Areas of focus

In your journey to make an impact with your wealth, we offer several solutions and services along the way that help support you in creating a meaningful lifestyle and lasting legacy. 

Executive Stock Compensation Strategies 

Corporate executives are often faced with complex roadblocks in their company stock plans. We help our clients develop corporate stock strategies, utilizing 10b5-1 plans to take full advantage of restricted stocks in their portfolios.

Portfolio Construction

We create customized portfolios utilizing individual securities and boutique third-party asset managers. We have the ability to manage capital gains more efficiently through individual equities than we would with mutual funds and automatic distributions. 

Business Owner Support 

Through Wells Fargo Bank, we can help business owners access lending and other types of assistance to empower our clients to continue growing their businesses.

Planning and Debt Management

We take a “full balance sheet” approach to observe a client’s financial health and accurately construct a strategic and tactical investment plan. We help you create long-term financial planning strategies – our goal is to keep you on the right track so that you can not only outlive your money but also develop a multi-generational wealth transfer process.

Comprehensive solutions & services

  • Retirement Planning and Cash Flow Modeling
  • Education Planning/Funding 
  • Risk/Liability Management 
  • Insurance Strategies
  • Wealth Preservation and Transfer Strategies 
  • Philanthropic and Gift Planning
  • Private Equity, Hedge Fund & Private Real Estate Exposure
  • Securities-based Lending
Wells Fargo Advisors and its affiliates do not provide legal or tax advice. Any estate plan should be reviewed by an attorney who specializes in estate planning and is licensed to practice law in your state.

Trust services available through banking and trust affiliates in addition to non-affiliated companies of Wells Fargo Advisors.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AL, AZ, CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, ME, MN, MO, NC, NJ, NV, NY, OR, PA, RI, SC, TX, UT, VA, WA, WI, WY). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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