Meet Our Team

Focus

Sam Tapia’s focus is on helping a select group of families, business owners, and professionals of closely held businesses create and maintain a customized investment planning strategy that addresses their unique investment planning concerns. His deep commitment to his clients is defined by three core principles: a Specialized Team Approach, a Disciplined “4-Pillar Process," and Comprehensive Client Care.

Background and Experience

Prior to joining Wells Fargo Advisors, Sam was previously employed with Morgan Stanley for over a decade, and he served as the Assistant Branch Manager of their Carlsbad office for three years.

Sam earned a B.A. in Marketing and Finance from California State University, San Bernardino, and was awarded with the Investments & Wealth Institute’s Certified Investment Management Analyst (CIMA^®) designation from The Wharton School at the University of Pennsylvania.

Away from the Office

Sam is involved with the Boys & Girls Club of Vista and serves as the President for their foundation. He lives in Carlsbad with his wife, Debby, and their three children. When away from the office, Sam enjoys flying, golfing, playing racquetball, and traveling.

CA Insurance License Number: 0C82031
Resident State: CA

Focus

Utilizing his strong educational background in finance and investments, along with his passion for helping others, Zach Tapia focuses on providing services to individuals and employers to assist them in making educated, personalized financial decisions with the ultimate goal of achieving lifelong financial goals and a higher quality of life.

Background & Experience

Prior to joining Wells Fargo Advisors, Zach earned a B.A. in Business Administration with a Marketing emphasis from Pacific Union College in Angwin, CA. Additionally, Zach has successfully completed multiple qualification exams such as FINRA's Securities Industry Essentials (SIE) exam, Series 7, and NASAA's Series 66.

Away from the Office

Zach enjoyed living in the Napa Valley, but was thrilled to return to his hometown of Carlsbad, CA to begin his career with Tapia Wealth Management Group. When away from the office, Zach enjoys lake days, jiu jitsu, working out, concerts, and other social events.

CA Insurance License Number: 4285884
Resident State: CA

Background

Born and raised in Hong Kong, Cassie Chan moved from Hong Kong to San Jose in 2006 to continue her education. She graduated from UC San Diego, where she earned a Bachelor of Science degree in Management Science.

Experience

Prior to joining Wells Fargo Advisors, Cassie was employed with Ameriprise Financial and LPL Financial. Over the course of her career, she has obtained the following registrations: FINRA Series 7 General Securities registration, FINRA Series 66 Uniform Securities Law, and is Insurance licensed for Life/Health/Variable Annuity in the states of AZ, CA, MT, NM, and TN. With more than 10 years of industry experience and a comprehensive understanding of back office management and operations, Cassie is committed to helping ensure clients receive the ongoing support they deserve every step of the way.

Away from the office

Outside of the office, Cassie enjoys spending time with her friends, her husband, and their two year old daughter. Cassie also loves to travel, play board games, and try out new restaurants.

CA Insurance License Number: 0H36880
Resident State: CA