Institutions

King Ravella Private Wealth Management Group specializes in working with corporate and institutional clients who require an expert advisor to assist them in fulfilling their fiduciary duties.  Our team is guided by core principles that include acting in the best interest of our institutional clients, providing objective investment recommendations tailored to each organization’s needs and maintaining the highest levels of ethical and professional standards.  Importantly, our commitment and expertise in this space is recognized by Wells Fargo Advisors and thus our team is able to serve clients as a 3(21) INVESTMENT ADVISOR* and offer a number of services to our institutional customers.

We provide institutional consulting services to clients including:
  • Defined Contribution Plans (401(k), 403(b), 457, Profit Sharing)
  • Defined Benefit Plans
  • Endowments
  • Foundations
  • Municipalities
  • Hospitals
Services provided include:
  • Investment Policy Statement
  • Manager Search & Recommendation
  • Service Provider Search and Review
  • Plan Fees and Service Benchmarking
  • Asset Allocation Study
  • Diversification Review
  • Performance Monitoring
  • Participant Education
  • Board/Committee Services and Education
 

* Investment advisor — For the purpose of this publication, an investment advisor is a person as defined under ERISA section 3(21) who may: – Provide investment advice to participants or other fiduciaries in connection with plan assets. – Serve in an advisory capacity only (leaving final decisions to another fiduciary). “Advisory” fiduciaries are sometimes known as “limited scope” fiduciaries, or more commonly referred to as someone who provides investment recommendations. In either case, the employer still decides to accept or decline the recommendation provided by the hired investment advisor and is still a fiduciary. An agreement is typically executed between the employer and the 3(21) fiduciary


Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AK, AR, AZ, CA, CO, CT, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, MI, MS, MT, NC, ND, NJ, NY, OH, PA, SC, TN, TX, UT, VA, WA, WV). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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