Private Investment Management

  • We will primarily use strategic allocation but will employ tactical allocation as the markets or the client's situation may warrant.
  • Asset Allocation does not eliminate the risk of a fluctuating market or uncertain returns.
Investment Selection
  • In the equities class I prefer historically dividend paying common stocks and will typically diversify over industry sectors.
  • I may use capitalization weighted or geographically weighted indices when investing in securities having higher volatility such as small-cap or international, since investing in these securities involves risks not associated with domestic or large cap equities.
  • For fixed income securities I prefer corporate bonds rated “A” or better bonds subject to low minimal credit risk and may from time to time use exchange traded closed end bond funds. I will adjust maturities based on interest rates and client constraints.  

    There are no guarantees that the goals of the program will be met.
  • Prepare a customized approach to provide a method of evaluating the "quality" of our 

Investment Review Meetings

  • We will have scheduled review meetings (or conference calls) as requested by the client.
1 Fees for the PIM program include advisory services, performance measurement, transaction costs, custody services and trading. Fees are based on the assets in the account and are assessed quarterly. Fee-based accounts are not designed for excessively traded or inactive accounts, and may not be suitable for all investors. During periods of lower trading activity, your costs might be lower if our compensation was based on commissions. A minimum annual fee may apply for this program. Please carefully review the Wells Fargo Advisors advisory disclosure document for a description of our services and information on all fees and expenses.The minimum account size for this program is $50,000.

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