Your goals matter — so does the way I treat you.

 I am fortunate to have been hand-selected to represent a long-standing, professionally run practice. And I am committed to honoring its legacy by demonstrating an elevated level of diligence and respect for my clients.

Katie Rozen

Katie Rozen

  • MBA
  • CFP
  • Financial Advisor
With over 15 years of experience in the Financial Services Industry, Katie assists clients with a wide range of investment decisions and planning needs, utilizing the vast resources of Wells Fargo Advisors. She helps clients define their financial goals and develop strategies to help meet these goals. Katie has a Bachelor of Business Administration in finance from University of Michigan-Flint, and a Master's Degree in Business Administration from Baker College. Prior to joining Wells Fargo Advisors in 2016, she was a Financial Advisor with other national investment firms and held positions in corporate finance with publicly traded companies.

Contact

Katie M. Rozen, MBA, CFP®

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AL, AZ, CA, CO, FL, GA, ID, IL, IN, MA, MI, NC, NJ, NM, SC, TN, TX, VA, WA, WI). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

© 2022 Wells Fargo Clearing Services, LLC. All rights reserved.

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionalsX