Executive Services for Corporate Executives

Concentrated Stock Management

We understand that holders of restricted and concentrated stock positions have a unique set of needs and demands.

Our team works closely with an internal executive services group to help our clients understand what they own, and follow securities regulations in an attempt to diversify positions while lessening the risk exposure to a concentrated company stock position.

Investment Management

We are committed to maximizing our client’s risk-adjusted performance in accordance with their long-term goals and risk tolerance. We offer highly customized professional asset management solutions that reflect our client’s unique goals, values, and family dynamics.

In building a custom portfolio we begin discussion with a thorough assessment of liquidity needs, time horizon, ability and willingness to take risk, and performance goals. We then make recommendations, execute the investment plan, and review the strategy on an as needed basis. We are steadfast in developing a custom-tailored asset allocation which we believe gives our clients the greatest likelihood of achieving their goals. Our diversification strategies involve a custom selection within the following asset classes:

  • Domestic, International, and/or Emerging Market Equities
  • Corporate and Municipal Fixed Income Products
  • Preferred Shares
  • Commodities
  • Master limited partnerships (MLPS)
  • Alternatives, such as Structured Investment Products, Private Investments, and Hedge Funds when appropriate

Our allocation strategies, to name a few, implement the following investment vehicles: Separately Managed Accounts (SMAs), Exchange-Traded Funds, and Mutual Funds.

Click here to learn more about Separately Managed Accounts (SMAs) for Customized Money Management.

Click here to learn more about the products and services Wells Fargo Advisors offers.

Lending Services

As a Wells Fargo Advisors client, you have access to securities-based financing, residential mortgages, home equity financing, credit cards, and business financing through Wells Fargo Advisors or affiliates of Wells Fargo.

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Lending and other banking services available through Wells Fargo Advisors (NMLS UI 2234) are offered by banking and non-banking subsidiaries of Wells Fargo & Company, including, but not limited to Wells Fargo Bank, N.A. (NMLSR ID 399801), Member FDIC, and Wells Fargo Home Mortgage, a division of Wells Fargo Bank, N.A. Certain restrictions apply. Programs, rates, terms, and conditions are subject to change without advance notice. Products are not available in all states. Wells Fargo Advisors is licensed by the Department of Business Oversight under the California Residential Mortgage Lending Act and the Arizona Department of Financial Institutions (NMLS ID 0906158). Wells Fargo Clearing Services, LLC, holds a residential mortgage broker license in Georgia and is licensed as a residential mortgage broker (license number MB2234) in Massachusetts.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AZ, CA, CO, FL, GA, HI, IL, IN, KS, KY, MI, MN, MO, NC, NY, OH, SC, TX, UT, WA, WI). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

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