Richard J. Rios, CFP
Financial Advisor
First Vice President - Investment Officer
My Background
I have been a financial advisor for 30 years and have worked at some of the largest firms on Wall Street. As a Financial Advisor who holds the CERTIFIED FINANCIAL PLANNER™ designation, my goal is to work with my clients to understand their entire financial picture and advise them, where applicable, on Investment Planning, Retirement Planning, Insurance Planning, Estate Planning strategies, Education Planning, Income Planning, and Liability Management.
I believe that working closely with my clients allows me to better determine their needs, risk tolerance, investment objectives and time horizon to provide the most appropriate available services to pursue their financial needs both now and in the future. I believe that, working together, we can put a plan in place designed to help achieve your goals for generations to come.
My Experience
- 2019 - Present : Wells Fargo Advisors, First Vice President-Investment Officer
- 2012 - 2019 : Ameriprise Financial Services Inc., Vice President-Financial Advisor
- 2008 - 2012 : Morgan Stanley, Vice President-Financial Advisor
- 1998 - 2008 : Wachovia Securities, First Vice President-Investment Officer
- 1992 - 1998 : Merrill Lynch, Financial Advisor
My Education & Credentials
- Bachelor of Arts in Economics/Business - University of Pittsburgh
My Community Involvement
- Community Foundation of Tampa Bay Inc.
CA Insurance License Number: 0F25625. Resident State FL.