Keys to a Successful Relationship

We provide comprehensive investment planning. If we develop a successful working relationship, we will work together to help achieve your goals.

What you can expect from us

You can trust that we will consistently and responsibly perform all requested services and that we will be available when you need us.

We will:
  • Treat you with respect, honesty and dignity
  • Act as your advisor, putting your interests first
  • Strive to acquire a complete and accurate understanding of your goals, your tolerance for investment risk and your time frame
  • Explain the implications of the strategies we propose
  • Update you by email, mail and phone
  • Be prompt and prepared for our meetings
  • Meet with you to review your investment planning needs
  • Respect your confidential information
What we can expect from you

Effective communication and mutual respect are essential to a successful relationship, so we expect:
  • Trust
  • Respect
  • Sincerity
  • Honesty and full disclosure
  • Responsiveness to requests
  • Commitment to our process
We expect you to understand that our recommendations are always based on your best interests. As our client, you need to know that all investment, estate, and insurance advice will be based on the information you provide to us. We expect you to be fully engaged in the investment planning process.

Mutual responsibilities

We believe working together is essential to effective investment planning. To this end, we both need to make your investment strategies a priority. We will agree to:
  • Keep each other informed of any new developments that might affect these strategies. 
  • Meet to review your investment plan and be prompt and prepared for those meetings.
Together, we can build an effective, long-term working relationship.


Click HERE to learn about our philosophy and the investment planning process

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AR, AZ, CA, CO, FL, GA, IL, KY, LA, MA, ME, MO, OK, SC, TN, TX, UT). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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