Richard L. Rosati, MBA, CFP
Senior Financial Advisor
Senior Vice President - Investments
It's an honor and privilege to help a select group of clients build, manage, preserve and transition their wealth. I do this by focusing on the four cornerstones of wealth management: Investments; Liability Management; Non-Portfolio Risk Management; and Estate Planning.
My process centers on listening to my clients and understanding their current situation, past experiences and their goals and objectives. Financial decision-making is a product of reason and emotion. Exercising patience, compassion and skill enables me to help my clients balance both.
I am a graduate of the University of Wisconsin-River Falls (B.S., Business & Economics) and Mankato State University (M.B.A. & M.A., Economics). I am also a CERTIFIED FINANCIAL PLANNERTM professional having completed extensive training and testing in financial planning; investment planning; retirement savings and income planning; risk management and insurance planning, estate planning; and professional conduct. The CFP certification process identifies to the public those individuals who have met rigorous professional standards and have agreed to adhere to the principles of integrity, objectivity, competence, fairness, confidentiality and ethics when dealing with clients.
I am optimistic about the future maintaining a strategic mindset, yet tactical when circumstances warrant. The struggles and hardship I watched my divorced mother of 5 children endure and overcome, and my love and devotion to my family are constant reminders of the impact my work has on my clients and their families, now and for years to come.
Wells Fargo Advisors is not a legal or tax advisor. However, I work closely with my clients’ accountants, attorneys and other professional advisors to help you meet your financial goals.