A consummate professional, James Watts is driven by a passion for exceptional service that extends to every facet of his roles as advisor and portfolio manager. His client-first focus is grounded in the “Golden Rule,” ensuring each of his clients feels valued, cared for, and confident in his commitment to helping them achieve their financial goals. Clients rely on the deep knowledge, insights, and experience James has developed over a career spanning nearly 25 years. His holistic approach features wealth planning, portfolio management, asset allocation, and security selection.

James works closely with affluent families, including C-suite executives and other professionals, to help them manage and protect their finances while considering both sides of the balance sheet. With a long tenure in the industry, he is proud to now serve many of his clients’ second and third generations. Recognized as a Forbes Best-In-State Wealth Advisor in 2021, James is known as a straight-shooting problem-solver who is as quick to offer a helpful opinion as he is a helping hand.

Born and raised in Florida, James attended UC Santa Barbara and was so charmed by California life he decided to stay. He and his wife, Lisa, have called Marin County home for more than 25 years, and it is where they raised their two daughters. James believes in giving back to his community and is involved with the Surfrider Foundation and Students Rising Above, and he is an alumni supporter of UCSB as both a student and parent. He also has been a volunteer guest teacher in AP Economics at Salesian High School.

CA Insurance Lic # 0714860
Resident State: CA

An insightful and seasoned advisor, Paul Lefebvre is guided by three defining principles: be kind, be respectful, and treat others as you wish to be treated. His client-focused approach centers on understanding his clients’ financial and emotional needs, including their goals as well as their hopes, fears, and dreams. He strives to be a trusted partner who is always at-the-ready to answer questions and takes the time to educate clients about options and opportunities – all with the goal of giving them confidence to make smart choices for their futures.

A CERTIFIED FINANCIAL PLANNER™ professional, Paul leverages his advanced knowledge and training – in addition to his nearly 20 years of experience – to help clients manage their financial priorities and make informed decisions across a range of financial matters and life circumstances. A goals-based advisor, his holistic strategies include both sides of the balance sheet. Paul works with individuals and families of all ages and stages, and is proud to serve multiple generations of his clients’ families. He is a dedicated, hard-working, and empathetic professional who values the high standards of personalized service and integrity for which he is known.

A Northern California native, Paul attended San Francisco State University, where he earned a Bachelor of Science in Finance. He and his wife, Shannon, live in Petaluma with their young daughter and a beloved Chocolate Lab. Paul spends the majority of his free time coaching Girl’s Softball, and spending time with family and friends. Not one to sit still, Paul goes jogging, golfing, and hiking in his spare time – anything that gets him outside and keeps him moving.

CA Insurance Lic #0E50935
Resident State: CA

A hands-on, goals-based advisor with more than 25 years of experience, Eric Caindec’s primary focus is helping his clients feel financially comfortable with the life they’re living, as well as with the direction they’re going. Integral to helping clients achieve long-term financial security and success is developing strong relationships that help Eric understand each client and create a roadmap individualized to their specific goals and aspirations. He uses a strategic, holistic approach and incorporates scenario planning and both sides of the balance sheet to help clients build realistic plans and make informed decisions about their futures.

To begin his educational career, Eric earned his Bachelor of Science in Mathematics and Economics from the University of California, Santa Barbara. He then attended the University of Southern California, where he received a Master of Science in Systems Management. After starting his professional career in econometric forecasting, Eric transitioned to financial services in 1996, when he put his problem-solving skills and passion for numbers to work helping people. He is a CERTIFIED FINANCIAL PLANNER™ professional who primarily works with families to design and implement custom plans, as well as closely monitor, rebalance, and update those plans over time. Eric is an advisor who successfully blends his analytical nature with genuine empathy and compassion. He considers it a privilege to be able to help make a difference in his clients’ lives every day.

Born in Honolulu, Eric was raised in Hawaii and Southern California. In 1991, he and his wife, Cara, settled in the Bay Area, where they raised their two now-adult sons and still live today. A believer in giving back to his community, Eric volunteers at local food banks and is on the board of directors for an affordable housing property affiliated with his church. He enjoys salmon fishing, hiking, cooking, golfing, and playing the ukulele.

CA Insurance Lic #OB86195
Resident State: CA

With over two decades in the financial industry, Shalom Morgan has learned that the most important principles are to carefully listen and embrace his client’s goals, needs, and concerns. This has been an invaluable tool in helping his clients feel well understood and informed. Shalom strives to help ensure his client’s wealth continues to work in support of their unique and individual ambitions – now and for generations to come. Shalom is committed to providing meaningful goal-oriented wealth planning & investment services tailored to fit the needs of his clients.

Shalom Morgan joined Wells Fargo in 2002 and through hard work and determination, he is proud to have been promoted to Managing Director – Investments and holds the Senior Financial Advisor title. Shalom has over 22 years’ experience in the financial industry, including 20 years as a Financial Advisor with Wells Fargo Advisors. Adhering to a strict code of ethics, staying current on investment strategies, retirement, and estate-planning changes, and meeting rigorous continuing education requirements, Shalom aims to translate this learning and experience into real value for his clients.

Born in Hawaii, as an only child to a single working mother, Shalom learned to be self-sufficient and hardworking at an early age. He worked fulltime and attended night classes at Dominican University of California, while pursuing his dream of becoming a Financial Advisor. These invaluable experiences allowed Shalom to appreciate the trust and opportunities his clients have given him.

Outside of the office, Shalom spends quality time with his wife and two little girls, both under the age of six. When time permits, he takes family trips to the beach for a picnic and build sandcastles. Family vacations usually consist of heading back to his home state of Hawaii each year for two weeks.

CA Insurance Lic # 0D59708
Resident State: CA

An honest and transparent financial advisor, Brendan Dempsey takes great pride in helping clients build and sustain financial success. With over 15 years of experience, he has earned a reputation for providing clear, straightforward advice that prioritizes his client’s best interest above all else. Recognized as one of Forbes Top Next-Gen Wealth Advisors Best-In-State for 2023 and 2024, Brendan is focused on building strong, lasting relationships with clients, and providing them with the support and guidance to make educated financial decisions.

Brendan began his career as a Financial Advisor with Edward Jones Investments. In 2011, he joined Wells Fargo Advisors where he had the opportunity to form a financial advisor team. This collaboration enables him to offer his clients a high level of service and a comprehensive wealth management experience. Brendan specializes in helping individuals and families secure their financial future, by offering personalized advice on retirement planning, wealth management and tailoring investment strategies to help mitigate risk and optimize tax efficiency. His commitment to excellence, combined with a deep understanding of financial markets, enables him to navigate the complexities of investment management effectively. 

Born and raised in the San Francisco Bay Area, Brendan attended the University of San Francisco where he earned a Bachelor of Science in business administration. He resides in Petaluma with his wife, Danielle, and 2 young daughters, Sophia and Siena.  He enjoys spending time with family and coaching kids’ youth sports, traveling and enjoying time outdoors.

 

 

  

 

2024 Forbes Top Next-Gen Wealth Advisors Best-In-State: Awarded August 2024; Data compiled by SHOOK Research LLC based on the time period from 3/31/23 - 3/31/24 (Source: Forbes.com).  2023 Forbes Top Next-Gen Wealth Advisors Best-In-State: Awarded August 2023; Data compiled by SHOOK Research LLC based on the time period from 3/31/22 - 3/31/23 (Source: Forbes.com).  The Forbes Top Next-Gen Wealth Advisors Best-in-State rating algorithm is based on the previous year’s industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria.2023 Forbes Top Next-Gen Wealth Advisors Best-In-State

CA Insurance License Number: 0G79954. Resident State: CA

With a holistic view and pragmatic approach, Naomi Peterkin has experienced a three decade career at Wells Fargo Advisors, incorporating her unique communication skills, discipline and awareness to help clients achieve their financial goals and a sense of well-being.  As a CERTIFIED FINANCIAL PLANNER™ professional and Senior Vice President - Investments, she takes great pride in her ability to build and maintain successful, long-term relationships with her clients. Her straightforward approach of presenting appropriate opportunities, offering information and knowledge, and helping individuals, families and businesses make decisions has proven beneficial throughout the years, as the financial markets move to the pulse of the world’s economies.

 

Naomi’s expertise includes investment management, retirement and income planning, tax-efficiency*, risk management and estate planning needs. Her ability to ask the right questions, for the right reasons and at the right time, helps bring a client’s situation, objectives, priorities, and tolerance for risk into focus, which leads to timely and actionable investment planning. Along with her responsibilities as a Senior Financial Advisor, her commitment to providing consistent service and customer care sets her apart as a trusted partner. To ensure all voices are heard, Naomi makes it a point to collaborate with a client’s CPA, attorney, or other wealth management specialists when life circumstances change or adjustments in strategy are called for.

 

Raised in the San Francisco Bay Area, Naomi earned a Bachelor of Science degree through the University of California, Berkeley, and California State University, East Bay. She and her husband, Michael, have lived in Marin County for over two decades and raised their son and daughter in Mill Valley. When not focused at work, Naomi enjoys singing and performing with the Marin Symphony and other select choirs, participating in community activities, hiking and traveling with friends and family.

 

*Wells Fargo Advisors is not a legal or tax advisor.
CA Insurance Lic # A081679
Resident State: CA

A client-focused and detail oriented professional, Fatima Romo brings 12 years of financial services experience to Madera Ridge Financial Group of Wells Fargo Advisors. Prior to transitioning to her current role as Senior Registered Client Associate, she worked in the community banking division of Wells Fargo Bank, N.A. for over 5 years, focusing on client-service and operations. Fatima holds the Series 7 and 63 FINRA securities registrations, as well as annuity, life and health insurance licenses.

Fatima strives to ensure that our clients' administrative, trading, and operational needs are executed accurately and quickly. She handles the administration of accounts, including opening new accounts, updating existing information, managing account and funds transfers, and answering questions regarding statements. Fatima maintains a professional and organized environment that allows our Financial Advisors to devote their attention to what they do best.

Fatima grew up in west Marin and now resides in Sonoma County with her family. She and her husband welcomed twin daughters in September 2022 and enjoy spending as much time as possible with them and their family dog, Moose.

Resident State: CA
CA Insurance Lic.# 0M10952

Backed by more than 10 years of industry service, Vincent Zuardo focuses on providing clients with the highest level of personal service and professional integrity, in addition to streamlining the client experience and supporting the day-to-day business needs of the practice.

Prior to the start of his career, Vincent received his bachelor’s degree in managerial economics from the University of California, Davis.

Vincent lives in San Rafael, CA, where he enjoys being outdoors, hiking, working out, and all sports.

Sarah Pieri is a dedicated Client Associate with a passion for providing exceptional service and support. Building relationships with our clients is her priority, and she takes pride in providing personalized assistance, ensuring that each individual receives tailored guidance to meet their unique needs.

Sarah is a graduate of Sonoma State University where she studied Business Administration with an emphasis in Finance. Her education has provided her with a strong foundation in the investments industry. Since graduating college, Sarah has obtained her Series 7 Securities Registration.

Outside of work, Sarah likes to explore Sonoma County and all the food and wine it has to offer. In the summertime, she travels to her family vacation home in Clearlake where she enjoys boating and various watersports.