is building lifelong relationships with his clients. As a Senior Financial Advisor with Wells Fargo Advisors, my goal is to provide you with comprehensive Wealth Management planning. Together, we can discuss financial strategies designed for your specific goals and unique situation.

Background and experience

For over 18 years, Rick G. Flores a CERTIFIED FINANCIAL PLANNER professional has helped individuals and families simplify many complex aspects of wealth management. I can guide you through the LifeSync® process, leading to a meaningful conversation that help you clearly define and understand the “jobs” your money can do. Whether that is making a major purchase, sending your children to college or providing a future lifestyle.
A financial advisor can help you explore a range of scenarios while understanding the potential trade-offs required along the way. As a financial advisor with the CFP certification, I had to complete approved educational programs, pass rigorous examinations and meet stringent experience requirements.

Recognition

In 2026, Rick and his team were recognized by FORBES magazine as Best-in-State Wealth Management Teams.

In 2024, Rick was recognized by Advisor Hub by being named to the Advisors to Watch List*.  

Rick's also been named as one of the Wells Fargo Advisors Platinum Council Advisors* for 2022.

He was recognized three years in a row by FORBES Magazine as Top Next-Gen Wealth Advisor* in 2017, 2018 and again in 2019.

· The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structure.

 

2026 Forbes Best-in-State Wealth Management Teams: Awarded January 2026; Data compiled by SHOOK Research LLC based on the time period from 3/31/24 - 3/31/25 (Source: Forbes.com).

2024 AdvisorHub Advisors to Watch: Awarded June 2024; Data compiled by AdvisorHub based on the time period from 12/31/22 - 12/31/23 (Source: AdvisorHub).

2019 Forbes Top Next-Gen Wealth Advisors: Awarded June 2019; Data compiled by SHOOK Research LLC based on the time period from 3/31/18 - 3/31/19 (Source: Forbes.com).

2018 Forbes Top Next-Gen Wealth Advisors: Awarded July 2018; Data compiled by SHOOK Research LLC based on the time period from 3/31/17 - 3/31/18 (Source: Forbes.com).

2017 Forbes Top Next-Gen Wealth Advisors: Awarded July 2017; Data compiled by SHOOK Research LLC based on the time period from 3/31/16 - 3/31/17 (Source: Forbes.com).

https://www.wellsfargoadvisors.com/disclosures/awards-disclosures.htm 

Away from the office

Rick spends his free time with his wife, Brittney, their son, Dominic and their cocker spaniel, Arnold. In addition, you can find Rick fitness training, swimming at the International Swimming Hall of Fame or cycling with the South Broward Wheelers.

Focus

Ivette’s practice is centered on building lifelong relationships grounded in trust, transparency, and personalized service. As a Managing Director - Investments and Senior Financial Advisor with Wells Fargo Advisors, her goal is to deliver comprehensive, planning-based wealth management tailored to each client’s unique goals. She works closely with individuals and families to develop thoughtful financial strategies designed to help them achieve clarity, confidence, and long-term financial success.

Background and Experience

With over 40 years of experience in the financial services industry, Ivette has dedicated her career to helping clients simplify the complexities of wealth management. She serves as a trusted resource, guiding individuals and families in identifying and implementing strategies that define the “jobs” their money can perform—whether supporting major life purchases, funding education, planning for retirement, or creating a meaningful legacy. Her planning-based approach emphasizes collaboration, education, and proactive decision-making. Ivette and her team work closely with clients to explore a range of financial scenarios, helping them understand opportunities and potential trade-offs along the path toward achieving their goals. Ivette began her career at Merrill Lynch in April 1985, where she worked until March 2005. She then joined Bank of America Investments (2005–2009) before transitioning to Wachovia Securities in 2009, now Wells Fargo Advisors, where she has continued her practice for over 17 years. She holds FINRA Series 7, 63, and 65 securities registrations, as well as a Florida state license for life, health, and annuities.

Recognition

RecognitionIvette has been named to the Wells Fargo Advisors Platinum Council in the following years: 2013, 2015, 2016, 2017, 2018, 2019, 2021, 2022, 2023, 2024, 2025 and 2026. *(2024-2026) The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors as measured by business production based from the previous year and professionalism. (2013, 2015-2019, 2021-2023) The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structure.

Away from the Office

Ivette is passionate about giving back to her community and supporting meaningful causes. She actively supports organizations such as St. Jude Children’s Research Hospital, Tunnel to Towers Foundation, and the ASPCA, reflecting her commitment to helping children, honoring military families, and supporting animal welfare. A proud Cuban American, Ivette was born and raised in Miami and continues to call South Florida home. She lives in Kendall with her husband Carlos, a retired firefighter and former Marine.She is the proud mother of two sons, Marc and Christopher, who reside in Miami Lakes and Fort Myers, and a devoted grandmother to Mila (age 2) and Maverick (2 months), with another granddaughter, Ella, expected in September 2026.In her free time, Ivette enjoys jazz and blues music, bike riding, growing herbs and orchids, attending wine tasting events, and traveling—especially cruising whenever time allows.

Diana A. Romero is a Senior Registered Client Associate based in Miami, Florida, with 16 years of extensive experience supporting brokerage operations and financial advisors. She plays a key role in helping to manage client relationships, coordinating account activities, and helping ensure accurate, efficient, and compliant day to day operations.
Known for her professionalism, attention to detail, and client first mindset, Diana is a trusted colleague to advisors and clients alike, consistently striving to deliver high quality service and operational excellence.

2026 Platinum Pinnacle Recipient
Diana is a 2026 Platinum Pinnacle recipient under The Wells Fargo Advisors Platinum Recognition Program, which is open to eligible branch support associates that have delivered exceptional performance during the prior calendar year. Performance factors are inclusive of client experience, partnership with Financial Advisors to support their objectives, and task execution. Participants are placed into one of two categories. Pinnacle Level are the Top 100 performers as selected by manager nomination and divisional review. Excellence Level are all remaining participants.

Outside the office
Diana is married to her High School Sweetheart and a busy mother of two energetic boys, Andres and Marcos, ages 9 and 8. She enjoys photography, attending concerts, and exploring great food, whether discovering new restaurants or sharing meals with family and friends.

To support your financial needs, we can assemble a team of Wells Fargo specialists who will work with you and your attorney, accountant, and other outside advisors. We have listed some specialists from affiliated business lines of Wells Fargo & Company. Although they are an available resource, they are not members of our practice, nor can they make securities recommendations, or discuss brokerage or advisory accounts or products. If you have questions about how a specialist might be able to assist you, please contact us.

*Employed by Wells Fargo Bank, N.A.

*Robert Petix – Senior Wealth Strategist

*Nikki Packer – senior lead Fiduciary Specialist

*Donna Diston – Private Wealth banker