Meet Our Team

Jose Moreno is one of the three Financial Advisors on the team. Jose focuses on a holistic approach in providing investment planning services to individuals, small businesses and corporations. Jose gets immensely involved in helping individuals understand and coordinate their company-sponsored plans into their overall investment plan. These plans include equity compensation plans, qualified retirement plans and non-qualified retirement plans. Jose also provides these same clients with their personal estate investments strategies, insurance strategies, and education planning needs. Jose is a CERTIFIED FINANCIAL PLANNER™ professional and has worked in the financial industry for more than 24 years. Jose holds series 7, 63, and 65 securities registrations, as well as licenses in life and health insurance. He earned a B.S. in Business Administration from California State University, Long Beach. Jose enjoys spending time with his wife Esther and three daughters, Xochitl, Alejandra, and Abigail.

CA Insurance License: 0C81182. Resident State CA.

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As one of the three Financial Advisors on the team, Mike has worked in the financial services industry for more than 24 years. He takes a thorough approach to investment planning in order to help individuals, families and small businesses meet their long-term financial desires. He helps advise his clients on a number of areas of finance, which include retirement, investments, insurance, liability and estate investment. Mike follows a strict discipline when managing assets and believes in creating broad based portfolio diversification to help ensure the highest probability of success for his client’s over the long-term. He graduated from California State University, Long Beach with a B.S. in business administration and holds his series 7, 63 and 65 security registrations. Mike is also licensed in life, health and long-term care insurance and received the CHARTERED RETIREMENT PLANNING COUNSELORS SM designation from the College for Financial Planning. Mike spends his free time with his wife Jenny and their two daughters, Reagan, Dylan and Jaclyn.

CA Insurance License Number: 0D57737. Resident State CA.

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Oliver Cervantes is one of the three Financial Advisors on the team. Oliver has worked in the financial industry for the past 21 years. He focuses on a comprehensive approach to investment planning and advises clients in many areas, which include retirement, investment, estate planning strategies, insurance and liability management. His clients consist of individuals, families, small businesses and corporations. He regularly hosts educational seminars across Southern California regarding a variety of financial topics. Oliver is a CERTIFIED FINANCIAL PLANNER™ professional and also received his CHARTERED RETIREMENT PLANNING COUNSELOR SM designation from the College for Financial Planning and the RETIREMENT INCOME CERTIFIED PROFESSIONAL™ designation from The American College of Financial Services. He received his Bachelor of Arts in Business Administration, with a concentration in Finance, from California State University, Fullerton. He holds his Series 7 and 66 security registrations and is also licensed to sell life, health and long-term care insurance. Oliver is married to his wife Connie and they live in Huntington Beach with their sons; Oliver, Andrew, William and Lucas.


CA Insurance License Number: 0E75585. Resident State CA.

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Matt Gorham is a Senior Registered Client Associate and has been on the team for 17 years. He focuses on providing quality support for all of the team’s clients. He earned his B.S. in Business and Finance from California State University of Long Beach and holds his series 7, 66 registrations, and California State Insurance license. He resides in Huntington Beach with his wife Rachelle and son Tyler. Matt enjoys running, traveling, hiking, and coaching baseball in his free time.

CA Insurance License Number: 0I01221. Resident State CA.

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Alex Moreno is a Senior Client Associate who has been with the team for 15 years. Alex focuses on providing excellence in client service and addressing client queries. He is also responsible for helping the team manage all its marketing efforts and organizing all investment planning seminars and client events. Alex is a California Notary Public and oversees the team’s internship program, which includes the hiring and supervising of the team’s interns. Alex enjoys camping with his family, watching sports and attending sporting and music events during his free time.

Stefanie Moreno is a Registered Client Associate that has been part of the team for approximately 10 years. She graduated from California State University, Long Beach with her B.S. in Business Finance and holds her series 7 and 66 registrations. Stefanie assists with seminars, helps with the team's marketing needs and day to day client needs. She enjoys reading in her spare time and spending time with family and friends.