Services for Businesses

Retirement Plan Services

Business have long used qualified retirement plans to attract and retain talented employees and to save taxes.  Through Wells Fargo Advisors, The Richards Financial Group offers a broad range of prototypes that can be used by business or self-employed persons, including:

  • Money-purchase pension plans
  • Profit sharing plans
  • Defined-benefit plans
  • Traditional 401(k) plans
  • Safe-harbor 401(k) plans
  • Cash Balance Plans

Services For Executives

We provide a broad range of services to executives and businesses, including:

  • Rule 144 sales of restricted and control stock
  • Stock-option exercise and sale programs
  • Executive deferred compensation
  • Investment advice on proceeds from a sale of a business

Wells Fargo Advisors is not a legal or tax advisor.