The Kalas Keeley Group
of Wells Fargo Advisors

Transferring Your Account

We’re currently mailing out the documents required to transfer clients’ accounts to Wells Fargo Advisors. Here are links to the same documents:

  • Confidential Client Information Questionnaire – To protect your privacy and follow industry regulation, we’re unable to take with us copies of your client files, account statements, and records. This questionnaire helps us open the new account(s).
  • Form W-9 – Each taxable account transferred requires a Request for Taxpayer Identification Number and Certification (Form W-9).
  • Educational Communication Piece – A Financial Industry Regulatory Authority (FINRA) document that includes considerations in deciding whether to transfer your assets to WFA.
Please contact us if you need help completing the documents. We’re always happy to answer questions and walk you through the process.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested
This information is intended for use only by residents of (AZ, CA, CO, FL, IL, IN, MI, NJ, NY, TN, WI). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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