Our Qualifications
We are a naturally diverse team with some team members holding CFP® designations as well as Private Investment Management certifications, fixed income expertise, studies in finance, engineering and holding several advanced degrees.
Steven L. Frank is a CERTIFIED FINANCIAL PLANNER® practitioner
This designation is one of the most recognized in the
financial services industry. CFP® professionals demonstrate
extensive knowledge and skill in analyzing and developing
personal, long-term financial strategies for their clients.
Private Investment Management®
The PIM program* is a customized portfolio management
program geared toward specific investment goals. PIM
Portfolio Managers actively manage your portfolio on an
ongoing, discretionary basis using his or her individual
investment style.
The fees for advisory programs are asset-based and assessed quarterly in advance. There may be a minimum fee to maintain this type of account. Fees include advisory services, performance measurement, transaction costs, custody services, and trading. These fees do not cover the fees and expenses of any underlying exchange traded fund (ETF), closed-end funds, or mutual funds in the portfolio. Advisory accounts are not designed for excessively traded or inactive accounts and are not appropriate for all investors. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services, including fees and expenses. The minimum account size for these programs is between $10,000 and $2,000,000.
