Focus

For over 30 years, Bill has helped clients address their financial concerns and develop strategies by focusing on each individual’s specific needs. With extensive experience and dedication, Bill has dedicated his career to delivering the personalized investment planning services his clients deserve. He values the relationship he has with clients and the trust and confidence they place with him. 

Background & Experience

Bill began his career in 1993 as a Financial Advisor with Merrill Lynch, after graduating from LeMoyne College with a degree in Business and a concentration in Finance/Investments. He joined Wells Fargo Advisors in 2009 to further his ability in providing personalized financial advice to clients. Bill has always believed that gaining knowledge will only help his clients succeed to an even greater degree. 

Licensure, Education and Designations & Recognition

• Completed The American College’s Financial Planning educational program

• Chartered Retirement Planning Counselor^SM (CRPC^®) designation

• FINRA Series 7 General Securities Representative

• FINRA Series 63 Uniform Securities Agent

• FINRA Series 65 Uniform Investment Adviser

• Life and Health Insurance Licensed

• B.S., Business – Concentration in Finance/Investments, Le Moyne College

• Senior PIM Portfolio Manager at Wells Fargo Advisors¹

• Platinum Council member 2011 – 2023²

Bill has always believed that gaining knowledge will only help his clients succeed to an even greater degree. 

Away from the office

Bill and his wife Yvonne have five kids William III, Jordan (and her husband Efrain), Josiah (and his wife Claire), Daniel (and his wife Carolyn), and Amelia. Additionally, they have 3 grandkids (Kaleiah, Brayleigh and Lavenza, with more on the way).  Faith, family and fun are important to all of them. Together, they enjoy hanging out and spending time at the ocean or in the pool. Bill is actively involved in ministry in teaching kids and leading a life group, and has additionally served on the board of elders over the years.

 

1 Fees for the PIM program include Advisory services, performance measurement, transaction costs, custody services and trading. Fees are based on the assets in the account and are assessed quarterly. There is a minimum fee of $250 per calendar quarter to maintain this type of account. The fees do not cover the fees and expenses of any underlying packaged product used in your portfolio. Advisory accounts are not designed for excessively traded or inactive accounts and may not be appropriate for all investors. During periods of lower trading activity, your costs might be lower if our compensation was based on commissions. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services, including fees and expenses. The minimum account size for this program is $50,000.

2 The Platinum Council (previously known as Premier Advisor) distinction is held be a select group of Financial Advisors within Wells Fargo Advisors as measured by completion of educational components, business production based on the past year, and professionalism. Additional criteria, best practices and team structure, may also be used to determine recipients.

Focus

Nicole has been dedicated to building valued client relationships for over 20 years, and helping clients obtain their most important financial needs. With her vast experience she delivers high end service to all her clients.

Background & Experience

Nicole’s career began in 2001, shortly after graduation from the University of Pittsburgh. She worked for Ameriprise Financial, in Allentown, PA, where she developed her fundamental investment knowledge as a Financial Advisor trainee. From there, she went to work for a number of companies, where she gained extensive knowledge in multiple aspects of the industry ranging from banks, hedge funds to investment firms. Nicole joined Wells Fargo Advisors, in 2014, as a Senior Registered Client Associate and transitioned to the Financial Advisor role in 2019.

Licensure, Education and Designations

• Chartered Retirement Planning CounselorSM (CRPC®) designation

• FINRA Series 7 General Securities Representative

• FINRA Series 63 Uniform Securities Agent

• FINRA Series 66 Uniform Combined State Law

• Life and Health Insurance Licensed

• B.A., Political Science-Minor in Economics

• B.S., Criminal Justice-Economic Crime investigation

Away from the office

Nicole spends her free time with her husband, Roland, a retired NYS Corrections Officer, and their teenage daughter Sofia. The family enjoys having fun and spending time together. 

Focus

Jeremy believes the most successful wealth management strategies use a big picture view. It is this comprehensive, strategy-focused approach, delivered with personal attention and a commitment to his clients’ best interests, that sets Jeremy apart.

Jeremy is dedicated to managing and preserving wealth for clients and their families. He works with individuals, business owners and families planning for generational wealth, as well as those nearing or in retirement. Jeremy establishes deep and valued relationships to gain an extensive knowledge of his client’s needs and goals. By understanding each client’s unique situation, he creates and implements investment plans designed with their objectives in mind. Jeremy employs sound, proven financial advice using investment management strategies, asset allocation, retirement planning, estate planning strategies and more.



Background & Experience

Jeremy brings a decade of experience in wealth management. He originally started his career at Edward Jones in 2014, as a Financial Advisor. From there he served as a Wealth Advisor Associate and Investment Planning Specialist for Morgan Stanley and worked with over 150 advisors across 15 offices in Upstate NY. Jeremy assisted investment advisors in creating and presenting more than 200 investment plans for clients. In this role, he learned how every investment decision should be considered within the constructs of an investment plan. Jeremy believes that having a comprehensive investment plan is a critical aspect of a successful client relationship.

Jeremy joined Wells Fargo Advisors, in 2018, as a Financial Advisor and joined the Stalworth Wealth Management Group in 2022.


Licensure and Education

• FINRA Series 7 General Securities Representative

• FINRA 66 – Uniform Combined State Law

• SIE - Securities Industry Essentials

• Life and Health Insurance Licenses

• Accredited Asset Management Specialist™ (AAMS™) designation

 
Away from the office

Jeremy and his girlfriend, Alexandra, currently reside in Liverpool, NY with their three Jack Russell Terriers, Caroline, Poppy & Ruby.

Focus

Heather’s focus is on the clients. She appreciates each client relationship and values them as individuals, listening to their concerns and working hard to help address any service requests they have. Her role on the team is to keep client records up to date, open new accounts, manage money transfers as well as answer questions clients may have regarding their account.


Background & Experience

Heather has over 25 years of experience in the financial services industry.  Her experience includes working at Herkimer County Trust as a Personal Banker/Assistant, M & T Bank as an Assistant Branch Manager, Adirondack Bank as a Branch Manager and KeyBank as a Personal Banker.

Heather’s educational background includes earning her degree in Business Management from Herkimer County Community College

As a Client Associate, she enjoys the team approach in supporting each other as they collaborate in delivering caring, personalized service to clients.


Away from the office

Heather and her husband, Wayne have three children, Ashley, Mariah and Wayne Jr. and enjoy spending time with family and close friends.  She is also a member of the Whitestown Optimist Club.