Jonathan Smith

Senior Financial Advisor

Phone: 401.228.8395

Email: jon.smith@wfafinet.com

 
With over a decade of experience in financial services, I am dedicated to helping individuals and businesses develop financial and investment strategies that line up with their needs, goals and risk tolerance. My mission is to provide every client with targeted, comprehensive financial advice and portfolio strategies- delivered with the highest level of personal service and professional integrity.

Before entering the financial services industry, I graduated from Albion College with a degree in Economics and Management. Now a Portfolio Administrator with The Wall Group, I take pride in working with a team that puts you first. I currently hold the series 7 and series 66 registrations as well as life and health insurance licenses.

I strive to help each one of my clients plan for a financial future in a way that best meets his or her goals. In addition to helping my clients, I am involved in my community. I have served on the board of governors at Rhode Island Country Club and have served as a board member of The Burke Fund, a college scholarship organization. Away from the office, I enjoy golf, gardening and automotive detailing. My wife Nicole and I live in Barrington, Rhode Island.

 

 
Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN), Member SIPC. The Wall Group is a separate entity from WFAFN.

This information is intended for use only by residents of (AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, KY, LA, MA, MD, ME, MI, MO, MS, MT, NC, NE, NH, NJ, NY, PA, RI, SC, TN, TX, UT, VA, VT, WA). Please consult with each individual Financial Advisor listed on this site to understand what states they are licensed to transact business.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments.  

Products and services listed may not be available, or may have restrictions, depending on client country of residence.

 

Investment and Insurance Products Are:

Not Insured by the FDIC or any Federal Government Agency

Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate

Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

©2019 Wells Fargo Advisors. All rights reserved.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm.  Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

Links to third-party websites are provided for your convenience and information purposes only.  Wells Fargo Advisors is not responsible for the information contained on third party websites.

Heather Sullivan

Administrative Manager

Phone: 401.228.8390

Email: heather.sullivan@wfafinet.com

With over 20 years of experience in financial services, I oversee the administrative operations for The Wall Group. My mission is to provide exceptional service based on trust and knowledge and to create an environment that puts our clients needs above all else. Our team offers an objective and holistic approach designed to provide financial strategies that can be adjusted with clients for all aspects of their lives.

I began my financial services career as a Client Associate with Prudential Securities in 1999 which was later acquired by Wells Fargo Advisors. I was originally located in Massachusetts until 2005 when I transferred to the Rhode Island Complex. Now an Administrative Manager for The Wall Group, I take pride in exceeding expectations around client services.

Before entering the financial services industry I graduated from Quincy College with a degree in Paralegal Studies I hold the series 7, and series 66 registrations.

Away from the office, I enjoy swimming, reading and traveling with my family. I have a daughter, Vanessa and I currently reside in Johnston, Rhode Island.

 

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN), Member SIPC. The Wall Group is a separate entity from WFAFN.

This information is intended for use only by residents of (AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, KY, LA, MA, MD, ME, MI, MO, MS, MT, NC, NE, NH, NJ, NY, PA, RI, SC, TN, TX, UT, VA, VT, WA). Please consult with each individual Financial Advisor listed on this site to understand what states they are licensed to transact business.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments.  

Products and services listed may not be available, or may have restrictions, depending on client country of residence.

 

Investment and Insurance Products Are:

Not Insured by the FDIC or any Federal Government Agency

Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate

Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

©2019 Wells Fargo Advisors. All rights reserved.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm.  Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

Links to third-party websites are provided for your convenience and information purposes only.  Wells Fargo Advisors is not responsible for the information contained on third party websites.