Meet Our Team

CA Insurance License: 0N02300 resident state, NY

Focus

I take great pride in providing advice and guidance to individuals, businesses and foundations with portfolio composition and management strategies. My investment process places particular emphasis on providing customized legacy and wealth transfer strategies for benevolent families throughout the Capital Region.

Background & Experience

• I am celebrating over 35 years of experience building and managing portfolios to help my clients achieve their goals.

• After earning my BA in Economics from Franklin and Marshall College, I began my career as a Financial Consultant at EF Hutton in 1983. I continued my career at Merrill Lynch and joined Wells Fargo Advisors in 2008.

• My approach begins by listening to my clients to identify their objectives, time horizons and risk tolerance. Then I develop a strategic asset allocation and construct personalized investment portfolios based on each client’s unique risk tolerance, time horizon, growth and liquidity needs.

• I earned my Certified Investment Management Analyst (CIMA^®) designation from the Wharton Business School. The CIMA® is an advanced technical portfolio construction certification for investment professionals.

• I am also a Private Investment Management (PIM¹) Portfolio Manager. As a PIM Manager, I develop customized portfolios geared toward each client’s specific investment goals.

The Private Investment Management (PIM) program is not designed for excessively traded or inactive accounts, and may not be suitable for all investors. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services. The minimum account size for this program is $50,000.

Away From The Office

I enjoy spending time with my family at Lake George and Saratoga during the summer. In the winter, I am a volunteer ski instructor for the Double H Ranch Adaptive Winter Sports Program in Lake Luzerne, NY. I am the Past-Chairman of the Pastoral Council for the Parish of Mater Christi in Albany, NY and the Past- Chair and current member of the Board of Trustees for the Hyde Collection in Glens Falls, NY.

CA Insurance License: 0D94197 resident state, NY

Focus

My passion is helping people achieve their vision for their financial future, I take the time to clearly understand client goals, design, communicate and deliver holistic solutions.

Background & Experience

• With over 25 years of experience as a Financial Advisor, I am committed to ongoing education and training that enables me to build personalized wealth management strategies that address each client’s unique needs.

• After earning a bachelor’s degree in management systems from Rensselaer Polytechnic Institute, I began my career as a Financial Advisors at Merrill Lynch in 1993. After 15 years, I joined Wells Fargo Advisors in 2008.

• I am a CERTIFIED FINANCIAL PLANNERTM (CFP^® ) professional. As a CFP® profesional, I develop personal long-term investment plans to help my clients build wealth, prepare for retirement and implement strategies to help realize their goals. To earn my CFP^® professional designation, I completed hundreds of hours of rigorous coursework and examinations, agreed to adhere to high standards of ethical conduct and complete CFP Board’s biennial ongoing certification requirements.

• I am also a Private Investment Management (PIM¹) Portfolio Manager. As a PIM Manager, I develop customized portfolios geared toward each client’s specific investment goals.

The PIM program is not designed for excessively traded or inactive accounts and is not appropriate for all investors. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services. The minimum account size for this program is $50,000.

Away From The Office

My wife and I live in Slingerlands with our twin children. Active in the community, I previously served on the Guilderland YMCA board of advisors, and I enjoy coaching, golf, hockey, softball and PCA membership.

CA Insurance License: 0C51977 resident state, NY

Focus

I am dedicated to building lifelong client relationships based on honesty and integrity. I provide prudent and comprehensive investment strategies specifically tailored to each client’s needs.

Background & Experience

With more than 24 years of experience in the financial services industry, I recognize that a reputation of high-quality service and integrity is earned by creating satisfied and knowledgeable clients.

After graduating from The University at Albany with a B.A. in Psychology, I began my career at a Fortune 100 auto finance company while serving as a part-time Armor Non-Commissioned Officer in the New York Army National Guard.

Knowing that I wanted to apply my knowledge and experience in finance to help people achieve their investment goals, I rededicated my career as a Financial Advisor and focused on investment and retirement income planning, market and securities analysis and portfolio design.

Working with individuals and families is very fulfilling. I am able to help translate financial topics in a way that clients can easily understand economic and market activity which helps them make informed investment decisions.

I continued to develop my industry knowledge and became a member of the CMT® (Chartered Market Technician) Association.

In 2015 I was awarded the Chartered Retirement Planning Counselor (CRPC) by The College for Financial Planning. This designation recognizes my expertise in the areas of pre-and post-retirement needs, asset management, estate planning and the entire retirement planning process.

Away From The Office

My wife and I have lived in Loudonville since 1991, where we raised our son and daughter. I am a former Crew Advisor, Troop Committee Chair and Cub Master with the Boy Scouts of America. I enjoy hiking, kayaking and shooting sports where I am a certified instructor.

CA Insurance License: 0N01571 resident state, NY

Focus

I truly care for each of our clients and am dedicated to providing superior investment advice and service for each client’s individual needs.

Background & Experience

• With over 27 years of experience in the financial services industry, my goal is to build trusting relationships with my clients as I work with them to help achieve their financial goals and objectives.

• Recently promoted to Financial Advisor, I rely on my prior experience serving as a Senior Registered Client Associate.

• My educational background includes graduating from Hudson Valley Community College with an Associate’s Degree in Business Administration. I went on to graduate Magna Cum Laude from the College of St. Rose with a Bachelor of Science in Financial Management.

• I was recognized as a Wells Fargo Advisors Premier Client Associate from 2010-2018. This program is designed to reward the best Client Associates and provide further professional opportunities. This distinction is held by a select group of Registered Client Associates within Wells Fargo Advisors nominated by their management for their consistent display of professionalism, integrity and core leadership values.

• I also participate in the Wells Fargo Ambassador Program which serves as the firm’s central location for home office teams to test out ideas, concepts and policies with Financial Advisors, Managers and Support Staff.

Away From The Office

I live in Averill Park, New York with my husband, Gary, and our son, William. Active in the community, I was a past board member and fundraising coordinator for the Averill Park Pop Warner and I continue to be involved in Twin Town Little League and Averill Park Youth Basketball.

CA Insurance License: 4116850. Resident State NY

I specialize in helping individuals and families make informed investment choices and plan for a secure, comfortable retirement. Getting to know my clients is the most rewarding part of my work.

I’ve worked my way up in financial services. I began as a Client Associate and earned my Series 7, 66, 63, and insurance licenses. I served as a Financial Advisor in the Saratoga Springs, N.Y., branch of Wells Fargo Advisors before joining the Lock One Wealth Management Group of Wells Fargo Advisors in Albany, NY as a Financial Consultant.

In 2022 I earned the title of Private Wealth Financial Consultant. In this capacity, I provide specialized service and resources to sophisticated clients with complex, multi-generational needs.

I attended St. Lawrence University and graduated summa cum laude from Castleton University with a BA in World Literature. Prior to joining the financial services industry, I worked in public relations and the nonprofit sector.

I’m a native of Indian Lake, N.Y., and I love the Adirondacks and the outdoors. I run, hike, bike, kayak, snowshoe and ski. I am also a food fanatic, happiest when I am cooking a big meal for my family and friends.

I serve on the Board of Directors of Kelly’s Angels, Inc., an organization that helps kids and families who have lost a loved one to cancer and other illnesses. I live in Saratoga Springs with my partner Mark and our two rescue dogs, Annie and Ruby.