Investment Management

For clients who have engaged us for our comprehensive planning process, following your plan presentation and agreement to proceed, we will guide you in investing your hard-earned dollars, according to the strategy derived and dictated by the results of your personal plan. While our preference is to take all clients through our team’s planning process, we recognize that some clients may have created an investment plan in the past and feel confident with their current strategy. These clients are generally comfortable with their current financial position and are looking for ways to optimize the strategy they currently have or they’re now wanting to plan for specific goals or circumstances. Regardless of how you choose to partner with us, our investment management includes the following:
  • Review of current investment portfolio and development of an asset management/allocation strategy
  • Recommendations designed to meet your stated goals and objectives, supported by relevant financial information
  • Monitoring of financial performance in relation to pre-determined benchmarks and your own financial plan with the aim of determining “are you on track?”
  • Ongoing review and assessment of assumptions incorporated into financial plan given changes in economic, political, and regulatory environment
  • Portfolio risk reduction strategies, as or if appropriate
  • Education and information regarding general asset classes such as equities (both domestic and foreign), debt, government securities, and municipal securities, or general types of investment vehicles in which you may invest
  • Well-researched investment allocations, products, techniques, and strategies that may involve long-term or short-term holdings of securities or other investment products, and insurance and trust strategies, depending on your financial goals, objectives and desires
  • Regularly scheduled meetings for plan and investment review – can be by email, by phone, by Skype or Zoom, or in person

We look forward to working with you!

Kate E. Eiland, Senior Vice President – Investments, and Elise L. Kausen, Senior Vice President – Investments, hold the CERTIFIED FINANCIAL PLANNER professional designation.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies. Trust services available through banking and trust affiliates in addition to non-affiliated companies of Wells Fargo Advisors. Wells Fargo Advisors and its affiliates do not provide legal or tax advice. Any estate plan should be reviewed by an attorney who specializes in estate planning and is licensed to practice law in your state. IMPORTANT: The projections or other information generated by NaviPlan regarding the likelihood of various investment outcomes are hypothetical in nature, do not reflect actual investment results and are not guarantees of future results. Results may vary with each use and over time.

Asset allocation and diversification are investment methods used to help manage risk. They do not guarantee investment returns or eliminate risk of loss including in a declining market.

Wells Fargo Advisors is not a tax or legal advisor.

The use of the CDFA® designation does not permit Wells Fargo Advisors or its Financial Advisors to provide legal advice, nor is it meant to imply that the firm or its associates are acting as experts in this field.