Our Services

Plan Benchmarking 


Department of Labor regulations under ERISA, and specifically section 408(b)(2), require that plan sponsors obtain fee disclosures for their plan and that all such fees be "reasonable" for the services provided.

 

Vendor Search and Analysis 


A comprehensive request for proposal process and analysis of vendor responses designed to help plan sponsors discharge a portion of their fiduciary responsibilities under ERISA.

 

Investment Selection and Monitoring 


Creation of an Investment Policy Statement combined with a continuous, prudent process for analyzing investment options and documenting discussions and decisions in regard to said investment options.

 

Participant Education 


Creation of an Education Policy Statement outlining a process addressing both administrative and investment issues for participants through new entrant orientation, group meetings and one-on-one consultations.

 

Fiduciary Liability Management Guidance 


Plan administrators, trustees, committees and advisors are all considered fiduciaries under ERISA and must adhere to general standards of conduct related to the plan and its participants, for which they are held legally responsible.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, MA, MD, MI, MN, MO, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY). Securities-related services may not be provided to individuals residing in any state not listed above. Please consult with the FA as s/he may not be registered in all states.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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