No matter who you are, what you want to achieve or why you want to work with a financial advisor, I am driven by a results-oriented approach to deliver a life-enhancing investment strategy, tailored to take care of you — now and later.

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Busy Professionals and Executives


Managing wealth can be a full-time job itself, which adds another layer of stress for professionals who are already time-starved. With so much at stake, a comprehensive investing plan becomes paramount.

I can help by leaning into my corporate finance experience to enact a tax-sensitive strategy to help diversify heavily consolidated holdings, while untangling the complexities of your compensation structure.
grandmother, daughter and child baking

Multi-Generational Families


There will be many meaningful moments in your life and those of your loved ones: everything from buying a house to aging gracefully.

I can provide generational forethought for your estate in the form of a holistic strategy to help your family fund an ongoing dynasty, sparked by the goals and values you hold close.
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Pre-Retirees and Retirees


It’s rare for someone to wish they had started saving later in life. And the strategy to meaningfully maximize what you have saved might prove intricate.

I can help pre-retirees by creating a portfolio to help accumulate wealth for later in life. And I can help retirees by optimizing withdrawal sequencing, required minimum distributions and more so you can focus on enjoying your golden years.
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Recently Rich


If you receive an inheritance, sell your business or win the lottery, you might feel a rush of elation. At the same time, it’s vital that you do not rush into spending mode.

I can help you embrace these life events by creating an investment strategy, structured so you can have reliable income for the rest of your life while reducing ongoing tax burdens.

woman on beach

Widows


If you outlive your spouse, you may feel overwhelmed and confused — emotions I want you to avoid at all costs.

I can help by recommending adjustments to your investments, updating your budget and helping you gain confidence in your life’s new chapter.
Wells Fargo Advisors is not a legal or tax advisor.
Katie M. Rozen, MBA, CFP®

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