Our Services
As a client you can expect to work with a financial advisor who will sincerely listen to you and provide a comprehensive financial strategy that can address many different aspects of your current and future financial obligations. We provide a full range of services, including:
Our Services
Asset allocation strategies
To help balance portfolios for growth and income1Fund advisory services
and separately managed accountsCoordination of recommendations
with attorneys, accountants, trust officers, insurance executives and other professional advisors2
Professional money management
as appropriate
Fixed-income investments
Tax-efficient investment strategies
Mutual Funds, Closed-end funds, ETFs
Retirement programs
for individuals and businesses including IRAs and conversions, SEPs, 401(k)s, SIMPLE, pension and profit-sharing plansEducation funding strategies
Investment of proceeds from retirement plan payouts
Diversification strategies for concentrated stock positions
Alternative investments, hedge funds and private placements
for sophisticated investors
Retirement funding analysis
Estate planning strategies, charitable giving and trust services3
Our team believes in a complete approach to financial management supported by exceptional service.
1 Asset allocation and diversification are investment methods used to help manage risk. They do not guarantee investment returns or eliminate risk of loss including in a declining market.
2 Wells Fargo Advisors does not provide legal or tax advice. However, we will be glad to work with you, your accountant, tax advisor and or lawyer to help you meet your financial goals.
3 Trust Services are available through Wells Fargo Bank, N.A. and Wells Fargo Delaware Trust Company, N.A.
4 Independent money management and advisory programs are not designed for excessively traded or inactive accounts and are not appropriate for all investors.
5 Alternative investments, such as hedge funds, funds of hedge funds, managed futures, private capital, real assets and real estate funds, are not appropriate for all investors. They are speculative, highly illiquid, and are designed for long-term investment, and not as trading vehicle. These funds carry specific investor qualifications which can include high income and net-worth requirements as well as relatively high investment minimums. The high expenses associate with alternative investments must be offset by trading profits and other income which may not be realized. Unlike mutual funds, alternative investments are not subject to some of the regulations designed to protect investors and are nor required to provide the same level of disclosure as would be received from a mutual fund. They trade in diverse complex strategies that are affected in different ways and at different times by changing market conditions. Strategies may, at times, be out of market favor for considerable periods with adverse consequences for the fund and the investor. An investment in these funds involve the risks inherent in an investment in securities and can include losses associated with speculative investment practices including hedging and leveraging through derivatives, such as futures, options, swaps, short selling, investments in non-US securities, “junk” bonds and illiquid investments. The use of leverage in a portfolio varies by strategy. Leverage can significantly increase return potential but create greater risk of loss. And times, a fund may be unable to sell certain of its illiquid investments without a substantial drop in price, if at all. Other risks can include those associated with potential lack of diversification, restrictions on transferring interests, no available secondary market, complex tax structures. Delays in tax reporting, valuation of securities and pricing. An investment in a fund carries additional risks including asset-based fees and expenses at the fund level and indirect fees, expenses and asset-based compensation of investment funds in which these funds invest. An investor should review the private placement memorandum, subscription agreement and other related offering materials for complete information regarding terms, including all applicable fees, we well as the specific risks associated with a fund before investing
2 Wells Fargo Advisors does not provide legal or tax advice. However, we will be glad to work with you, your accountant, tax advisor and or lawyer to help you meet your financial goals.
3 Trust Services are available through Wells Fargo Bank, N.A. and Wells Fargo Delaware Trust Company, N.A.
4 Independent money management and advisory programs are not designed for excessively traded or inactive accounts and are not appropriate for all investors.
5 Alternative investments, such as hedge funds, funds of hedge funds, managed futures, private capital, real assets and real estate funds, are not appropriate for all investors. They are speculative, highly illiquid, and are designed for long-term investment, and not as trading vehicle. These funds carry specific investor qualifications which can include high income and net-worth requirements as well as relatively high investment minimums. The high expenses associate with alternative investments must be offset by trading profits and other income which may not be realized. Unlike mutual funds, alternative investments are not subject to some of the regulations designed to protect investors and are nor required to provide the same level of disclosure as would be received from a mutual fund. They trade in diverse complex strategies that are affected in different ways and at different times by changing market conditions. Strategies may, at times, be out of market favor for considerable periods with adverse consequences for the fund and the investor. An investment in these funds involve the risks inherent in an investment in securities and can include losses associated with speculative investment practices including hedging and leveraging through derivatives, such as futures, options, swaps, short selling, investments in non-US securities, “junk” bonds and illiquid investments. The use of leverage in a portfolio varies by strategy. Leverage can significantly increase return potential but create greater risk of loss. And times, a fund may be unable to sell certain of its illiquid investments without a substantial drop in price, if at all. Other risks can include those associated with potential lack of diversification, restrictions on transferring interests, no available secondary market, complex tax structures. Delays in tax reporting, valuation of securities and pricing. An investment in a fund carries additional risks including asset-based fees and expenses at the fund level and indirect fees, expenses and asset-based compensation of investment funds in which these funds invest. An investor should review the private placement memorandum, subscription agreement and other related offering materials for complete information regarding terms, including all applicable fees, we well as the specific risks associated with a fund before investing