Investment Management for Advisory Clients

For clients who have engaged us for our comprehensive planning process, following your plan presentation and agreement to proceed, we will guide you in investing your hard-earned dollars, according to the strategy derived and dictated by the results of your personal plan. While our preference is to take all clients through our team’s planning process, we recognize that some clients may have created an investment plan in the past and feel confident with their current strategy. These clients are generally comfortable with their current financial position and are looking for ways to optimize the strategy they currently have or they’re now wanting to plan for specific goals or circumstances. Regardless of how you choose to work with us, our investment management for advisory clients includes the following:

  • Review of current investment portfolio and development of an asset management/allocation strategy
  • Recommendations designed to meet your stated goals and objectives, supported by relevant financial information
  • Monitoring of financial performance in relation to pre-determined benchmarks and your own investment plan with the aim of determining “are you on track?”
  • Ongoing review and assessment of assumptions incorporated into investment plan given changes in economic, political, and regulatory environment
  • Portfolio risk reduction strategies, as or if appropriate
  • Education and information regarding general asset classes such as equities (both domestic and foreign), debt, government securities, and municipal securities, or general types of investment vehicles in which you may invest
  • Well-researched investment allocations, products, techniques, and strategies that may involve long-term or short-term holdings of securities or other investment products, and insurance and trust strategies, depending on your financial goals, objectives and desires
  • Regularly scheduled meetings for plan and investment review – can be by email, by phone, by Skype or Zoom, or in person

We look forward to working with you!

Advisory accounts are not designed for excessively traded or inactive accounts, and may not be appropriate for all investors. During periods of lower trading activity, your costs might be lower if our compensation was based on commissions. Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services, including fees and expenses. The minimum account size for Advisory Programs varies.