Targeted Solutions & Services

Shaping Your Plan Your Way

We personalize your comprehensive wealth management plan by providing a broad range of products, services, and solutions. You’re empowered to shape your plan around your goals in a way that helps you feel confident, protected, and comfortable.
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  • Personal Net Worth Analysis
  • Education Planning
  • Retirement Plans (including self-directed IRAs)
  • Pre- and Post-Retirement Planning
  • Long-Term Care Assessment
  • Income Tax and Cash Flow Planning


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  • Business Succession Planning
  • Qualified Plan Services
    • Includes design and implementation 
    • ERISA plans, including 401(k)s
    • Self-directed plans, including SEP and SIMPLE IRAs
  • Strategies to Diversify Concentrated Stock Positions 
  • Employee Stock Ownership Plans (ESOP)
  • Employee Stock Purchase Plans (ESPP)
  • Financial Advice on Proceeds from Retirement Distributions 
  • Financial Advice on Selling a Business 
  • Key Person Life Insurance; Buy/Sell Agreements 
  • Rule 144 Restricted Stock Sales 
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  • Fee-Based Portfolio Management
  • Asset Allocation Review


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  • Comprehensive Estate Planning and Analysis 
  • Trust Fund Portfolio Management and Administration
  • Philanthropic Donor Services
  • Life Insurance Analysis 
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  • Individual Stocks and Bonds
  • Exchange-Traded Funds (ETFs)
  • Mutual Funds
  • Variable Annuities 
  • Unit Investment Trusts
  • Master Limited Partnerships 
  • Tax-Advantaged Investments
  • Alternative Investments
    • Managed Futures
    • Hedge Funds
    • Private Equity and Direct Investment Funds
    • Options and Syndicates
  • Donor-Advised Funds 
  • Endowments
  • Philanthropic Trusts 


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  • Residential Mortgages and Home Equity Financing
  • Securities-based Financing
  • Business Financing
Wells Fargo Advisors and its affiliates do not provide legal or tax advice. Any estate plan should be reviewed by an attorney who specializes in estate planning and is licensed to practice law in your state.

Trust services available through banking and trust affiliates in addition to non-affiliated companies of Wells Fargo Advisors.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

EHL.pngLending and other banking services available through Wells Fargo Advisors (NMLS UI 2234) are offered by banking and non-banking subsidiaries of Wells Fargo & Company, including, but not limited to Wells Fargo Bank, N.A. (NMLSR ID 399801), Member FDIC, and Wells Fargo Home Mortgage, a division of Wells Fargo Bank, N.A. Certain restrictions apply. Programs, rates, terms, and conditions are subject to change without advance notice. Products are not available in all states. Wells Fargo Advisors is licensed by the Department of Business Oversight under the California Residential Mortgage Lending Act and the Arizona Department of Financial Institutions (NMLS ID 0906158). Wells Fargo Clearing Services, LLC, holds a residential mortgage broker license in Georgia and is licensed as a residential mortgage broker (license number MB2234) in Massachusetts.

Alternative investments are not appropriate for all investors.  They are speculative and involve a high degree of risk that is appropriate only for those investors who have the financial sophistication and expertise to evaluate the merits and risks of an investment in a fund and for which the fund does not represent a complete investment program.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AL, AZ, CO, CT, DE, FL, GA, IL, MA, MD, ME, MI, MO, NC, NH, NJ, NV, NY, OH, OK, PA, SC, TN, TX, VA, WI, WV). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

© 2022 Wells Fargo Clearing Services, LLC. All rights reserved.

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