Transferring Your Account

  • Confidential Client Information Questionnaire – To protect your privacy and follow industry regulation, we’re unable to take with us copies of your client files, account statements, and records. This questionnaire helps us open the new account(s).
  • Form W-9 – Each taxable account transferred requires a Request for Taxpayer Identification Number and Certification (Form W-9).
  • Educational Communication Piece – A Financial Industry Regulatory Authority (FINRA) document that includes considerations in deciding whether to transfer your assets to WFA.
Please contact us if you need help completing the documents. We’re always happy to answer questions and walk you through the process.