With over 25 years of experience, Scott provides executives, business owners and individuals with tailored investment strategies. Scott’s focus is consulting clients on plan design, investment due-diligence and fiduciary management.

Education, Registrations and Credentials

• Senior Retirement Planning Counselor (CRPC)
• Chartered Retirement Plans Specialism (CRPS®)
• Certified 401(k) Professional (C(k)P®)
• Series 7, 63, and 65 securities registrations
• B.S., finance, San Diego State University

California Insurance License: 0B14414
Resident State: CA

With over 30 years of experience in retirement plan consulting, Anne’s primary role on the team is assisting plan sponsors with the ongoing responsibilities and daily management of their company sponsored retirement plans. She has extensive experience with helping for-profit and non-profit organizations meet their fiduciary responsibilities. She assists with plan design, operations, technical support, and the development of educational and financial wellness programs to help employees reach their retirement and financial objectives.

Prior to joining Wells Fargo Advisors, Anne was the Vice President – Retirement Solutions and Annuity Coordinator for Merrill Lynch. In her role, she worked with advisors in Southern California in all areas of retirement plan consulting, including individual retirement accounts, annuities, 529 education plans, corporate sponsored retirement plans and financial planning.

Education, Registrations, and Credentials

• CERTIFIED FINANCIAL PLANNER® professional
• Chartered Retirement Planning Counselor™ (CRPC®)
• Chartered Retirement Plan Specialist℠ (CRPS®)

Outside of Wells Fargo Advisors

Anne and her husband, Scott, met and married while they were working together at Merrill Lynch, and together, they have three adult children. Anne enjoys an active lifestyle and loves to travel and volunteer. She currently volunteers at UC Irvine, acting as the Chapter Advisor for the Alpha Phi sorority. Anne and Scott have also been active supporters of the SDSU Guardian Scholars Program, which is an organization committed to helping students exiting the foster care system, children who are wards of the court under legal guardianship, or unaccompanied youth experiencing homelessness. This program supports their comprehensive needs and helps them work toward achieving a college degree.

Lisa began her financial services career with Prudential Securities in 1997 as a Wire Operator. In 2000 she transitioned to UBS where she continued as a Wire Operator and then promoted to a Client Associate while at UBS. She now currently works as at Wells Fargo Advisors as Senior Client Associate. As a Senior Client Associate, Lisa is dedicated to surpassing clients' expectations through her continued focus on helping clients operationally and providing outstanding service.

 

Outside of Wells Fargo Advisors

In her spare time, Lisa enjoys spending time with her daughter, Marin.

One of the newest members of the team, Courtney joined us in 2019 as an intern to assist with our marketing and reporting efforts. We were quickly impressed by her diligent work ethic, her adaptability, and the quality of the relationships she was building with our clients.

In 2020, we asked Courtney to formally join our practice as a Client Associate, and she is now responsible for servicing clients’ needs, providing a warm, efficient experience every step of the way.

Outside of Wells Fargo Advisors

In her free time away from the office, Courtney enjoys exploring her creative and artistic talents through painting and crochet.