• CIMA®
• President

Barry is a Certified Investment Management Analyst®(CIMA®). During his 23 years at Merrill Lynch he served on the following boards:

*Retirement Plans National Advisory Board

*Cash Management Account National Advisory Board

*Managed Solutions Group National Advisory Board.
In addition Barry taught two courses on Financial Planning for ten years at Merrill Lynch's National Training Center in Princeton, NJ. He holds the following securities registrations: 7, 63, 65, & 24.

*Former Vice Chair of Bishop Kearney High School Board of Trustees

*Past President of Alfred State Alumni Council

*Past Chair St. Thomas the Apostle School Advisory Board

*Past President of St. Thomas the Apostle Parish Council

*National Representative for Wells Fargo Advisors Financial Network to the Services Institute (FSI) Financial Advisory Council

*Five terms, 2004, 2018, 2019, 2022, 2024 Wells Fargo Advisors Financial Network Licensee Advisory Board (LAB)

CA Insurance License Number: 0C89604. Resident State NY.

 

Mark earned the Bachelor of Science – Finance degree from Oklahoma City University and has worked in the financial services industry for thirty-three years. He spent the past twenty-one years in a supervisory capacity joining Wells Fargo Advisors as a Regional Supervisor in 2011 and then Wells Fargo Advisors Financial Network in 2015, supervising up to thirty-four private investment practices over time. He brings that skill set to serve exclusively as the Compliance Director for Sullivan & Associates Wealth Management.

Prior to working at Sullivan & Associates Wealth Management LLC, Nil worked as Client Associate for Barry Sullivan at Merrill Lynch. She had worked at Merrill Lynch from 1991 until 2003. Her positions, outside of Client Associate, were Wire Operator, Cashier, Compliance Associate and Operations Supervisor. She is currently the Senior Administrative Assistant.

Sean Keller was a 2010 graduate of The State of New York at Oswego with a bachelor’s degree in
Business Management. He began his professional career as a Real Estate Salesperson, Insurance
Salesperson, and an Insurance Claims Adjuster. Now a Registered Operations Manager with Sullivan & Associates Wealth Management LLC, he currently holds his series 7 and 66 security registrations as well as New York State Life, Accident and Health Insurance licenses.

Away from the office, he also enjoys golfing, the outdoors, watching the Buffalo Bills and Buffalo Sabres, and spending time with friends and family.

Bill is a founder and the Managing Partner of Upper Valley Wealth Management. He has worked with families as a financial advisor for many years and holds the Chartered Financial Analyst ("CFA") designation.

Prior to creating Upper Valley Wealth Management, Bill was the Branch Manager, responsible for day-to-day operations of the branch and its advisors, of the Hanover, NH Wells Fargo Advisors location which he joined in 2003. 

Before entering wealth management, Bill was an associate at North Castle Partners, a private equity investment firm in Greenwich, CT and worked in investment banking at Adams, Harkness & Hill in Boston, MA. 

Bill has 30 years of experience in financial services and is a graduate of Dartmouth College. Bill serves as a member of the Investment Committee of the Montshire Museum of Science.  He previously served as a trustee of the Montshire and served on the Upper Valley Regional Advisory Board of the New Hampshire Charitable Foundation.

Experience

⦁ 2021 – present : Upper Valley Wealth Management, Managing Partner
⦁ 2003 - 2021 : Wells Fargo Advisors, Branch Manager, Senior Vice President
⦁ 1999 - 2003 : North Castle Partners, Associate, Private Equity
⦁ 1996 - 1999 : Adams, Harkness - Investment Banking Associate
⦁ 1994 - 1996 : Putnam Investments, Marketing

Joe spent much of his career as an officer and senior administrator at the Federal Reserve Bank of New York, where he analyzed financial and risk data to drive sound decision-making. In 2015, he shifted gears, bringing his Wall Street discipline and strategic mindset to Main Street, helping individuals and families navigate their own financial journeys with clarity and confidence.

Whether planning for retirement, managing a career change, funding a child’s education, or facing other major life transitions, Joe offers candid conversations and actionable guidance, so people can make informed decisions and feel more in control of their future.

Raised in Queens, NY, Joe learned the value of hard work and resilience from his parents, his mom, a homemaker, and his dad, a small business owner. He graduated from Cornell University with a degree in Applied Economics and later earned his MBA in Finance from Fordham University while working at the Fed.

Today, Joe lives in Nyack, NY with his wife, Jen, where they raised their four children and remain active members of the community. He’s a Leadership Rockland graduate, former church vestry member, long-time youth coach, and former little league board member. Outside the office, Joe keeps active with racquet sports, hiking, and biking.

Fun Facts

• 14 years of competitive swimming
• 2 years driving a Zamboni
• 1 lifelong love of the ocean

Focus

David works with business owners, high net worth individuals and families in the areas of investment planning, risk management and asset preservation, estate planning strategies and wealth transfer, charitable giving, endowments, and planning for closely held business owners and executives. David takes a panoramic approach towards working with clients to help them build, manage, preserve and transfer their wealth.

Background And Experience

Originally from Spokane, Washington, David received his Bachelors of Science in Biology while attending the University of New Mexico where he swam competitively at the Division I level.

David is a managing principal and a CERTIFIED FINANCIAL PLANNER® professional with more than 20 years of experience in financial services. In 2021, he completed an executive education in Wealth Management Theory and Practice through the Yale School of Management and became a Certified Private Wealth Advisor™ certificant.

Additionally, he holds the Accredited Asset Management Specialist SM and Accredited Wealth Management AdvisorSM designations as well as holds the Series 24 General Securities Principal, Series 7 and Series 66 securities registrations and insurance licenses. David is a co-founder of Backshore Wealth Management Group and serves as the Managing Principal.

Away From The Office

David and his wife Reyna moved to Vermont in 1995, they reside in Underhill with their 3 miniature schnauzers. They have two adult children who graduated from Bentley University and Providence College. When not serving clients, David enjoys running, hiking, swimming, reading, smoking meat and spending time near the ocean in Rockport, Massachusetts. David is passionate about hockey and supports the Essex Junction Youth Hockey Association and the Juvenile Diabetes Research Foundation.

Fun Facts

• 1,560 Miles run a year
• 11 Years traveling to Hilton Head Island
• 1 Bucket list item, a trip to Italy

Focus
Jennifer has over twenty years of experience helping clients make informed investment decisions as well as delivering a comprehensive planning approach. Jennifer has a deep understanding of the financial markets and a commitment to helping her clients achieve their financial goals. She provides guidance in portfolio construction, risk management, budgeting, and retirement income strategies. Jennifer is a Certified Divorce Financial Analyst® and works with individuals regarding financial issues surrounding divorce.

Background And Experience
A Vermont native, Jennifer earned her Bachelor of Science in Business Administration from Saint Michael’s College in 1999, where she also played on the women’s soccer team. Jennifer began her financial services career in 2000, with First Albany Corporation a predecessor firm of Wells Fargo Advisors. She holds her Series 7, Series 63 and Series 65 Securities Registrations. She has over twenty years of experience supporting and managing client relationships. In 2020, she acquired her Certified Divorce Financial Analyst® designation.

Away From The Office
Jennifer and her husband live in South Burlington with their three children. Jennifer is an avid runner and enjoys skiing and golfing. She and her family visit Hilton Head Island every April to enjoy life in the low country. Jennifer is a former Greater Burlington Girls Soccer League youth soccer coach and continues to support youth soccer as well as the Leukemia and Lymphoma Society.

The use of the CDFA® designation does not permit Wells Fargo Advisors or its Financial Advisors to provide legal advice, nor is it meant to imply that the firm or its associates are acting as experts in this
field.

Fun Facts

• 50 houseplants
• 30 years boating on Lake Champlain
• 2 Grandchildren

Focus
As the Operations Manager, Sheryl plays a critical role in helping ensure that the practice functions smoothly on a day-to-day basis. She works closely with clients in the management of their portfolios, new client onboarding and asset transfer as well as estate settlement. Sheryl is skilled in navigating the organizational and operational complexities that arise in the running of the practice. She leverages decades of experience combined with a passion and commitment to a high level of personal and attentive service to deliver an exceptional client experience.

Background And Experience
Originally from the Berkshires in Massachusetts, Sheryl grew up with a passion for animals always bringing the strays home. She earned an Associate degree as a Veterinary technician at Becker Junior College in Worcester MA. After moving to Vermont in 1991, Sheryl started her career in financial services with A.G. Edwards and Sons (a predecessor firm) as a receptionist and quickly found her place as a client associate. Sheryl holds the Series 7, Series 66, and Series 24 General Securities Principal securities registrations, insurance licenses, as well as the Certified Retirement Plan Specialist™ Designation from the College of Financial Planning.

Away From The Office
Sheryl and her husband Kevin live in Burlington Vermont with their 2 dogs, 2 cats and 2 birds. Sheryl and Kevin, through a blended family, raised 5 children and have 2 beautiful granddaughters. Sheryl enjoys Calligraphy, horticulture, boating on Lake Champlain, traveling and family time with her children and grandchildren.

Wells Fargo Advisors Financial Network Group does not provide legal or tax advice.

Focus
Amy Phippen has always been a listener. In her role as Registered Client Service Associate at Backshore Wealth Management, she aims to maximize the client experience by listening to their needs and wants before anything else. As creative as she is easy to work with, Amy also assists the team with daily functions in their mission to build and maintain meaningful relationships.

Background And Experience
Prior to joining the team at Backshore, Amy built a strong record in serving clients and streamlining operations at places like Epoch Investment Partners, Piper Sandler & Company, and the District Attorney’s Office of Summit County Colorado. Born in Connecticut with an adventurous spirit, she earned a Bachelors from the University of Vermont before heeding the call to live in unique and exciting places across the nation.

Away From The Office
Now residing back in Vermont, Amy enjoys gathering with friends & family to ski in the winter and relax by the pool in the summer. In addition to being a loving mother & wife, she dedicates her time to local chapters of the Humane Society.

My Background
For over 30 years, through vastly different market conditions and cycles, I have counseled my clients and endeavored to grow their assets. For over 25 of those years, I have held the prestigious CERTIFIED FINANCIAL PLANNER® certification.

My investment philosophy sets out to achieve returns conveniently and prudently using a conservative, well defined and disciplined methodology. My advice is personalized to each individual, and a custom portfolio is created that reflects each of his or her needs and comfort level. Whether the client is focused on building their wealth, transitioning to retirement or receiving monthly income, I strive to help them in the same convenient and responsible manner.

I make every effort to be personally available to clarify, demystify and explain the complexities of the financial world, offer meaningful advice, and to be sure we are consistently on the right track together.

My Experience
1995 - 2000 : Prudential Securities

2000 - 2009 : PaineWebber/UBS

2009 - 2024 : Wells Fargo Advisors

2024 – Present: Wells Fargo Advisors Financial Network

My Education & Credentials

• Masters of Science- Johns Hopkins University
• College for Financial Planning
• Senior PIM Portfolio Manager

My Areas of Focus

• Advisory Services
• Business Services
• Estate Planning Strategies
• IRAs & IRA Strategies
• Retirement Planning

CA Insurance License Number: 4183424. Resident State NY

I believe building relationships with my clients while making sure I understand their financial needs and goals is crucial to effective wealth management. Successful individuals, professionals and business owners turn to me to help provide targeted and comprehensive financial advice in conjunction with their portfolio management.

With a background in emergency medicine, I use the opportunity to benefit society in dual roles. Blending the medical and financial fields enables me to uniquely understand and provide for the needs of the medical community as well as all other high net worth individuals.

My Education & Credentials

• Bachelor of Individualized Studies - Fairleigh Dickinson University

My Areas of Focus

• Portfolio Management
• Retirement Plans
• Asset Allocation
• Cash Management
• Insurance

• Asset allocation cannot eliminate the risk of fluctuating prices and uncertain returns.
• Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

CA Insurance License Number: 4185950. Resident State NY

Christine Hadlow is a Client Associate with the Keene branch of Upper Valley Wealth Management.  She is a graduate of the Pennsylvania State University, where she received a BA in Liberal Arts, with concentrations in Economics, International Studies and Japanese.

She received a Master of International Management (MIM) from the Thunderbird School of Global Management in Phoenix, AZ.

Prior to joining UVWM, Christine was the Member Services Manager at the Greater Keene & Peterborough Chamber of Commerce (now Monadnock Collaborative) responsible for membership and marketing.  Before that she had a career in International Marketing and Product Management at the L’Oreal Groupe.

Christine lives in Westmoreland, NH with her husband Fred. When not cheering on the Penn State Nittany Lions, she enjoys practicing yoga, reading, cooking and spending time in nature.

Shelley has been working in the financial services industry since 2001. Prior to joining Wells Fargo Advisors Financial Network, Shelley worked for Smith Barney and Merrill Lynch. Shelley focuses on client communication and delivering high-quality customer service. Shelley attended The Ohio State University and resides in Galveston Texas.

Beth has twenty-five years of experience as a Client Associate in the financial industry. She is a 1985 graduate of the University of Southwestern Louisiana with a degree in Finance. Beth, husband Peter and son Andrew reside in Friendswood, TX.

Professional Philosophy

Jim understands that finances can be complicated and sometimes daunting. His goal as a Financial Advisor is to provide understandable financial advice. He strives to build long-term relationships based on mutual trust and respect. Through a long-term investment approach, he helps clients develop and implement strategies for building wealth, generating income, and realizing their financial goals.

Professional Experience

With 31 years in the financial services industry, Jim has helped his clients develop tailored plans based on their specific needs, wants, and risk tolerances. Jim prides himself on being accessible to his clients. He believes that effective wealth management requires more than a single planning session—it takes a process. As your life circumstances change, so must the investment strategies. Communication is key to achieving these goals.

Jim's extensive career includes positions at Wells Fargo Advisors Financial Network, Legg Mason, and Pru-Bache.

Achievements

Earned the CERTIFIED FINANCIAL PLANNER® certification in 2001
Received the Chartered Financial Consultant (ChFC®) designation in 2008
Holds securities registrations for General Securities (Series 7), FINRA General Securities Principal (Series 24), Uniform Investment Advisor Law (Series 65), and Uniform Securities Agent State Law (Series 63)
Insurance licensed in Life, Accident, and Health
Recognized as a FIVE STAR WEALTH MANAGER in Baltimore magazine in 2021, 2022, 2024, and 2025
Platinum Council at Wells Fargo Advisors Financial Network from 2015 to 2022, a distinction held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network
 
Personal Interests

Outside of work, Jim is an active member of the community. He enjoys hiking, golfing, bike riding and playing tennis. Jim is an enthusiastic fan of all Maryland sports. He is happily married to Tammy Paidas, his wife of 30 years. His greatest accomplishments are his two daughters, both graduates of the University of Maryland Business School and successfully launched into the community.

Areas of Focus

Income Planning
IRAs & IRA Strategies
Retirement Planning
Advisory Services

Education

University of Maryland
The Five Star Wealth Manager award was issued on 1/1/25 by Five Star Professional (FSP) for the time period 4/10/24 through 10/31/24. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP’s consumer complaint process; feedback may not be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients’ assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. 2389 Baltimore-area wealth managers were considered for the award; 254 (11 % of candidates) were named 2025 Five Star Wealth Managers. Visit www.fivestarprofessional.com.

Award was issued on 1/1/24 by Five Star Professional (FSP) for the time period 4/10/23 through 10/31/23. 2149 Baltimore-area wealth managers were considered for the award; 259 (12 % of candidates) were named Five Star Wealth Managers.
Award issued on 1/1/22 by Five Star Professional (FSP) for the time period 5/10/21 through 11/12/21. 2078 Baltimore-area wealth managers were considered for the award; 260 (13 % of candidates) were named Five Star Wealth Managers.
Award issued on 1/1/21 by Five Star Professional (FSP) for the time period 4/27/20 through 10/30/20. 2029 Baltimore-area wealth managers were considered for the award; 237 (12% of candidates) were named Five Star Wealth Managers.

The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structures.

View Award Disclosures:  https://www.wellsfargoadvisors.com/disclosures/awards-disclosures.htm

Building his practice based on integrity and consistency, Allan is always striving to build long-term client relationships with mutual trust and respect. Through a long-term investment approach, he helps clients develop and implement innovative strategies for building wealth and provides understandable financial advice to realize their goals.

Allan is a Fundamental Choice Portfolio Manager overseeing multiple discretionary, tactical strategies to fit various client risk profiles. Additionally, he is life and health insurance licensed, able to provide various life planning strategies beyond traditional market-based investment concepts.

As a champion of improvement, Allan has always been determined to learn and further expand his skills. He earned the Chartered Retirement Plan Specialist® designation in 2021, focusing on specific retirement plan strategies for his clients to tailor fit their personal situations and needs.

By working with affiliates, Allan helps craft solutions for high-net-worth clients including zero cost liquidity solutions, private placements (private equity, private credit, private real estate), estate planning strategies and trust services*, succession planning, defined benefit/contribution plans, and business exit strategies.

It takes more than a single planning session to put your wealth to work in support of your life goals; it takes a process. As your life circumstances change, so must the investment strategies used to keep you on course toward your objectives. Allan strives to continue working together throughout the years, to keep your investment strategies aligned with your goals and aspirations.

*Trust services are available through Wells Fargo Bank, N.A. and Wells Fargo Delaware Trust Company, N.A.

Richard D. Mercado is the founder of MERC Capital. He is a Financial Advisor with MERC Capital in, Gaithersburg, Maryland. He has guided and managed the financial affairs of local families and small business owners for over 20 years. He is a native of the Washington, DC/Baltimore area, and a graduate of Towson State University in Finance and Economics.

His experience as Vice President at Morgan Stanley and Raymond James and now Wells Fargo Advisors Financial Network has given him experience in areas of wealth management, retirement and estate planning strategies. Richard holds the Series 7, 62, 63 and 65 securities registrations.

Experienced at explaining the complexities of investment strategies in ways that are both meaningful and easy to understand, Richard takes pride in designing creative solutions for each client's individual financial situation. Client portfolios are reviewed through a disciplined and coordinated review process that is commensurate with the levels of risk defined by each client's investment objectives.

Jason joined the team at MERC Capital from Raymond James Financial Services where he had spent 14 years, most recently as a portfolio manager. As our new Financial Advisor, Jason's passion for the financial markets will be demonstrated as he analyzes economic and financial market data, reviews client portfolios, and reports investment changes to our clients and our practices President. He will be instrumental in strengthening MERC Capital's infrastructure as we grow.

Jason's ability to communicate with clients and industry professionals in an easily understood demeanor is very welcoming. He takes a holistic view of a client's specific goals and objectives to develop and cultivate a meaningful investment plan.

He holds a master's degree in Accounting and Financial Management from Keller School of Business and a bachelor's degree in Business from Stevenson University, formally Villa Julie in Stevenson, Maryland. A state native, he and his wife currently reside in Columbia, Maryland.

As a Financial Advisor with Sullivan and Associates, I can offer a full range of investment planning strategies tailored to your unique needs. Whether you are investing for retirement, education expenses or some other goal, I will help you make informed decisions about your investment strategy. You have access to additional resources available through Wells Fargo affiliates, including trust and estate services, insurance products, and much more.

For more information about how I may be able to help you pursue your financial goals, please contact me.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

Trust Services are available through Wells Fargo Bank, N.A. and Wells Fargo Delaware Trust services Company, N.A.

Wells Fargo Advisors Financial Network does not provide legal or tax advice.

Securities Registered in the following states: AK, AZ, CA, CT, FL, MA, MO, NC, NJ, NV, NY, PA, TN, TX, VA, VT
Insurance licensed in the following states: Resident State: CT

Phil Romano is the Private Wealth Advisor, Managing Partner of Concord Private Wealth. He is a seasoned financial advisor who thrives on helping clients turn complex financial goals into clear, actionable plans. With a background in business technology from Virginia Tech and credentials such as Certified Investment Management Analyst (CIMA) and a CERTIFIED FINANCIAL PLANNER professional. He brings both brains and heart to every planning conversation. He also holds Series 7 and 66 securities registrations, along with Life, Health, and Long-Term Care insurance licensure. He’s all about collaboration – whether it’s with clients or the broader team – to design strategies that not only make sense on paper but feel right for real life.

Phil lives in Raleigh with his wife, Ella, and their son jack. He’s a big believer in giving back, formerly a mentor with Big Brothers and not active in local charities. When he’s not planning or parenting, you’ll find out enjoying North Carolina’s trails, food scene, or a good live show.

Brian Carr is the Private Wealth Advisor, Managing Partner of Concord Private Wealth. As a seasoned financial advisor, he brings a strategic yet personal approach to wealth management - helping clients and their families navigate complexity with clarity and confidence. Known for his calm leadership and big-picture thinking, Brian builds lasting relationships rooted in trust, transparency, and shared values.

Brian holds a B.A. in Economics from the University of South Carolina. He is a Certified Private Wealth Advisor (CPWA) and a CERTIFIED FINANCIAL PLANNER® professional. He also holds Series 7 and 66 securities registrations, along with Life, Health, and Long-Term Care insurance licensure.

Outside the office, Brian enjoys life in Cary, North Carolina, with his wife Katie and their three children – Asher, Isla, and Sophie. The couple met while studying abroad in Barcelona and continue to share a love of travel. Weekends are often spent coaching youth sports, exploring the outdoors, and enjoying a round of golf or live music close to home.

After 15 years managing IT, communications, and research projects in the world of government consulting, Katie knows how to keep complex things running smoothly. As Chief Operating Officer of Concord Private Wealth, she’s excited to bring fresh energy to operations, improve processes, and help turn big ideas into real results. Katie is passionate about creating thoughtful client experiences, building strong teams, and helping make sure everything works just a little bit better than it did yesterday. Katie has a Bachelor of Arts from Georgia State University in Spanish and International Business.

Her proudest accomplishment – Being a mom to three incredible kids – who keep her just as organized, inspired, and on her toes as any meeting ever could. Katie is equally excited to grow this new venture alongside her husband, Brian, and help build something lasting for the families they serve.

Ella Romano brings deep financial expertise from years of managing operations and growth strategies in the biopharma industry. As Chief Financial Officer of Concord Private Wealth, she combines sharp analytical insight with a steady hand to help guide the practice’s financial health and long-term vision. Ella has a Bachelor of Science from the University of Oklahoma in Biochemistry, Chemistry and is a Lean Six Sigma Black Belt.

Proud of her Albanian heritage, Ella values resilience, integrity, and family – principles that shape both her leadership style and life at home with husband Phil, son Jack, and their growing family.

Fun Facts

• 10 years as a Ski Coach - Sugarbush
• 20 years of Kayaking
• 35 years visiting Cape Cod

Focus

Paul helps clients build comprehensive investment plans that address financial goals for their families and their future generations. As a Fundamental Choice Portfolio Manager, he can collaborate closely with you to determine where you are financially today, where you want to be tomorrow, and then define and explain the necessary steps to pursue those goals1.

Background And Experience

Paul is President and a CERTIFIED FINANCIAL PLANNER® professional with more than 30 years of experience helping clients reach their goals.2 Paul was also named as one of Forbes’ 2021, 2022, 2023, 2024 and 2025 Best-in-State Wealth Advisors in Vermont.3

Paul joined A.G. Edwards, a predecessor firm to Wells Fargo Advisors in 1990. Wells Fargo Advisors has named Paul a Platinum Council Advisor in 2016, 2017, 2018 and 2019. In 2019, Paul transitioned to Wells Fargo Advisors Financial Network (WFAFN) and in 2020 and 2021 he was again named a Platinum Council Advisor.4 Paul graduated from Providence College with a Bachelor of Science in Business Administration and has lived in South Burlington, Vermont with his wife Amy since 1990. They have two grown children that both attended CU-Boulder and currently work in Boston.

The Backshore Wealth Management Group is focused on working with high-net-worth individuals, foundations, and families in the areas of portfolio management, succession plans, charitable giving and estate planning strategies, wealth transfer, business retirement planning, income distribution planning and educational planning to include Section 529 Savings Plans. In addition, our team works closely with clients’ estate planning attorneys and their CPAs. The Backshore Wealth Management Group has over 95 Years of cumulative financial services experience. Briody and his team manage more than $537 million in assets (as of November 2025).

Paul recently completed two consecutive terms as a board member with Local Motion. In the winter season Paul volunteers with the Chill Foundation – a youth outreach program established by the Burton Snowboard Company. He can be found enjoying recreational cycling, spinning, salt-water fishing, kayaking, winter sports, and Paul is an active member of PSIA – Professional Ski Instructors of America and AASI – American Association of Snowboard Instructors.

In addition to holding the CERTIFIED FINANCIAL PLANNER® certification Paul has extensive knowledge developing comprehensive investment strategies for clients to include college savings and retirement income strategies.

Away From the Office

Paul and his wife Amy have travelled extensively internationally and hosted a youth exchange student from Finland in conjunction with the Rotary Program of South Burlington. In addition, their daughter Emma spent a year in Chile during an 11th grade exchange program and later taught in Spain upon graduation from CU-Boulder. Their son Justin recently completed a one-year international rotation in Amsterdam NL working for the Fintech startup Midaxo - both son and daughter now reside in Boston – close enough – but not too close.

The Fundamental Choice program is not designed for excessively traded or inactive accounts and is not appropriate for all investors. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services. The minimum account size for this program is $50,000.

To achieve the CFP® designation Paul had to complete approved educational programs, pass rigorous examinations, and meet stringent experience requirements. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner®, and federally registered CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

2025 Forbes Best-In-State Wealth Advisors: Awarded April 2025; Data compiled by SHOOK Research LLC based on the time period from 6/30/23 - 6/30/24 (Source: Forbes.com).

2024 Forbes Best-In-State Wealth Advisors: Awarded April 2024; Data compiled by SHOOK Research LLC based on the time period from 6/30/22 - 6/30/23 (Source: Forbes.com).

2023 Forbes Best-In-State Wealth Advisors: Awarded April 2023; Data compiled by SHOOK Research LLC based on the time period from 6/30/21 - 6/30/22 (Source: Forbes.com).

2022 Forbes Best-In-State Wealth Advisors: Awarded April 2022; Data compiled by SHOOK Research LLC based on the time period from 6/30/20 - 6/30/21 (Source: Forbes.com).

2021 Forbes Best-In-State Wealth Advisors: Awarded February 2021; Data compiled by SHOOK Research LLC based on the time period from 6/30/19-6/30/20 (Source: Forbes.com)

The Forbes Best-In-State Wealth Advisors rating algorithm is based on the previous year’s industry experience, interviews, compliance records, assets under management, revenue, and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria.

The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structures.

Wells Fargo Advisors Financial Network is not a legal or tax advisor.

Lindsey Garner brings a warm, detail-oriented approach to her role as Registered Senior Client Service Manager at Concord Private Wealth of Sullivan & Associates Wealth Management. With a strong background in client support and financial services, she’s dedicated to making every client interaction seamless, informed, and stress-free. Lindsey has a BA in Psychology and English from the University of North Carolina and holds a Series 7 securities registration.

Based in Raleigh, Lindsey loves building lasting relationships and helping clients feel confident and cared for every step of the way.

Frank has more than forty years’ experience in the areas of money management strategies and investment planning.  He is a CERTIFIED FINANCIAL PLANNER® practitioner and holds an MBA degree in Finance from American University in Washington, DC and a BA degree in English from the University of Tennessee.  Frank started his career in 1975 as a CPA®, although he is not currently practicing, and has been working in the securities industry since 1986. 

Frank enjoys the outdoors, particularly fishing, kayaking, biking and hiking.  In 2013 he and a friend traveled to Spain to hike the El Camino de Santiago (The Way of Saint James).   He is an avid reader and enjoys all kinds of books, particularly books on American History.

 

*Wells Fargo Advisors Financial Network is not a legal or tax advisor.

Jerod Macko is the Founder and Managing Director at Macko Financial Group of Sullivan & Associates Wealth Management. He built Macko Financial to give his clients a practice that is best suited to both their wants and needs. As a Fundamental Choice Portfolio Manager, he draws on his expertise to offer solutions in retirement planning, asset allocation, and wealth preservation.

Jerod started his career at Wells Fargo Advisors before pioneering Macko Financial to create better opportunities for the generations to come. His goal is to enable his clients to reach financial independence through a disciplined planning process. He earned a Bachelors of Business Administration with a concentration in Financial Analysis from the University of Buffalo.

A native of Marcellus, NY, Jerod and wife Bridget now raise their family there. On the weekends, you’ll either find him on the golf course or in the hunting blind!

Candy earned her Interdisciplinary Studies degree in 2007 from the University of Houston. During this time, she began working for Stephan Raska, Senior Financial Advisor, as his Administrative Assistant. Over the last 17 years, she has broadened her skill set in the financial services field to expand her role to Operations Manager.

Candy has worked closely with Stephan and enjoys managing the day-to-day operations of the office. She knows that serving clients with their individual needs is what sets her and the team apart from others.

In her spare time, she loves to cook with her husband, and they travel as much as possible.

Corey graduated from the State University of New York at Oneonta where he received his Bachelor of Science in Business Management in May of 2021.  Prior to joining Sullivan and Associates, he worked for Paradise Coast Sports Complex in Naples, Florida where he oversaw business development and program coordination.  He lives in New Paltz where he was born and raised.

Valerie has over 23 years of financial services experience as a Senior Registered Associate. Val goes above and beyond for her clients to make sure their needs are met as she believes in providing the highest level of customer service.

She lives in Rosendale with her husband, Bruce and their two dogs Rocky and Rubi. She loves to travel, spend time with her granddaughter, Kya, as well as her family.  She also fosters dogs, transports dogs and conducts home visits with Mountain Rottie Rescue and S.N.A.R.R Northeast. Her and her husband founded Nothing but Love Canine Foundation Inc. in 2020 after rescuing and rehabbing their dog, Rocky, a former bait dog. They have sponsored over 275 rescue dogs for spay/neuter services located in rural shelters since forming their foundation. Their program also sponsored 20 rescue dogs who need heart worm treatment since inception.

By focusing on each investor’s specific needs, I develop strategies that help clients reach their financial goals. I have worked as a Financial Advisor to both individual and intuitional investors since 1993. I have been recognized as a Wells Fargo Advisors Financial Network Platinum Council Advisor from 2015-2022. The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structures. Before joining Wells Fargo Advisors in 2003, I was a Financial Advisor for Edward Jones for 11 years. I hold a Bachelor’s Degree in Business Administration from the University of Texas-Austin.

My mission is to provide every client with targeted, comprehensive financial advice and portfolio management-delivered with the highest level of personal service and professional integrity. This commitment to service also carries over to my involvement with our local community. Away from the office, I enjoy being outdoors and traveling with my wife and children.

It takes more than a single planning session to put your wealth to work in support of your life goals. It takes a process. As your life circumstances change, so must the investment strategies I use to help keep you on course toward your objectives. We’ll continue to work together through the years to keep your investment strategies aligned with your goals and needs.

Jeff has been providing financial advice to clients since 1991. His goal for clients is to deliver an experience of consistency and predictability through process.

His expertise, combined with the resources of the Wells Fargo Advisors Financial Network, allows him to deliver customized client solutions in order to help clients achieve their financial goals.

Jeff is a lifelong resident of the Hudson Valley, and currently reside in Dutchess County with his wife and 2 children. His interests include fly fishing, hiking, and exploring the outdoors.

Jeff is registered in the following states: AZ, CA, CT, DE, FL, GA, MA, MD, ME, NC, NJ, NY, PA, SC, and VA.

Regina is a critical component of working with Brewster Sears, Executive Vice President. She served the needs of Janney Montgomery Scott clients for over 12 years before joining Sullivan and Associates Wealth Management, LLC in June of 2023.

Debbie Hilleman has over 25 years of experience in the securities industry. She started in the securities industry with EF Hutton in 1986. With her experience, Debbie brings a depth of knowledge and perspective to the clients. Before joining Purnell Wealth Management in 1999 (now Sullivan & Associates), she worked at PaineWebber. Debbie holds her Series 7 & 63 securities registrations as well as her Wisconsin State Life Insurance & Variable Annuity License.

Debra has lived in Fort Myers since 1988, working exclusively in the banking industry as a branch manager, private banker and trust officer. She holds a Bachelor of Science from Ball State University and is a graduate of the Florida Bankers Association Graduate Trust School.

Throughout her career, Debra’s primary objective has always been to provide clients and their families with capable, personalized assistance and care.

Debra is a past president and long-time member of Rotary, dedicated to serving and improving her community. She finds enjoyment in the beaches and wildlife of southwest Florida and exploring the unique and vastly different regions of the sunshine state.

In 2011 after graduating from State University of New York in Orange county with a Business Management degree, Taylor Jenaro Coombs Senior Financial Advisor started his career with Aflac Insurance Company in Pearl River, NY.  Fourteen months later he was promoted to Special Project Coordinator with Aflac.  Taylor enjoyed helping his clients protect themselves from loss associated with sickness and injury. For the next five years Taylor continued gaining experience and exposure to the industry in Upstate New York. As Taylor’s career developed so did his services and aspirations.

It was always a dream of Taylor’s to work alongside his father Robert M. Coombs who has over forty-five years’ experience as a Financial Advisor. Taylor grew up in a home where both his Father and Mother were Financial Advisors. He had an interest in finance at a very young age.

In 2016 Taylor made the transition into the Investment Services side of the financial services business. Taylor then joined his Father and his business partner, Senior Financial Advisor Anthony Ortiz and Registered Operations Manager Derek Pinelli at the long established Captiva Group. Captiva Group is a privately owned business affiliated with Wells Fargo Advisors Financial Network, domiciled in Newburgh, NY. Four years later in 2020, Taylor took the next step in his career by becoming partner at The Captiva Group.

Taylor and the team share the sole ambition of wisely managing their client’s finances. The Captiva Group’s goal is to guide clients so they can achieve their financial dreams and goals. This is done by simultaneously helping them navigate the financial barriers that inevitably arise in every phase of life.

Taylor resides in the Town of Newburgh with his wife Sasha.

Al brings a special blend of sound business experience and a keen understanding of life's challenges to our clients.  Al joined Shearson Lehman Brothers in 1985 following a two decade entrepreneurial career as a producer of soaps, toiletries and proprietary drugs.  Prior to that, Al spent 10 years as a sales and marketing executive with several nationally known organizations. 

 Al graduated from Davis & Elkins College with a major in business administration. He and his wife Ellen live in New York City, have two adult children and are proud grandparents.

David is a CERTIFIED FINANCIAL PLANNER® professional and holds an MBA and a BA degree in Finance from the University of South Florida.  He began his career in 1984 as a banker and worked in the southwest Florida banking community for fifteen years.  In 1999, he began working as a financial advisor and in 2009 David and Frank Durand opened their own financial advisory practice, Durand & Gallentine Investment Management Group, to better serve their clients.  

David is a member of the Financial Planning Association® organization committed to advancing the planning profession. Another organization David is very involved with is Rotary International. David is also involved with Rotary and has served as local club president. In his spare time, David enjoys motorcycling and American history.

My investment philosophy is based on traditional fundamental analysis and the time-tested portfolio management theories of asset allocation and diversification.

I believe successful investing requires both market insight and a long-term perspective. Recognizing that each client is unique, I create customized plans and portfolios to match each client’s financial goals and risk tolerance.

My goal is to deliver value-added, objective advice that will make a difference in the quality of each client’s financial life.

After graduating from Guilford High School, I attended Dartmouth College and graduated cum laude with a degree in Government.

My graduate education includes an MBA from the Yale University School of Management and a law degree cum laude from Quinnipiac University Law School, where I attended evening classes while working full time. I am admitted to the Connecticut Bar, but am not currently practicing.

I began my career as a financial advisor at Morgan Stanley Dean Witter and was an advisor at UBS Financial Services before joining Wells Fargo Advisors Financial Network in 2012.  I earned the CERTIFIED FINANCIAL PLANNER® certification in September 2014 and hold the Series 7, 24, 63 registrations and insurance licenses.

My community activities include volunteering at St Margaret Church and serving on the Planning & Zoning Commission in Madison, CT.

Ed proactively serves a select group of families in coordinating their financial affairs. By combining his experience together with the resources of Wells Fargo Advisors Financial Network, Ed looks to deliver customized client solutions to help them achieve their financial goals.

He has lived in the Hudson Valley for over 30 years and currently reside in Ulster County with his wife and three sons.  Interests include triathlons, coaching, and soccer.

Ed’s education includes a Bachelor of Science-Finance, 1990, from S.U.N.Y. - New Paltz in New Paltz, NY. He is a member of the Business Advisory Council for the State University at New Paltz.

From May 2003 until May 2013, Ed was First Vice President/Branch Manager for Morgan Stanley/Smith Barney. Since May 2013, he has been a Senior Financial Advisor/Managing Principal at The Hudson Valley Financial Group of Sullivan and Associates Wealth Management, LLC.

Derek is a lifelong resident of the Hudson Valley. He graduated from Marist College earning a Business Administration degree with an emphasis in Finance. Derek is an avid golfer and enjoys spending his free time with his wife and newborn daughter, friends and the community. Derek started his career in 2009 with HSBC Bank and has continued his financial career with HSBC Securities and First Niagara Investment services. After eight years in the industry, his longtime and established business partners Robert M. Coombs, Senior Financial Advisor, Anthony Ortiz, Senior Financial Advisor, and Taylor Coombs, Senior Financial Advisor, established their own office by joining forces with Wells Fargo Advisors Financial Network to form The Captiva Group. Derek has over twelve years’ experience in wealth management field. Derek and the Captiva Group continue to grow with their knowledge and expertise helping client’s manage their goals and missions in achieving financial success.

Their mission at The Captiva Group is simple, to have a great platform of products to offer their clientele while giving them a very personal and professional client experience.

Lauren is a 2011 graduate of Sam Houston State University with a degree in Mass Communication. Before joining the team in January 2021, she spent 10 years in the insurance industry as a Senior Sales Agent, focusing on sales and marketing.

Lauren’s prior experience has been beneficial in her successful transition to the world of personal finance. She is excited to serve clients as the Client Relationship Manager and feels strongly that working directly with clients is the cornerstone to a successful business.

Away from the office, she loves spending time with her husband, toddler son and 2 dogs. She also enjoys traveling, live music and is a self-proclaimed foodie!

Julie has worked in the Financial Industry since 1999.  Before joining Sullivan & Associates, she worked at Stifel Nicolaus, Butler Wick, and A.G Edwards & Sons.

In addition to duties as an Administrative Assistant, Julie was previously a Commodity Wire-Operator, Cashier, Compliance Associate, and Administrative Assistant to the Branch Manager.

John Robinson, CFP®, is a Partner and Senior Financial Advisor with eight years of experience in the financial services industry. John is deeply passionate about his career and values the dynamic nature of the profession, appreciating the opportunity to combine analytical thinking with personal connection. He finds fulfillment in the fact that no two days are the same and that his work allows him to make a meaningful impact in clients’ lives.

John earned a double major in Finance and Insurance from Appalachian State University in 2018 and has worked in finance since graduating. In 2024, he earned his CERTIFIED FINANCIAL PLANNER® designation, further strengthening his ability to provide comprehensive, thoughtful financial guidance to clients.

The aspect of John’s role he enjoys most is time spent directly with clients. Whether meeting in the office or sitting around a kitchen table, he values long, meaningful conversations that help him better understand clients’ goals, priorities, and life stories—often remarking that these moments don’t feel like work at all.

John’s commitment to excellence has contributed to his team being recognized as part of the 2025 Forbes Best-In-State Wealth Management Teams.

Outside of the office, John enjoys spending time outdoors with his family. He loves hiking, camping, snowboarding, fishing, and embracing an active lifestyle that reflects his appreciation for balance, adventure, and time well spent together.

2025 Forbes Best-in-State Wealth Management Teams: Awarded January 2025; Data compiled by SHOOK Research LLC based on the time period from 3/31/23 - 3/31/24 (Source: Forbes.com). The Forbes Best-in-State Wealth Management Teams rating algorithm is based on the previous year's industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 11,674 wealth management teams were considered for the rating; 5,331 (45.66% of candidates) were named 2025 Forbes Best-in-State Wealth Management Teams.

Crystal Cole is a Client Service Associate with more than 11 years of experience in the financial services industry. She is dedicated to helping clients navigate all stages of life with confidence and ease, providing thoughtful support and exceptional service tailored to each client’s unique needs. Crystal takes pride in building strong, lasting relationships and serving as a trusted point of contact for the clients she supports.

Crystal began her career in the financial industry as a bank teller and advanced through roles as a personal banker before stepping into her current position as a Client Associate. Her broad experience across multiple client-facing roles gives her a deep understanding of client needs and allows her to deliver efficient, attentive, and personalized service.

The part of Crystal’s role she enjoys most is speaking directly with clients and assisting them when they reach out. She values being accessible, responsive, and helpful, ensuring clients feel supported and well cared for in every interaction.

Outside of work, Crystal enjoys spending time with her husband and their four children. She loves shopping, trying great food, and relaxing together by watching movies as a family.

As Operations Manager at Macko Financial Group of Sullivan & Associates Wealth Management, Bridget Macko plays a critical role in the overall success of the firm by developing a deeper, more meaningful connection with their clients while helping ensure their needs are being met with satisfaction.

A native of Central Square, NY, Bridget studied for her Bachelors in Business Administration from SUNY Oswego. She went on to earn her Masters in Sports Management from SUNY Cortland.

Bridget and her husband are currently raising their family in his native Marcellus, NY. Outside of the office, you’ll find her puttering around the garden, enjoying a good book, or spending time with her family.

Dana has worked with William Thomas, Managing Partner, at Wells Fargo Advisors Financial Network, since 2018 and played a key role in facilitating the move to and founding of Upper Valley Wealth Management of Sullivan & Associates Wealth Management.  She is a registered associate and brings over 30 years of customer service experience and management experience to Upper Valley Wealth Management.

Prior to entering the wealth management business, Dana was the store manager at Starbucks in Hanover, NH.  She also owned and operated a restaurant business in Lawrence, KS.  After the sale of the business, Dana began a career in real estate until relocating to the East Coast.

Education
Arizona State University

Anthony Ortiz is a lifelong resident of the Hudson Valley area and he and his wife, Michelle currently resides in Marlboro, NY where they are raising their growing family of 4.  He graduated Magna Cum Laude from Marist College earning a Business Administration degree with an emphasis in Finance.

Anthony, a Senior Financial Advisor, has almost 21 years’ experience in the wealth management field. His career started in 2003 with MetLife Financial Services which gave him a great foundation in Life insurance and Annuity products.  In 2007 he joined HSBC Securities and First Niagara Bank where he worked closely for 9 years with Robert Coombs, Senior Financial Advisor, who took the time to mentor him and ultimately partner with him.  It was here that Anthony gained the necessary knowledge of the investment management business as well as the ethical practices needed to thrive long term in this business.  In 2016, Anthony, Robert Coombs, Registered Operations Manager Derek Pinelli and Financial Advisor Taylor Coombs joined forces with Wells Fargo Advisors Financial Network in order to start their company, The Captiva Group.  Our Company Mission is simply to have great products available to help our clients reach their financial goals while also delivering a very personal and professional client experience.

Brewster Sears has been managing and evaluating investments for 30 years. He holds several securities registrations including the Series 65, 63, 7, 10, and 9 and is currently registered in 16 states across the Northeastern US, as well as, California, Colorado, Florida, Indiana, Maryland, Massachusetts, Michigan, New York, Rhode Island, Tennessee, Vermont, Washington and Wisconsin.

Brewster started his initial training on the 62nd floor of the South Tower, World Trade Center with Dean Witter. Over the last three decades he has managed accounts for clients at PaineWebber, Janey Montgomery Scott, and RBC Wealth Management in Syracuse, NY where he was Branch Director. In December of 2016, Brewster returned to Janney to work in the Skaneateles office. In June of 2023, Brewster joined Sullivan & Associates Wealth Management, LLC and works out of Skaneateles, NY.

About Me

For decades, Doug has built his practice on consistency, ease and trust with clients by demonstrating diligence, providing investment planning, and delivering solutions to executives, business owners and families’ most important priorities. Douglas is a PIM Portfolio Manager overseeing multiple discretionary, tactical strategies to fit various client risk profiles as well as income solutions and faith-based investing. 


Post-MBA, Douglas worked in Corporate Debt Products at Bank of America providing public bank loans for Fortune 500 firms. He also has nearly three decades of private business ownership experience providing a unique understanding of his business clients’ needs.  Doug’s industry experience includes: Healthcare, Private Equity, Financial Services, Retail Store/Sales, Apparel/Clothing, Foodservice/Hospitality, and Agro/Chemical.  In addition, Douglas speaks Spanish and has worked in Europe and South America. 

As a champion of improvement, Douglas has always strived to learn and expand for his clients. He earned the Chartered Financial Analyst® designation in 2016. The CFA® is a graduate level, multi-year program that develops and reinforces a fundamental knowledge of investment principles, such as ethical and professional standards, economics, quantitative methods, accounting, corporate finance, portfolio management, and wealth planning.   In 2020, he earned the CFP® certification. 

Doug graduated from Miami University with a BSB in Business-Marketing. He then went on to earn his Master of Business Administration (MBA) from the Darla Moore School of Business at the University of South Carolina. He has studied International Business at ITESM in Guadalajara, Mexico and ESADE in Barcelona, Spain while completing an internship at Syngenta in Basel, Switzerland. 

Douglas and his wife Sophie have 3 gregarious boys - Jack (12), Easton (9) and Grey (7). He is an avid traveler, visiting 30+ countries and enjoys coaching and watching his son’s play soccer, baseball and basketball. Douglas volunteers at several local churches and charities tutoring reading, math and finance. 

CA Insurance License Number: 0G69642. Resident State (NC).     

The PIM program is not designed for excessively traded or inactive accounts and is not appropriate for all investors. Please carefully review the advisory disclosure documents for a full description of our services. The minimum account size for this program is $50,000.

Certificates

CFA, CFP®

As Senior Financial Advisor and CERTIFIED FINANCIAL PLANNER® professional backed by the global resources of Wells Fargo Advisors Financial Network, I am dedicated to a wealth management approach that is centered on your life’s priorities - your family, your friendships, and your favorite things to see and do. Truly understanding your whole life, not just your money, is the foundation we build upon together to make good choices and trade-offs in your financial life.

Your personal priorities and values will drive the creation of a customized and dynamic plan where you and I will make changes based on your needs and choices as you face the everyday tradeoffs in life. Not only will this plan help to bring your life’s priorities and money together but it will become the basis of our relationship and allow you to focus and fund the things that matter most to you.

My role as a professional with more than 20 years of investment planning experience is to marshal the vast resources of Wells Fargo Advisors Financial Network on your behalf and to be your advisor, guide and advocate. That's the personal service I strive to deliver.

By way of background, I joined Wells Fargo Advisors in 1995 after receiving a Bachelor of Science degree in marketing from Franciscan University in Steubenville, Ohio. I also was awarded the Certified Financial Planner® certification from the College for Financial Planning in Denver, Colorado. CFP® certification includes a rigorous educational program and examination, as well as stringent experience requirements. As a CERTIFIED FINANCIAL PLANNER® professional I adhere to a professional Code of Ethics and fulfill strict annual continuing education requirements.

 In addition to the CERTIFIED FINANCIAL PLANNER® certification, I am a Private Investment Management (PIM) Portfolio Manager - a designation awarded based on experience as a portfolio manager; a specified level of assets under management; industry experience; and successful completion of FINRA Series 65 or 66 securities registrations.

Away from the office, I am active in family and church activities and enjoy traveling, hiking, golf and tennis. I also serve as volunteer and former Commander of the local Fraternus Chapter mentoring program for young men about virtues. My wife Amy and I have eight children - Kathryn, Grace, Christian, Jake, Mary Rose, Clare and twins John and Brigid.

California Insurance License: 0H79020. Resident State: NC

The PIM program is not designed for excessively traded or inactive accounts and is not appropriate for all investors. Please carefully review the advisory disclosure documents for a full description of our services. The minimum account size for this program is $50,000.

Michelle believes that sound financial strategies require planning, discipline, and risk management.

With over three decades of experience in the financial services industry, Michelle brings an uncommon depth of market knowledge and perspective to her clients.    Her holistic and consultative approach focuses on building long term relationships with an emphasis on trust and satisfaction.

Michelle provides services to high net worth families and successful individuals including entrepreneurs, small business owners, corporate executives, professionals, and retirees.   

At Wells Fargo Advisors Financial Network, Michelle has the PIM (Private Investment Management) Portfolio Manager designation. 

Michelle received her CERTIFIED FINANCIAL PLANNER® certification through the College for Financial Planning in Denver, CO in 1987 and served as President of the CT Financial Planners Association from 1999 – 2001.

She joined Merrill Lynch in 1991 and became an Assistant Vice President – Investments.  In 1999 she joined Paine Webber which was later acquired by UBS Financial Services, Inc

In 2012, Michelle became a partner with Adaptive Wealth Management, LLC - an independent wealth advisory firm. 

In August of 2017, Michelle joined Sullivan and Associates Wealth Management, LLC as First Vice President.

Throughout her career, Michelle has been involved in Community activities including serving in the past as a board member for the Saint Raphael Hospital Foundation and the Albert Schweitzer Institute for the Humanities.

Michelle is a graduate of Dartmouth College, (the 3rd class of co-education), an A.C.A. National Whitewater Canoe Champion and a past instructor of several Outward Bound Schools.

She lives in Charlotte, North Carolina with her husband Tim and enjoys skiing and swimming in her free time.

The PIM program is not designed for excessively traded or inactive accounts and is not appropriate for all investors. Please carefully review the advisory disclosure documents for a full description of our services. The minimum account size for this program is $50,000.

Bob started his career in Poughkeepsie, NY with MONY Financial Services after graduating from the University of Tampa with a Bachelor of Science degree in Business Administration. After 18 years with MONY he accepted a position with John Hancock where he enjoyed a successful career helping clients reach their financial goals.

In 2004 he moved to HSBC as a senior financial advisor and Vice president. He grew his practice with the help of his partner Anthony Ortiz and Registered Account Administrator Derek Pinelli.  Over the years his client base grew to over 1200 clients and over $170,000,000 in assets under management by January of 2015. Bob stayed with First Niagara investment services after their acquisition of HSBC, then started The Captiva Group in 2016.

Bob also is a Chartered Financial Consultant® and Chartered Life Underwriter® from the American College. Bob lives in Newburgh with his wife Lori.

Here Bob, Financial Advisors Taylor Coombs and Anthony Ortiz, can apply their proven philosophies of nurturing their client's financial goals and objectives, as well as applying a personal touch to each and every one of our clients.

Jon Paul earned his Bachelors in Business Administration from St. Bonaventure University in 1998. While at St. Bonaventure, he was also the manager of the men’s basketball team.

Prior to joining Sullivan & Associates Wealth Management, LLC, Jon Paul held the position of Financial Advisor at Merrill Lynch. He has his series 7 and 66 securities registrations as well as New York State Life, Accident and Health Insurance licenses.

Jon Paul enjoys spending time with his wife and four children as well as being a volunteer fireman with the St. Paul Boulevard Fire Department in Irondequoit, NY.

Casey has over thirty years of wealth management experience. He has been affiliated with the Wells Fargo Advisors Financial Network since 2011.

He began his career at Dean Witter Reynolds where he served as Branch Manager of the Lebanon, NH office, continuing in the role when the company merged with Morgan Stanley in 1997. He is a graduate of Middlebury College.

My Areas of Focus:

• Portfolio Strategies
• Retirement Planning

As a Branch Associate, Cheri provides tailored support to clients and advisors. Prior to working at Sullivan and Associates, Cheri’s career spans over 15 years in marketing, film, and communications. When not working, she enjoys hiking and spending quality time in nature with her two children.

Fred Hadlow takes a risk-adjusted, total return approach to help optimize the financial well-being of accomplished individuals, families and businesses.

Prior to becoming a Partner of Upper Valley Wealth Management, Fred was a Senior Vice President, Investment Officer at Wells Fargo Advisors locations in both Keene and Brattleboro since 2012.

Before entering wealth management, Fred held leadership positions at multiple Fortune 500 companies, including Stanley/Black & Decker and the Timken Company.

Fred and his team can assist clients with all aspects of financial needs ranging from saving for retirement and college expenses, insurance solutions, sophisticated investment planning, and estate planning strategies. Wells Fargo Advisors Financial Network is not a legal or tax advisor.

Fred is a graduate of Trinity College, Hartford, CT with a B.S. in Economics. He earned his M.B.A at Thunderbird, Graduate School of International Management.

Patrick earned his Bachelor of Arts in Psychology, with a minor in Business Marketing from Syracuse University in 2006. In 2009 he then earned his Master's in Business Administration from Fordham University Graduate School of Business, with a dual concentration in Finance and Marketing. He currently has his Series 7 & Series 66 securities registrations. Patrick is a CERTIFIED FINANCIAL PLANNER® professional.

Fun Facts

25 years spent in the North Carolina high country and Atlantic Beach
5 years of coaching little league
3 children who attended Appalachian State University

Focus

What kind of financial advisor do you want sitting across the table from you? Alex Wordsworth joined Backshore Wealth Management Group to be on the same side of the table with his clients. Throughout his fifteen years in the financial services industry, Alex has a passion for helping his clients develop a plan and making that plan work for them. He wants to help his clients succeed long-term and give them the ability to enjoy their retirement years.

Background And Experience

By staying in lockstep with his clients, Alex believes he has the ability to put them at ease when markets get volatile. He is there for the entire journey to maintain the plan through the ups and downs. Alex believes in diligently working to be a positive influence in the lives of his clients and his community. Wells Fargo Advisors Financial Network has named Alex a Platinum Council Advisor in 2014, 2015, 2020, and 2021.

Away From The Office

Alex and wife Miri have been residents of Greenville, North Carolina for nearly twenty years. They are active in the Greenville Covenant Church, their local chapter of Building Hope and Pitt County Young Life. Alex stays active by hiking, playing golf & tennis, which is a big reason why he supports the JH Rose Athletic Foundation. He has a BS in Finance, Economics & Banking from Appalachian State University and received his Master’s in Business Administration from John Hopkins University. On the weekends, you will find him in the stands at his Alma Mater, cheering on the Mountaineers.

The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structures.

Michèle Megson, Director of Client Experience, has a strong administrative background supporting CEO’s, cabinet members, financial advisors, and wealth management teams. Originally from Canada, she attended McGill University and worked in Ottawa as a Business Administrator before moving to the United Sates in 2010.

Known for her exceptional organizational skills, proactive leadership, and dedication to operational excellence, she plays a key role in helping ensure a smooth, efficient, and client-focused experience. She is passionate about supporting team success and contributing to an office culture rooted in integrity, care, and efficiency.

Outside of work, Michèle has a deep appreciation for international travel and enjoys exploring new destinations around the world. When she’s not out adventuring, you can find her at the beach with her awesome daughter and two crazy dogs.

Focus

For over 32 years, Bill has helped clients address their financial concerns and develop strategies by focusing on each individual’s specific needs. With extensive experience and dedication, Bill has dedicated his career to delivering the personalized investment planning services his clients deserve. He values the relationship he has with clients and the trust and confidence they place with him.

Background & Experience

Bill began his career in 1993 as a Financial Advisor with Merrill Lynch, after graduating from LeMoyne College with a degree in Business and a concentration in Finance/Investments. He joined Wells Fargo Advisors in 2009 to further his ability in providing personalized financial advice to clients. Bill has always believed that gaining knowledge will only help his clients succeed to an even greater degree.

Licensure, Education and Designations & Recognition

Completed The American College’s Financial Planning educational program
Chartered Retirement Planning CounselorSM (CRPC®) designation
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent
FINRA Series 65 Uniform Investment Adviser
Life and Health Insurance Licensed
B.S., Business – Concentration in Finance/Investments, Le Moyne College
Senior PIM® Portfolio Manager at Wells Fargo Advisors1
Platinum Council member 2011 – 20252
Bill has always believed that gaining knowledge will only help his clients succeed to an even greater degree. 


Away from the office

Bill and his wife Yvonne have five kids William III, Jordan (and her husband Efrain), Josiah (and his wife Claire), Daniel (and his wife Carolyn), and Amelia. Additionally, they have 5 granddaughters (Kaleiah, Brayleigh, Leia, Amore, Ronin). Faith, family and fun are important to all of them. Together, they enjoy hanging out and spending time at the ocean or in the pool. Bill is actively involved in ministry in teaching kids and leading a life group, and has additionally served on the board of elders over the years.

1 Fees for the PIM® program include Advisory services, performance measurement, transaction costs, custody services and trading. Fees are based on the assets in the account and are assessed quarterly. There is a minimum fee of $250 per calendar quarter to maintain this type of account. The fees do not cover the fees and expenses of any underlying packaged product used in your portfolio. Advisory accounts are not designed for excessively traded or inactive accounts and may not be appropriate for all investors. During periods of lower trading activity, your costs might be lower if our compensation was based on commissions. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services, including fees and expenses. The minimum account size for this program is $50,000.

2 The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structure.
Certificates

CRPC™
 

Focus
Heather’s focus is on the clients. She appreciates each client relationship and values them
as individuals, listening to their concerns and working hard to help address any service
requests they have. Her role on the team is to keep client records up to date, open new
accounts, manage money transfers as well as answer questions clients may have regarding
their account.

Background & Experience
Heather has over 25 years of experience in the financial services industry. Her experience
includes working at Herkimer County Trust as a Personal Banker/Assistant, M & T Bank as
an Assistant Branch Manager, Adirondack Bank as a Branch Manager and KeyBank as a
Personal Banker.

Heather’s educational background includes earning her degree in Business Management
from Herkimer County Community College

As a Client Associate, she enjoys the team approach in supporting each other as they
collaborate in delivering caring, personalized service to clients.

Away from the office
Heather and her husband, Wayne have three children, Ashley, Mariah and Wayne Jr. and
enjoy spending time with family and close friends. She is also a member of the Whitestown
Optimist Club.

As a Financial Advisor with Wells Fargo Advisors Financial Network, I can offer you a wide
range of services, from helping you select individual investments to developing a
retirement plan. With access to a broad array of resources - including Wells Fargo
Investment Institute research analysts and economic and market strategists - I can help
you make informed investment decisions based on your specific needs.

Contact me if you'd like me to help you develop strategies for pursuing your financial goals.
Wells Fargo Investment Institute, Inc. is a registered investment adviser and wholly-owned
subsidiary of Wells Fargo Bank, N.A., a bank affiliate of Wells Fargo & Company.

Certificates
CRPC™

As a Financial Advisor with Wells Fargo Advisors Financial Network, I can offer you a wide
range of services, from helping you select individual investments to developing a
retirement plan. With access to a broad array of resources - including Wells Fargo
Investment Institute research analysts and economic and market strategists - I can help
you make informed investment decisions based on your specific needs.

Contact me if you'd like me to help you develop strategies for pursuing your financial goals.
Wells Fargo Investment Institute, Inc. is a registered investment adviser and wholly-owned
subsidiary of Wells Fargo Bank, N.A., a bank affiliate of Wells Fargo & Company.

Brian is the President of Hudson Valley Financial Services as well as a CERTIFIED FINANCIAL PLANNER® with a B.S. in Finance from the University at Albany. He began his career as an investment planner in 2001 after spending three years working on Wall Street. He specializes in helping clients achieve their retirement goals through managing their investment portfolios and educating them to feel more confident in their retirement decisions.

Besides the coveted CFP® designation, Brian currently holds the Series 7, 63 and 24 registrations as well as Life, Disability and Health Insurance licenses.

CA Insurance license 0L04842, Resident State NY

I have been a financial advisor helping clients since 1998.

I've been affiliated with Wells Fargo Advisors Financial Network since 2011.

My investment approach is to create portfolios for my clients tailored to their specific needs as well as their acceptable risk tolerance. These portfolios may be simple or more complex in nature depending upon what is most appropriate to help them meet their investment needs.

Throughout this process, I make sure that my clients are aware of the basis for my suggested improvements.  Additionally, communications as well as portfolio reviews with my clients are carried out on as needed basis and I make myself available for their calls.

Bryce joined Dooley Wealth Management of Sullivan and Associates (“DWM”) in 2026, driven by a passion for bringing clients clarity and confidence in their investments and long‑term financial plans. He works closely with retirees and is equally committed to guiding the next generation as they build their financial futures.

Before joining DWM, Bryce spent three years with BroadVail Capital Partners, a real estate private equity firm, working closely with portfolio companies on investment performance and strategic initiatives. Before BroadVail, Bryce worked at JLL, specializing in real estate capital markets activity for institutional and private clients.

Bryce attended Abilene Christian University on a golf scholarship and earned degrees in Finance and Accounting. He later completed a Master’s in Finance at The University of Texas.

Outside of the office, Bryce values time with his wife, Emily, their daughter, Anderson, and their growing family. He also loves staying active, being outdoors, and playing golf.

Doug has been in the financial services industry since 1993. He has a degree in Economics from The University of Texas at Austin and later studied at University of Houston’s MBA Finance program. His business focus is to provide a high level of experience and customer service for his retiree, pre-retiree and business owner clients. He is instrumental in portfolio strategies and design and is a regular speaker at practice client events. Doug is a former Chamber of Commerce President and over the years has been very involved in his church, youth sports organizations and community. He lives in Friendswood, TX with his wife Gina and 3 children Wes, Bryce and Camryn and his hobbies include golf, tennis and anything outdoors.   

Professional Registrations and Licenses: 

Series 7, General Securities Representative
Series 63, Uniform Securities Agent State Law
Series 65, Uniform Investment Advisor
Texas Life, Accident & Health Insurance License

Lee Davis is the Senior Financial Advisor, Managing Partner of Davis Wealth Advisors in Kinston, North Carolina.  He has been serving clients since 1997, bringing decades of experience to individuals, families, and business owners seeking to define and achieve their financial and investment goals. He is known for his ability to communicate complex financial concepts in clear, practical terms—helping clients make informed decisions with confidence and clarity in their planning and wealth management strategies.  Prior to entering the financial advisory profession, Lee spent 10 years in commercial banking, where he worked extensively with businesses across Eastern North Carolina.

Originally from Richlands, North Carolina, Lee and his wife, Amy, have called Kinston home since 1994. Outside of the office, Lee enjoys spending time outdoors, particularly boating and fishing. He and Amy also value travel and cherish time with their two grown daughters. One daughter and her husband reside in London, while the other lives in Montana.
 
Lee is deeply appreciative of the trust his clients place in him. At Davis Wealth Advisors, he is committed to building lasting relationships grounded in integrity, personalized service, and a client-first approach.

Education and Certifications
Bachelor of Science in Finance, University of North Carolina Wilmington
Master of Business Administration, Campbell University
Accredited Asset Management Specialist™ (AAMS®), College for Financial Planning
Series 7, 63, and 65 Securities Registrations
Licensed in Life and Long-Term Care Insurance

Troy Sharpe is a Wealth & Investment Planner at Davis Wealth Advisors in Kingston, North Carolina, who helps clients create personalized financial strategies built around their goals, priorities, and changing needs. His work centers on portfolio strategy, long-term planning, and developing strong, lasting relationships with the individuals and families he serves.

He began his career in financial services in 2019 at U.S. Bancorp Investments, where he earned his registrations and advanced into a Registered Wealth Management Associate role. In 2022, he joined Wells Fargo Advisors, where he later served as a Senior Registered Client Associate. That experience provided him with a strong understanding of both client service and the operational side of the business, which supports his ability to help drive efficient, detail-oriented processes at Davis Wealth Advisors.

Troy graduated from the University of Wisconsin – La Crosse with a degree in Finance. He holds the Series 7 & 66 registrations, as well as long-term care and insurance licenses.

Away from the office, you’ll likely find him on the golf course, out fishing, or enjoying time at the beach. He values time with family and friends and lives in Kinston, North Carolina, with his girlfriend, Hallie, and their dog, Ryland.

As a Financial Advisor with Wells Fargo Advisors Financial Network, I can offer you a wide
range of services, from helping you select individual investments to developing a
retirement plan. With access to a broad array of resources - including Wells Fargo
Investment Institute research analysts and economic and market strategists - I can help
you make informed investment decisions based on your specific needs.

Contact me if you'd like me to help you develop strategies for pursuing your financial goals.

Wells Fargo Investment Institute, Inc. is a registered investment adviser and wholly owned
subsidiary of Wells Fargo Bank, N.A., a bank affiliate of Wells Fargo & Company.

Frederick Spagnola, CRPC®, is the Managing Principal with more than 38 years of experience helping individuals and families navigate their financial lives with confidence. Drawing on his extensive background in wealth management, he is committed to helping clients pursue their financial goals through thoughtful planning, personalized guidance, and education.

Fred earned a Bachelor of Business Administration in Accounting from Pace University and successfully passed the CPA exam in 1986. His accounting background provides a strong foundation for helping clients understand complex financial concepts and make informed decisions about their wealth. He believes that educating clients empowers them to feel more confident and comfortable in addressing their financial goals.

One of the most rewarding aspects of Fred's work is helping clients understand both the challenges and the opportunities involved in managing their wealth and lifestyle. He enjoys building lasting relationships and serving as a trusted resource throughout every stage of a client's financial journey.

Outside of the office, Fred enjoys traveling, golfing, gardening, and spending time with his grandchildren.
 
 

Jon Vallaro is a Managing Director and Senior Financial Advisor with more than 22 years of experience in the financial services industry. He earned his Bachelor’s degree in Business Administration from the CUNY School of Professional Studies and is dedicated to helping individuals and families pursue their long-term financial goals through thoughtful guidance and personalized service.

Jon believes that the trust clients place in him is one of the greatest responsibilities of his profession. He takes pride in building lasting relationships and finds it especially rewarding to help clients navigate important financial decisions while supporting multiple generations of their families over time.

Outside of the office, Jon is an avid sports fan who enjoys cheering on the New York Yankees, New York Rangers, and New York Giants. He also stays active by playing softball and hockey. Most importantly, he is a proud father to his two daughters, Chloe and Avery, and enjoys supporting them in their passion for dance.
 
 

Background and experience:
For more than 30 years, I have had the privilege to serve as a financial advisor to families, individuals, and institutions. My true passion is engaging with clients who have worked hard their entire lives to create wealth and helping them preserve it for today and for future generations.

I take a comprehensive approach to investment planning and examine every element of a client's financial life, including debt management, cash reserves, insurance, estate investment planning and tax implications.

I began my career with Wells Fargo Advisors in 1997 and joined Wells Fargo Advisors Financial Network in 2026. In 1999, I earned the CERTIFIED FINANCIAL PLANNER® certification. The CFP® certification identifies those individuals who have met the rigorous experience and ethical requirements of the CFP® Board and have successfully completed coursework on financial topics in the following areas; general principles of financial strategies, insurance planning and risk management, employee benefits planning, and retirement and estate planning strategies. CFP® certificants also agree to meet ongoing continuing education requirements. My formal education is in finance where I earned a Master's degree from Harvard University.

Away from the office:
I enjoy watching and participating in sports. I love to learn about history. I take weekly piano lessons. I cherish my time spent with my wife, Kasia, my son, Ashton, and my daughter, Olivia.

Certificates
CFP®
 

I am a Senior Registered Client Associate with Summit View Private Wealth Management, bringing nearly three decades of experience in the financial services industry. Prior to joining Summit View, I worked with Wells Fargo Advisors from 2009 to 2026, UBS Financial Services from 2005 to 2009, and HSBC Bank from 1991 to 2005.

I hold my Series 7, 9, 10, and 66 securities registrations and am also licensed in life and health insurance. My extensive industry experience and professional credentials allow me to provide knowledgeable, thoughtful support to clients and their financial needs.

Over the course of my career, I have learned that clients always come first. I am committed to delivering an exceptional service experience and take pride in building lasting relationships based on trust, responsiveness, and objective guidance. I enjoy helping clients navigate important financial decisions and strive to make every interaction meaningful and supportive.

Originally from Plattsburgh, New York, I live with my husband, David, and our two energetic dachshunds, Blue and Paisley. Outside of work, I enjoy evening walks with my husband and spending quality time with my family, especially my grandchildren.
 
 

Alexandra graduated from the University of Maryland business school in 2020 where she earned a degree in information systems and marketing. During her time at the University of Maryland, Alexandra was in both Honors and Scholars programs and participated in a club dance team. She also held several internships while in college including one for Wells Fargo Advisor Financial Network. 

After graduation Alexandra joined our team as a client associate where she has learned the ins and outs of the investment business. Alexandra works closely with clients and provides office support by assisting the financial advisor with new client onboarding, asset transfer, estate settlement etc. Alexandra is skilled in navigating the organizational and operational complexities that arise in the running of the practice and managing clients.

Her commitment to a high level of professionalism and attention to detail make Alexandra an invaluable member of the team.

Outside of the office Alexandra enjoys reading, hiking, swimming and has just recently begun taking indoor cycling classes. Alexandra also plays the New York Times games daily.

Nikita graduated from the University of Maryland with a Bachelor of Science in Economics in May 2022. During her time at the University of Maryland, she gained valuable experience through various internships and jobs while completing her degree.

In her role as Senior Administrative Associate, Nikita aims to maximize the client experience by attentively listening to their needs and wants. She is both creative and easy to work with, playing a crucial role in supporting the team’s daily functions and their mission to build and maintain meaningful relationships. Nikita is dedicated to providing clients and their families with capable and personalized assistance and care.

Outside the office she enjoys spending her time doing Pilates, reading, painting, and paddleboarding during the summer months.

Hannah is a Client Associate with five years of experience in administrative support. She is
dedicated to providing thoughtful, efficient support to both clients and her team, with a
strong focus on organization and attention to detail. She values building positive client
relationships and being a dependable resource for those she works with. Outside of the
office, she enjoys being outdoors and spending time with friends and family.

Bob O’Dea, CFP®, leads O’Dea Private Wealth Advisory Services, where he delivers comprehensive, full balance sheet and client-centric advice to high-net-worth individuals and families. Bob's unique background, including his healthcare experience with multidisciplinary teams rehabilitating traumatically brain-injured adults and children, instilled a profound understanding: optimal solutions emerge from leveraging highly qualified professionals. This collaborative philosophy is now the cornerstone of his wealth advisory practice.

Prior to founding O’Dea Private Wealth Advisory Services, Bob honed his expertise as a Private Bank Financial Advisor with Wells Fargo Private Bank. He then established his independent practice through the Wells Fargo Advisors Financial Network with Sullivan & Associates, aiming to ensure clients benefit from objective, tailored advice.

With deep expertise in complex estate planning strategies and multi-generational wealth transfer, Bob guides clients through every stage of their wealth journey. He works in close collaboration with their estate attorneys and tax advisors, aiming to ensure a truly integrated and holistic approach to their financial well-being.

Wells Fargo Advisors Financial Network does not provide legal or tax advice.

As a Client Associate, Julie partners with clients, advisors, and internal teams to foster strong relationships and help ensure reliable service. She supports account requests and the ongoing management of client accounts, providing personalized support and attentive service throughout each stage of the client journey.

Julie began her career with Wells Fargo Financial Network as an intern while attending the State University of New York at Fredonia and joined the team as a Client Associate following her graduation in 2023.

About Me
With more than 35 years of experience in wealth management, Gary Jameson has helped individuals, families, business owners, and corporate executives navigate changing market conditions while staying focused on what matters most: achieving their long-term financial goals.

Gary specializes in comprehensive wealth management, retirement planning, investment management, estate planning strategies, and risk management. His approach is built on developing lasting relationships with clients and their families, working closely with their attorneys, accountants, and other trusted advisors to create coordinated strategies designed to preserve and grow wealth across generations.

Throughout his career, Gary has remained committed to delivering personalized advice and disciplined investment planning tailored to each client's unique circumstances. His proactive service model emphasizes regular communication, ongoing portfolio reviews, and strategic guidance to help clients make informed financial decisions with confidence.

Prior to starting Quantum Investment Partners, Gary held advisory positions with several highly respected financial firms, including Wells Fargo Advisors, UBS, Smith Barney, Legg Mason Wood Walker, Prudential Securities, and Shearson Lehman Hutton. He holds FINRA Series 7, 8, 9, 10, 63, and 65 registrations, as well as licenses for life, accident, and health insurance.

Gary's professional credentials include the CERTIFIED FINANCIAL PLANNER®, Certified Investment Management Analyst® (CIMA®), and Certified Divorce Financial Analyst® (CDFA®) designations. We believe these advanced certifications reflect his commitment to professional excellence and provide a strong foundation for the sophisticated planning and investment strategies he delivers to clients.

In recognition of his dedication to clients and professional achievement, Gary was named a Wells Fargo Advisors Platinum Council Advisor in 2019. The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structures.

Gary earned his MBA in Finance from Xavier University and his Bachelor of Business Administration in Marketing from Eastern Kentucky University. He is an active member of professional organizations, including the Association of Professional Investment Consultants (APICS) and the Investments & Wealth Institute. He also serves on several condominium association boards and remains actively involved in his church and local community.

Gary and his wife, Leigh, reside in Brentwood, Tennessee. They are proud parents of four children and enjoy life with their three Goldendoodle dogs.

Let's Start the Conversation

Whether you're preparing for retirement, managing significant assets, planning your legacy, or seeking a more personalized wealth management experience, Gary welcomes the opportunity to learn about your goals and discuss how he can help.

Contact Gary Jameson at (629) 299-8911 or gary.jameson@wfafinet.com to schedule a confidential consultation.
Certificates

CFP®, CIMA®, CDFA®, MBA

About Me
Starting in 1994 as a bank teller, Gregory Roden completed his MBA in Finance from Middle Tennessee State University. He is passionate about assisting Financial Advisors and helping clients meet and exceed their operational and financial service needs. He believes that trustworthy communication and service is critical while steering investors’ needs towards their financial goals.

A native Nashvillian, Greg obtained his Bachelor of Science degree from David Lipscomb University. He has seen the city grow, as well as the growing challenges in helping investors create an environment of trust and loyalty where their needs are met with confidence and reliability. Greg has five adopted children; spending time with them and watching them grow drives him to be a source of service and dependability for both his family and his clients.
Certificates

MBA
Licenses

CA Insurance License #4006268. Resident State: TN

About Me
Leigh L. Jameson brings more than 30 years of experience to her role as Senior Registered Marketing Associate. After graduating from college, Leigh began her career with J.C. Bradford & Company and has remained in the financial services industry ever since, building a strong background in administrative support and client service.

For Leigh, the most rewarding part of her work is understanding the stresses that can come with the financial world and being a dependable source of support for Gary and the team. She especially enjoys the collaborative nature of her role and appreciates how well she and Gary complement one another as they work together to serve clients.

Outside of the office, Leigh stays busy with a full household and enjoys volunteering at the local high school. She can also often be found exploring nearby bike trails or settling in with a good book.

Thomas has been a trusted advisor in the financial services industry since 2011. He has
been guiding clients by taking a holistic approach to both investment advice and
investment planning. As a Wealth Manager who holds the CERTIFIED FINANCIAL
PLANNER® certification, Thomas works with high-net-worth families and individuals to
customize portfolios by using strategies that are active, yet practical and tailored to the
specific needs of each client. Thomas truly believes in open architecture and active
management.

Thomas is the Managing Partner of Magnet Capital Advisors. Before founding Magnet
Capital Advisors of Sullivan & Associates Wealth Management, Thomas was First Vice
President of Quillion Wealth Management. Prior to being an advisor in the financial
services industry, he was Vice President at CNL Securities where he educated financial
professionals on the complexities of Private Credit and Real Estate Investment Trusts.
Realizing that his true passion was educating investors and working with people, Thomas
joined Ameriprise Financial as a financial advisor in 2014. Thomas has been a Five Star
Wealth Manager since 2021 - 2026. Thomas currently holds the Series 7, 63, and 65
securities registrations and Maryland Life and Health Insurance License.

Thomas graduated from the College of Charleston with a degree in Corporate
Communications and a minor in Business Administration. He served as President of the
Interfraternity Council and was inducted to the College’s Hall of Leaders. Thomas, an avid
golf and tennis player, lives in Naples, Florida with his wife Allison, son Holden, daughters
Harper, Hayes and their chocolate lab, Halsey. He spends time in Easton, MD.

Awards

The Five Star Wealth Manager award was issued on 1/1/26 by Five Star Professional (FSP)
for the time period 4/10/25 through 10/01/25. Wealth managers do not pay a fee to be
considered or placed on the final list of Five Star Wealth Managers. The award is based on
10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered
investment adviser or a registered investment adviser representative; 2. Actively licensed
as a registered investment adviser or as a principal of a registered investment adviser firm
for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined
by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in
a license being suspended or revoked, or payment of a fine; B. Had more than a total of
three settled or pending complaints filed against them and/or a total of five settled,
pending, dismissed or denied complaints with any regulatory authority or FSP's consumer
complaint process. Unfavorable feedback may have been discovered through a check of
complaints registered with a regulatory authority or complaints registered through FSP's
consumer complaint process; feedback may not be representative of any one client's
experience; C. Individually contributed to a financial settlement of a customer complaint;
D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a
financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled
their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria
– considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-
institutional discretionary and/or non-discretionary client assets administered; 9. Number
of client households served; 10. Education and professional designations. FSP does not
evaluate quality of services provided to clients. The award is not indicative of the wealth
manager's future performance. Wealth managers may or may not use discretion in their
practice and therefore may not manage their clients' assets. The inclusion of a wealth
manager on the Five Star Wealth Manager list should not be construed as an endorsement
of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager
or any wealth manager is no guarantee as to future investment success, nor is there any
guarantee that the selected wealth managers will be awarded this accomplishment by FSP
in the future. 2446 Baltimore wealth managers were considered for the award; 217 or 11%
percent of candidates were named 2026 Five Star Wealth Managers. Visit
www.fivestarprofessional.com.

This award was issued on 01/01/2026 by Five Star Professional (FSP) for the time period
04/10/2025 through 10/01/2025.

This award was issued on 01/01/2025 by Five Star Professional (FSP) for the time period
04/10/2024 through 10/31/2024.

This award was issued on 01/01/2024 by Five Star Professional (FSP) for the time period
04/10/2023 through 10/31/2023.

Award issued on 1/1/23 by Five Star Professional (FSP) for the time period 4/10/22 through
10/31/22.

Award issued on 1/1/22 by Five Star Professional (FSP) for the time period 4/10/21 through
10/31/21.

Award issued on 1/1/21 by Five Star Professional (FSP) for the time period 4/10/20 through
10/31/20.

View Award Disclosures