The Oak Group

Our Qualifications

The Oak Group was founded in 2003 with the underlying principal that the team approach recognizes that individual accountability combined with close collaboration among professionals is the foundation of any successful wealth management plan.

Our team has accumulated over 60 years of combined investment management and client service experience.   The diversity of client needs over the course of these combined careers has prepared our Group to fulfill its mission of crafting and delivering strong wealth management planning advice. 

We use our extensive personal and professional experience in all areas of investment planning to help our clients successfully pursue their financial goals.  We hold multiple professional designations and are registered to provide a variety of financial products and services to our clients.  

Spreads across our personnel are the following professional designations and registrations:

  • Chartered Financial Analyst, CFA
  • Series 63, 65, and 7 registrations.
  • State Insurance Licensing for Life, Annuities, and Health.
  • Member, CFA Institute.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AZ, CA, CO, CT, DC, FL, GA, HI, IL, MA, MD, ME, MI, MN, NC, ND, NH, NJ, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV). Securities-related services may not be provided to individuals residing in any state not listed above. Please consult with the FA as s/he may not be registered in all states.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

© 2022 Wells Fargo Clearing Services, LLC. All rights reserved.