The Keys to a Successful Relationship


A long term, trusting relationship is essential to effective investment planning and asset management. Expectations from the advisor and the client must be well defined in order to develop and maintain a professional working relationship — one where we can help ensure you achieve your financial and life goals.

What you can expect:


You can expect we will and responsibly perform all services related to the development and review of the wealth management planning strategies we implement on your behalf.  We will:

  • Strive to acquire and maintain a thorough understanding of your financial goals and update your current financial information on a regular basis.
  • Follow the “Golden Rule” by being a proactive advisor helping to identify and deliberate financial options along life’s path.  
  • Visit directly at least annually to review your Personal Financial Organizer (PFO) and explain the implications of all recommended planning strategies.
  • Act as your primary financial advisory firm, coordinating other related professionals as required.
  • Carefully develop, assess, manage, and review your investment portfolio.
  • Treat you with utmost respect and professionalism.

What we can Expect:

We call this ‘the fit’. Effective communication and mutual respect are essential to a long-term relationship. A few other criteria which help define our expectations include:

  • Your commitment to us as your financial advisory team.
  • Your trust in our abilities to provide you with recommendations and advice.
  • Complete disclosure regarding your financial matters.

We take our fiduciary responsibilities seriously. All investment, tax strategies, estate, and insurance advice will be based on the information you provide to us and will be in your best interest.
Spring Financial Group of Wells Fargo Advisors

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AL, AZ, CA, DC, DE, FL, GA, KS, KY, LA, MA, MD, ME, MI, MO, NC, NJ, NM, NY, OH, SC, TN, TX, VA, WA, WI, WV). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

© 2022 Wells Fargo Clearing Services, LLC. All rights reserved.

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionalsX