Guidance for business owners and professionals


You’ve worked hard to build your business or professional practice. When you’re thinking about what comes next, we can offer guidance at every stage of ownership. Our team works closely with you to create a personalized plan that reviews your accounts, streamlines complexity, and can unlock new investment opportunities to help achieve your wealth management goals.


Concentrated

Concentrated Wealth

Holding a large position in your company stock increases your risk level compared to a well-diversified portfolio. While much of your wealth may be invested in your business, we recommend building a well-diversified investment portfolio based on your time horizon, risk tolerance and other circumstances.

Investment

Investment Management1

Craig Wingrove and Ann Connolly, Senior PIM Portfolio Managers have decades of experience and real-world knowledge in the construction and management of proprietary equity portfolio management.

Tax

Tax Management Strategies

Tax efficiency is of paramount importance to successful business leaders. We help ensure that every tax deferral and deduction is maximized so you can keep more of your wealth.

Retirement Plans

Retirement Plans

We utilize best practices to help ensure your plan is working for you and your employees.

Risk

Business Risk Management and Insurance Strategies2

We can review existing insurance policies and help you find the most appropriate strategy for your situation.

Exit

Business Exit Strategies

While each business and transition is different, as your wealth advisors, we can help you through the transition process and craft a plan that balances business and family.

Liability

Liability Management3

With access to Wells Fargo Bank, N.A., we can help introduce you to banking and lending specialists.

1 The PIM program is not designed for excessively traded or inactive accounts and is not appropriate for all investors. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services. The minimum account size for this program is $50,000.

2 Insurance products are offered through non-bank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

3 Wells Fargo Bank, N.A. is a bank affiliate of Wells Fargo & Company.

Wells Fargo Advisors and its affiliates do not provide legal or tax advice.

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Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AZ, CA, FL, IA, LA, MA, MO, NJ, NM, NY, OH, OR, PA, TN, TX, VA, WA, WI). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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